|
OTCBB and Other-OTC System Changes - 12/17/2012 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | BABL | Buildablock Corp. Common Stock | 12/17/2012 | Y | 100 | From BB (BABL) |
| 07:55 | CTORF | Creator Capital Ltd. Ordinary Shares (Bermuda) | 12/17/2012 | Y | 100 | From BB (CTORF) |
| 07:55 | CUSX | Continuityx Solutions Inc Common Stock | 12/17/2012 | Y | 100 | From BB (CUSX) |
| 07:55 | GMCPE | GMS Capital Corp. COM ACCD INVS | 12/17/2012 | Y | 100 | From BB (GMCPE) |
| 13:14 | BYYHF | Bing Grae Ordinary Shares | 12/18/2012 | Y | 100 | |
| 16:21 | CFIEN | Community Financial Shares, Inc. Perp Pfd Conv Series E | 12/18/2012 | Y | 100 | |
| 16:21 | CFIEO | Community Financial Shares, Inc. Perp Pfd Conv Ser C | 12/18/2012 | Y | 100 | |
| 16:21 | CFIYP | Community Financial Shares, Inc. Perp Pfd Conv Series D | 12/18/2012 | Y | 100 | |
| 16:21 | CPDJP | Ca pfd Fdg Tr Noncum Tr Pfd Secs Without Fxd Mty 2003 | 12/18/2012 | Y | 100 | |
Portal System Changes 12/17/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 12/17/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:14 | JPIFZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt India Infoline Ltd Expiring 12/14/2017 | 12/18/2012 | N | 100 | |
Portal System Changes 12/17/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:14 | KIMTY | Kia Motors Ord 144A | 12/18/2012 | N | 100 | Reinstated** |
| 16:21 | LWHS | Lyon William Homes Common Stock (Class A) | 12/18/2012 | Y | 100 | |
| 13:14 | NSJU | NSJ-US Co Ltd Common | 12/18/2012 | Y | 100 | From BB (NSJUE) |
| 13:14 | PSAKF | Plant Co Ltd, Sakai Ordinary Shares (Japan) | 12/18/2012 | Y | 100 | |
| 13:14 | SHMUY | Shimizu Corp Ord Unsponsored ADR (Japan) | 12/18/2012 | Y | 100 | |
| 13:14 | SSEMF | Samsung Electro Mechanics Co Ltd Ordinary Shares (South Korea) | 12/18/2012 | Y | 100 | |
| 13:14 | TPKCF | TPK Holding Co Ltd Ordinary Shares (Cayman Island) | 12/18/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 07:55 | BABL | Buildablock Corp. Common Stock | 12/17/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | CTORF | Creator Capital Ltd. Ordinary Shares (Bermuda) | 12/17/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | CUSX | Continuityx Solutions Inc Common Stock | 12/17/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | GMCPE | GMS Capital Corp. COM ACCD INVS | 12/17/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 13:14 | BGOOF | Blue Gold Mining Inc Common Shares (Canada) | 12/18/2012 | 100 | Plan of Arrangement; Each Blue Gold shareholder will receive 0.801 of a Riverstone common share for each Blue Gold share held.** |
| 13:14 | FMTRF | Farmatic Biotech Energy AG Nortorf Ordinary Shares (Germany) | 12/18/2012 | 100 | Inactive Security |
| 13:14 | GDLFF | Gandalf Ab Ordinary Shares | 12/18/2012 | 100 | Inactive Security |
| 13:14 | HVYNF | Harvey Nash Group London Ordinary Shares | 12/18/2012 | 100 | Inactive Security |
| 13:14 | MAUSF | Matsui Securities Company Ltd Tokyo Matsui Securities Co Ltd Tokyo | 12/18/2012 | 100 | Inactive Security |
| 13:14 | MIOFF | Milbon Co Ltd Ordinary Shares | 12/18/2012 | 100 | Inactive Security |
| 13:14 | NSJUE | NSJ-US Co Ltd Common | 12/18/2012 | 100 | Failure To Comply With NASD 6530; Added to NBB (NSJU) ** |
| 13:14 | NSOMF | Nisshin Oil Mills Ltd Ordinary Shares | 12/18/2012 | 100 | Inactive Security |
| 16:21 | ORRMF | Organic Resource Management Inc New Ordinary Shares | 12/18/2012 | 100 | Plan of Arrangement** |
| 13:14 | PRQNF | Progress Energy Resources Corp. Common Shares (Canada) | 12/18/2012 | 100 | Plan of Arrangement; holders of Progress Shares are entitled to receive $22.00 in cash for each Progress Share held.** |
| 13:14 | QCDSF | Qualitas Compania De Seguros Ord Part Cert Repr 3 Shares - A - & 2 Shares - B- (Mexico) | 12/18/2012 | 100 | Inactive Security |
| 13:14 | SNGWY | BnB Sungwon Co., Ltd Sponsored American Depository Receipt (Korea) | 12/18/2012 | 100 | ADR Program Terminated. ** |
| 13:14 | TPGFF | Titan Petrochemicals Group Ltd Ordinary Shares | 12/18/2012 | 100 | Inactive Security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:14 | 12/18/2012 | BRRYE | BRRY | Berry Only, Inc. Common Stock | ** |
| 13:14 | 12/18/2012 | EZJRE | EZJR | EZJR Inc. COMMON STOCK | ** |
| 13:14 | 12/18/2012 | UFFC | UFFCQ | UFood Restaurant Group, Inc. Common Stock | Bankruptcy filed 12/14/2012 ** |
| 13:14 | 12/19/2012 | JAEN | JAENE | J A Energy Common | Delinquent ** |
| 13:14 | 12/19/2012 | OBJE | OBJEE | OBJ Enterprises, Inc. Common Stock | Delinquent ** |
| 13:14 | 12/19/2012 | REDG | REDGE | Red Giant Entertainment Inc. Common Stock | Delinquent ** |
| 13:14 | 12/19/2012 | RJDG | RJDGE | RJD Green Inc Common Stock | Delinquent ** |
| 13:14 | 12/19/2012 | WSML | WSMLE | White Smile Global, Inc. Common | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:21 | 12/18/2012 | AGLTD | Angel Telecom Corporation. NEW Common Stock | AGLT | Angel Telecom Corporation. Common Stock | ** |
| 13:14 | 12/18/2012 | CKSNY | Cookson Group plc Unsponsored ADR | CKSNY | Vesuvius Plc Unsponsored ADR | Name Change ** |
| 13:14 | 12/18/2012 | DTGID | Digerati Technologies, Inc. NEW Common Stock | DTGI | Digerati Technologies, Inc. Common Stock | ** |
| 16:21 | 12/18/2012 | DZRFF | Diaz Resources Ltd Ordinary Shares New (Canada) | DZRFD | Diaz Resources Ltd Ordinary Shares New (Canada) | 1-25 R/S** |
| 16:21 | 12/18/2012 | GOHGD | Global Holdings, Inc. NEW Common Stock | GOHG | Global Holdings, Inc. Common Stock | ** |
| 16:21 | 12/18/2012 | NYCMD | China Xuefeng Environment Engineering, Inc. (NEW) Common Stock | NYCMD | China Xuefeng Environmental Engineering, Inc. (NEW) Common Stock | Please see DL of 12/13/12. Correction to name only ** |
| 13:14 | 12/18/2012 | SNRVD | Sun River Energy, Inc. NEW Common Stock | SNRV | Sun River Energy, Inc. Common Stock | ** |
| 13:14 | 12/18/2012 | STILL | SunTrust Banks, Inc. Perpetual Preferred Series E | STILL | SunTrust Banks, Inc. Perpetual Preferred Series E | CUSIP Change ** |