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Other-OTC System Changes - 12/15/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:32 | FSMEM | Fresenius Medical Care Holdings, Inc. 6% Preferred Stock | 12/16/2003 | | | From BB (FSMEM) ** |
| 13:32 | FSMEN | Fresenius Medical Care Holdings, Inc. Series B 8% Preferred Stock | 12/16/2003 | | | From BB (FSMEN) ** |
| 13:32 | FSMEO | Fresenius Medical Care Holdings, Inc. Series A 8% Preferred Stock | 12/16/2003 | | | From BB (FSMEO) ** |
| 13:32 | INVU | INVU, Inc. Common Stock | 12/16/2003 | | | From BB (INVU) ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:39 | FLGV | Flagstick Ventures, Inc. Common Stock | 12/16/2003 | | Added to BB (FLGV) ** |
| 13:32 | GGVIF | Gold Giant Ventures, Inc. Ordinary Shares | 12/16/2003 | | Offer to purchase. (2/sh CLKMF)** |
| 13:32 | GJDGF | Gjensidige Nor Sparebank Ordinary Shares | 12/16/2003 | | Merger ** |
| 13:32 | GJSBF | Gjensidge NOR Sparebank Primary Capital Certificates (Norway) | 12/16/2003 | | Merger ** |
| 16:05 | KASPQ | Kasper A.S.L., Ltd. Common Stock | 12/16/2003 | | Bankruptcy Reorganization - plan effective 12/1/2003. ** |
| 13:32 | PNPGF | Pan Pelagic ASA Ordinary Shares | 12/16/2003 | | Compulsory Acquisition ** |
| 13:32 | SXNBP | Success Bancshares, Inc. Success Captial Trust I - 8.95% Cumulative Trust Preferred Securities | 12/16/2003 | | Called for Redemption 12/15/2003 ($10.00/sh) |
| 13:32 | TEALQ | TriTeal Corporation Common Stock | 12/16/2003 | | Bankruptcy Reorganization |
| 16:05 | TGYC | Technology Connections, Inc. Common Stock | 12/16/2003 | | Added to BB (TGYC) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:32 | 12/16/2003 | APLD | Applied Computer Technology, Inc. Common Stock | AMJL | Amigula, Inc. Common Stock | 1-800 R/S ** |
| 13:32 | 12/16/2003 | DNBHF | Dnb Holding Asa Ord Ordinary Shares | DNBHF | DnB NOR ASA Ordinary Shares (Norway) | ** |
| 13:32 | 12/16/2003 | MLCX | Medical Career Colleges Common Stock | BDYS | BodyScan Corporation Common Stock | ** |
Portal System Changes 12/15/2003 12:00:00 AM | | |
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| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:33 | ATQXP | Atrium II 144A Preferred Shares 3C7 | | |
| 13:33 | CMQTL | CMET Finance Holdings, Inc. 144A Common Stock | | |
| 13:33 | GMPCL | GMP Capital Corp. 144A Common Stock | | |
| 13:33 | IBOKY | Industrial Bank of Korea 144A Sponsored GDR | | |
| 13:33 | LYDNP | Lydian Preferred Capital Corp. 144A Exchangeable Preferred Series 2003A Floating Rate | | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:33 | 12/16/2003 | DNBHY | Dnb Holding Asa Ord 144A | DNBHY | DnB NOR ASA Sponsored 144A ADR (Norway) | ** |
Private Placement Security Changes 12/15/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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