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Other-OTC System Changes - 12/20/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | KABXD | Kabe Exploration Inc. NEW Common Stock | 12/20/2012 | Y | 100 | From BB (KABXD) |
| 12:52 | ACTLF | Accentuate Ltd. Shs (South Africa) | 12/21/2012 | Y | 100 | ** |
| 12:52 | AMNIF | Austrailia Minerals and Mining Group Ltd, Claremont WA Ordinary Shares (Austrailia) | 12/21/2012 | Y | 100 | |
| 12:52 | AUSDF | Ausdrill Ltd Ordinary Shares (Australia) | 12/21/2012 | Y | 100 | |
| 12:52 | BVAXF | Biondvax Pharmaceuticals Ltd Ordinary Shares (Israel) | 12/21/2012 | Y | 100 | |
| 12:52 | BVHMF | Bovis Homes Group PLC Ordinary Shares (United Kingdom) | 12/21/2012 | Y | 100 | |
| 12:52 | CCKRF | Clicks Group Ltd Ordinary Shares (South Africa) | 12/21/2012 | Y | 100 | |
| 12:52 | CHISF | Christiani and Nielsen Thai Public Co Ltd CNT Units Non-Voting Depositary Receipt (Thailand) | 12/21/2012 | Y | 100 | |
| 16:56 | CNYL | Community National Corporation Common Stock | 12/21/2012 | Y | 100 | Reinstated. |
| 12:52 | CPKOF | Castle Peak Mining Ltd Common Shares (Canada) | 12/21/2012 | Y | 100 | |
| 16:56 | CYBOF | Cybaero AB Ordinary Shares (Sweden) | 12/21/2012 | Y | 100 | |
| 12:52 | DADJF | Dada Spa Ordinary Shares | 12/21/2012 | Y | 100 | |
| 16:56 | DIISF | Direct Line Insurance Group PLC Ordinary Shares (United Kingdom) | 12/21/2012 | Y | 100 | |
| 16:56 | ESTI | East Shore Distributors, Inc Common Stock | 12/21/2012 | Y | 100 | ** |
| 16:56 | FASGF | FSA Group Ltd. Ordinary Shares (Australia) | 12/21/2012 | Y | 100 | |
| 12:52 | GSAT | Globalstar, Inc. Common Stock | 12/21/2012 | Y | 100 | From S (GSAT) |
| 16:56 | HBMBF | HBM Bioventures AG Baar ZG Namen - AKT (Switzerland) | 12/21/2012 | Y | 100 | |
| 16:56 | ICHIF | Ichigo Group Holdings Co Ltd Ordinary Shares (Japan) | 12/21/2012 | Y | 100 | |
| 13:34 | KITD | KIT digital, Inc. Common Stock | 12/21/2012 | Y | 100 | |
| 12:52 | NDHLF | Netdimensions Holdings Limited Ordinary shares (Cayman Islands) | 12/21/2012 | Y | 100 | |
| 12:52 | OBTAF | Obtala Resources Limited, St Peter Port Ordinary Shares (Guernsey) | 12/21/2012 | Y | 100 | |
| 16:56 | PTTGF | PT Tiga Pilar Sejahtera Food TBK Ordinary Shares Class A (Indonesia) | 12/21/2012 | Y | 100 | |
| 12:52 | RBGLY | Reckitt Benckiser Plc Sponsored ADR | 12/21/2012 | Y | 100 | Unsponsored to sponsored conversion. The ratio on the new sponsored ADR will be five (5) ADRS are equal to one (1) common share. ** |
| 12:52 | THYOF | Tethys Oil Ab Ordinary Shares (Sweden) | 12/21/2012 | Y | 100 | |
| 12:52 | TINKF | Tallink Group AS Tallinn Ordinary Shares (Estonia) | 12/21/2012 | Y | 100 | |
| 12:52 | WKISF | Workman Co Ltd Isezaki City Gunma Prefecture Ordinary Shares (Japan) | 12/21/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:52 | CSVGF | China Overseas Grand Oceans Group Ltd. Ordinary Shares (Hong Kong) | 12/21/2012 | 100 | Inactive Issue |
| 18:00 | GLBCP | TCF Financial Corporation Perp Pfd Ser B | 12/21/2012 | 100 | Listed on NYSE (TCB$C) |
| 12:52 | RBGPY | Reckitt Benckiser Group Plc, Slough Unsponsored ADR (UK) | 12/21/2012 | 100 | Unsponsored to Sponsored Conversion. New symbol: RBGLY. ** |
| 12:52 | RIOAF | Rio Alto Mining Limited Common Shares (Canada) | 12/21/2012 | 100 | Listed on NYSE (RIOM) |
| 12:52 | RPAIP | Retail Properties of America, Inc. Pfd Ser A % | 12/21/2012 | 100 | Listed on NYSE (RPAISA) |
| 12:52 | SSWPF | Seaspan Corporation Cumulative Redeemable Perpetual Preferred Series D (Marshall Islands) | 12/21/2012 | 100 | Listed on NYSE (SSW$D) |
| 16:56 | YLMPF | Yellow Media Inc. RATE RESET 1ST PFD SHS SER 5 (Canada) | 12/21/2012 | 100 | Plan of Arrangement. Pursuant to the Plan, holders of currently listed Existing Securities will receive approximately:
i) for every 100 Existing Common Shares held: (a) 0.500178 New
Common Share; and (b) 0.285816 New Warrant;
ii) for every 100 Series 1 Shares, 100 Series 2 Shares, 100 Series 3
Shares or 100 Series 5 Shares: (a) 6.252229 New Common
Shares; and (b) 3.572702 New Warrants;
iii) for every $1,000 principal amount of Existing Debentures: (a)
2.500891 New Common Shares; (b) 2.433753 New Warrants; and
(c) $37.675190 principal amount of New Debentures. ** |
| 16:56 | YLPWF | Yellow Media Inc. PFD SHS SER 3 (Canada) | 12/21/2012 | 100 | Plan of Arrangement. Pursuant to the Plan, holders of currently listed Existing Securities will receive approximately:
i) for every 100 Existing Common Shares held: (a) 0.500178 New
Common Share; and (b) 0.285816 New Warrant;
ii) for every 100 Series 1 Shares, 100 Series 2 Shares, 100 Series 3
Shares or 100 Series 5 Shares: (a) 6.252229 New Common
Shares; and (b) 3.572702 New Warrants;
iii) for every $1,000 principal amount of Existing Debentures: (a)
2.500891 New Common Shares; (b) 2.433753 New Warrants; and
(c) $37.675190 principal amount of New Debentures. ** |
| 16:56 | YLWMF | Yellow Media Inc. 5.00% PFD SHS SER 2 (Canada) | 12/21/2012 | 100 | Plan of Arrangement. Pursuant to the Plan, holders of currently listed Existing Securities will receive approximately:
i) for every 100 Existing Common Shares held: (a) 0.500178 New
Common Share; and (b) 0.285816 New Warrant;
ii) for every 100 Series 1 Shares, 100 Series 2 Shares, 100 Series 3
Shares or 100 Series 5 Shares: (a) 6.252229 New Common
Shares; and (b) 3.572702 New Warrants;
iii) for every $1,000 principal amount of Existing Debentures: (a)
2.500891 New Common Shares; (b) 2.433753 New Warrants; and
(c) $37.675190 principal amount of New Debentures. ** |
| 16:56 | YLWNF | Yellow Media Inc. 4.25% Series 1 Preferred Shares (Canada) | 12/21/2012 | 100 | Plan of Arrangement. Pursuant to the Plan, holders of currently listed Existing Securities will receive approximately:
i) for every 100 Existing Common Shares held: (a) 0.500178 New
Common Share; and (b) 0.285816 New Warrant;
ii) for every 100 Series 1 Shares, 100 Series 2 Shares, 100 Series 3
Shares or 100 Series 5 Shares: (a) 6.252229 New Common
Shares; and (b) 3.572702 New Warrants;
iii) for every $1,000 principal amount of Existing Debentures: (a)
2.500891 New Common Shares; (b) 2.433753 New Warrants; and
(c) $37.675190 principal amount of New Debentures. ** |
| 16:56 | YLWPF | Yellow Media Inc. Ordinary Shares (Canada) | 12/21/2012 | 100 | Plan of Arrangement. Pursuant to the Plan, holders of currently listed Existing Securities will receive approximately:
i) for every 100 Existing Common Shares held: (a) 0.500178 New
Common Share; and (b) 0.285816 New Warrant;
ii) for every 100 Series 1 Shares, 100 Series 2 Shares, 100 Series 3
Shares or 100 Series 5 Shares: (a) 6.252229 New Common
Shares; and (b) 3.572702 New Warrants;
iii) for every $1,000 principal amount of Existing Debentures: (a)
2.500891 New Common Shares; (b) 2.433753 New Warrants; and
(c) $37.675190 principal amount of New Debentures. ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:52 | 12/21/2012 | AEGP | PACV | Pacific Ventures Group Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:52 | 12/21/2012 | AGXLD | Agenix, Ltd. New American Depositary Shares | AGXLY | Agenix, Ltd. American Depositary Shares | ** |
| 12:52 | 12/21/2012 | ALCD | Southern ITS International Inc. Common Stock | ALCDD | Southern ITS International Inc. (NEW) Common Stock | 2-1 F/S payable upon surrender of old certificates. ** |
| 16:56 | 12/21/2012 | CKSNF | Cookson Group plc Ordinary Shares (United Kingdom) | CKSNF | VESUVIUS plc Ordinary Shares (United Kingdom) | Name/CUSIP Change ** |
Portal System Changes 12/20/2012 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:52 | JPCPL | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Colgate Palmolive India Ltd 12/20/2012 (Jersey) | 12/21/2012 | 100 | Expired Security |
Private Placement Security Changes 12/20/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:52 | JPNYZ | JP Morgan Chase Bank NA New York Branch Low Exercise Price Warrant Expiring 12/22/2017 | 12/21/2012 | N | 100 | |
