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OTCBB and Other-OTC System Changes - 12/19/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | NETEW | Net Element International, Inc. Warrant | 12/19/2012 | Y | 100 | From BB (NETEW) |
| 16:43 | AGRYF | AGR Ability Group AS Shares -A- (Norway) | 12/20/2012 | Y | 100 | ** |
| 16:43 | ELNEF | Electronics Line 3000 Ltd Ordinary Shares (Israel) | 12/20/2012 | Y | 100 | Reinstatement ** |
| 13:15 | ERSTF | Energiedienst Holding AG Laufenburg Ordinary Shares (Namen-Akt) (Switzerland) | 12/20/2012 | Y | 100 | Reinstatement ** |
| 13:15 | GALPW | Galena Biopharma, Inc. Wt Exp 12/21/17 | 12/20/2012 | Y | 100 | ** |
| 13:15 | IVTFF | Innovation in Traffic Systems AG Karlsruhe Init AKT | 12/20/2012 | Y | 100 | Reinstatment ** |
| 13:15 | SCPAF | Shopping Centres Australasia Property Group Stapled Security (Australia) | 12/20/2012 | Y | 100 | ** |
| 16:43 | STMGF | Slater Mining Corp Com (Canada) | 12/20/2012 | Y | 100 | ** |
| 16:43 | TGXSF | Tigenix Sa, Heverlee Ordinary shares (Belgium) | 12/20/2012 | Y | 100 | Reinstatement ** |
Portal System Changes 12/19/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:43 | TIPTL | TipTree Financial Partners LP Common Partnership Unit 144A | 12/20/2012 | N | 100 | Reinstatement ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:48 | CIAQQ | Ciao Cucina Corporation Common Stock | 12/19/2012 | 100 | 12(j) Registration Revoked by SEC ** |
| 07:55 | NETEW | Net Element International, Inc. Warrant | 12/19/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 17:10 | AVTQZ | Aveta, Inc. Common 144A | 12/20/2012 | 100 | Shareholders of record on 12/11/12 receive 1 share of Innovacare Inc. 144A for every 1 share of AVTQZ held. Will not be quoted Ex. Subsequently, Aveta, Inc. merged into Neptune Merger Sub, Inc., an affiliate of United Health Group. Shareholders receive $7.057367 per each share of AVTQZ.
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| 16:43 | CANXF | Canadian Phoenix Resources Corp Ordinary Shares (Canada) | 12/20/2012 | 100 | Plan of Arrangement. Under the terms of the Arrangement, the Company will amend its authorized share capital to create a new common share (?New Common Share?) and a new preferred share (?New Preferred Share?) and each shareholder of the Company shall receive one New Common Share and one New Preferred Share for each common share currently held. Holders of the New Preferred Shares will receive 0.5985 of a Renegade common share for each New Preferred Share. The Arrangement has been completed on December 14, 2012 ** |
| 17:50 | CDCAQ | CDC Corporation Class A Common Shares | 12/20/2012 | 100 | Plan of bankruptcy effective. All shares have been cancelled. ** |
| 16:43 | IDXPF | Indexplus Income Fund Unit (Canada) | 12/20/2012 | 100 | Acquisition/Merger. Pursuant to the Merger, Toronto Stock Exchange has been advised that the exchange ratio used for determining the number of units of the Continuing Fund to be received upon implementation of the Merger is 0.77023960 units for each unit of Terminating Fund held. Any fractional units will be rounded downto the nearest whole number. The exchange ratio was calculated based on the relative net asset value of the units of the Continuing Fund and the units of the Terminating Fund as at the close of trading on the TSX on December 18, 2012. Unitholders of the Terminating Fund are not required to take any action in order to receive units of the Continuing Fund. |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:15 | 12/20/2012 | ALZM | NOHO | Novation Holdings Inc. Common Stock | ** |
| 16:43 | 12/20/2012 | GLDU | GLDUQ | GuildMaster, Inc. Common Stock | Bankruptcy filed ** |
| 16:43 | 12/20/2012 | GMCPE | GMCP | GMS Capital Corp. COM ACCD INVS | Symbol Change ** |
| 16:43 | 12/20/2012 | IFIX | IFIXQ | Internal Fixation Systems, Inc. Common | Bankruptcy filed ** |
| 13:15 | 12/21/2012 | CGCC | CGCCE | Canyon Gold Corp. Common Stock | Delinquent ** |
| 13:15 | 12/21/2012 | SILA | SILAE | Gold American Mining Corp. Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:15 | 12/20/2012 | CAAEF | Canacol Energy Ltd Ordinary Shares (Canada) | CAAED | Canacol Energy Ltd Ordinary Shares (Canada) | 1-10 R/S** |
| 13:15 | 12/20/2012 | CRWV | Grand Capital Ventures, Inc. Common Stock | GRCV | Grand Capital Ventures, Inc. Common Stock | ** |
| 13:15 | 12/20/2012 | KUIRF | Kuoni Reisen Hldg Reg Sf50par Ordinary Shares | KUIRF | Kuoni Reisen Holding AG Zuerich Namen - AKT KAT B - | Name Correction |
| 13:15 | 12/20/2012 | TLRRD | Teslin River Resources Corp. NEW Ordinary Shares (Canada) | TLRRF | Teslin River Resources Corp. Ordinary Shares (Canada) | ** |
| 13:15 | 12/20/2012 | VVITD | Vista International Technologies, Inc. (NEW) | VVIT | Vista International Technologies, Inc. Common Stock | ** |
Private Placement Security Changes 12/19/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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