October 24, 2014
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Other-OTC System Changes - 12/15/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:46 CMPRY Compartamos Sab De CV American Depositary Shares 12/16/2011 100  
15:46 CWMCF Consolidated Woodjam Copper Corp Ordinary Shares (Canada) 12/16/2011 100  
15:46 FNFGP First Niagara Financial Group Inc. PFD NON CUM SER B FXD/FLTG 12/16/2011 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:49 ABVV Abviva, Inc. Common Stock 12/15/2011 100 12(j) Registration Revoked by SEC 
13:49 ADWT Auto Underwriters of America, Inc. Common Stock 12/15/2011 100 12(j) Registration Revoked by SEC 
13:49 AGLV ACTIS Global Ventures, Inc. Common Stock 12/15/2011 100 12(j) Registration Revoked by SEC 
13:49 AMWT Amwest Insurance Group, Inc. Common Stock 12/15/2011 100 12(j) Registration Revoked by SEC 
13:49 AOTL AeroTelesis Inc. Common Stock 12/15/2011 100 12(j) Registration Revoked by SEC 
13:49 ASXOF Asax Co Ltd Tokyo Ordinary Shares (Japan) 12/16/2011 Inactive security 
13:49 AVTZF Avtovaz A O A Sponsored Reg S (Russia) 12/16/2011 100 Inactive security 
13:49 CMXAF Comwest Enterprise Corp Ordinary Shares Class A Non Voting (Canada) 12/16/2011 100 Inactive security 
13:49 PTGJF Pt Gajah Tunggal Tbk Ordinary Shares (Indonesia) 12/16/2011 100 Inactive security 
13:49 RWSHF RWS Holdings Plc Ordinary Shares (United Kingdom) 12/16/2011 100 Inactive security 
13:49 SCSU Starnet Consulting Inc Common Stock 12/16/2011 100  
13:49 SHCS Strategic Healthcare Systems, Inc. Common Stock 12/16/2011 100 Inactive security 
13:49 TKYEF Turnkey E & P Inc Common Shares (Canada) 12/16/2011 100 Inactive security 
13:49 TPCRF TrueStar Petroleum Corporation Ordinary Shares (Canada) 12/16/2011 100 Inactive security 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:49 12/16/2011 LHPTD Lighthouse Petroleum Inc. NEW Common Stock LHPT Lighthouse Petroleum Inc. Common Stock ** 
15:46 12/16/2011 NMCEF Newmont Mining Corp of Canada, Ltd. Exchangeable Shares (Canada) NMCED Newmont Mining Corp of Canada, Ltd. New Exchangeable Shares (Canada) Reclassification. One new exchangeable share for one common share. Shareholder has option to elect one share of common stock of Newmont ** 
13:49 12/16/2011 SUTID SUTIMCo International, Inc. NEW Common Stock SUTI SUTIMCo International, Inc. Common Stock ** 
13:49 12/16/2011 TOFS 247MGI, Inc. Common Stock BCAP Baron Capital Enterprise, Inc. Common Stock ** 
13:49 12/16/2011 TRDYD Trudy Corporation. NEW Common Stock TRDY Trudy Corporation.Common Stock ** 


Portal System Changes 12/15/2011 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/15/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:46 SSGQY Samsung C&T Corporation Sponsored 144A GDR representing Common Stock (South Korea) 12/16/2011 100 Reinstated. 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:46 JPMOZ JPMorgan Intl Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 (Wt United Microelectronic Corp) Expiring 12/15/2011 12/16/2011 100 Expired Security 
 
Notes  
SWCA added in addition to SWCAW directly to the OTCBB effective 12/16/2011

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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