October 23, 2014
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OTCBB and Other-OTC System Changes - 12/13/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:57 ALOOF Alltronics Holdings Limited Ordinary Shares (Cayman Islands) 12/16/2013 100  
12:57 CBLLF Carabella Resources Ltd, Sydney NSW Ordinary Shares (Austrailia) 12/16/2013 100  
12:57 FISOF Fission 3.0 Corp Common Shares (Canada) 12/16/2013 100 ** 
12:57 GEVOW Gevo, Inc. Warrants Expiring 12/15/2018 Class A 12/16/2013 100 ** 
12:57 SHOCF Shore Capital Group Limited Ordinary Shares PV (Guernsey) 12/16/2013 100  
12:57 SKCKF Seiko Holdings Corporation Ordinary Shares (Japan) 12/16/2013 100  
12:57 VELTF Velti plc Ordinary Shares 12/16/2013 100 From Q (VELT) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:16 KDSM Klondike Star Mineral Corporation Common Stock 12/13/2013 100 12(j) Registration Revoked by SEC ** 
13:46 WPSL W.P. Stewart & Co., Ltd. DEL Common Stock 12/13/2013 100 Acquired by AllianceBernstein L.P. For each share of WPSL, shareholders receive $12.00 and 1 transferrable Contingent Value Right entitling the holder to an additional cash payment of $4.00 per share if the assets under management in the acquired W.P. Stewart investment services reach $5 billion on or before the third anniversary of the closing, subject to certain measurement procedures and limitations set forth in the agreement governing the contingent value rights. Deletion Time: 13:42:12 ** 
09:16 AIMM AutoImmune Inc. Common Stock 12/16/2013 100 Final Liquidating Distribution. Transfer Books closed. ($0.023/share); Ex-Date: 12/16/2013; ** 
16:44 DIAL Westwood One, Inc. Common Stock Class A 12/16/2013 100 Merged with Cumulus Media Inc (CMLS); $0.155 per share. ** 
09:16 PSNRY P.T. Pasifik Satelit Nusantara American Depositary Shares 12/16/2013 100 ADR Program Terminated. ** 
16:44 SETS Sustainable Environmental Technologies Corporation Common Stock 12/16/2013 100 Merged with HJG Holdings, LLC; $0.11 per share ** 
09:16 TRCH Torchlight Energy Resources, Inc. Common Stock 12/16/2013 100 Listed on NCM (TRCH) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:57 12/16/2013 JUDOE JUDO Classic Rules Judo Championships, Inc. Common Stock ** 
09:16 12/16/2013 LKWDD LKWDF Golden Secret Ventures Ltd Ordinary Shares ** 
09:16 12/16/2013 LNGYD LNGYF Esrey Energy Ltd Common Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:16 12/16/2013 ALQAD Alliqua, Inc. NEW Common Stock ALQA Alliqua, Inc. Common Stock ** 
16:44 12/16/2013 KXPLF Kent Exploration Inc Common shares (Canada) KXPLF Bayhorse Silver, Inc. Ordinary Shares (Canada) ** 
16:44 12/16/2013 NVSGF Nevada Sunrise Gold Corp. Ordinary Shares (Common Shares) NVSGD Nevada Sunrise Gold Corp. Ordinary Shares (Common Shares) 1-10 R/S** 
16:44 12/16/2013 RRCPF Rockridge Cap Corp. Foreign Ordinary Shares RRCPD Rockridge Cap Corp. Foreign Ordinary Shares 1-10 R/S** 
16:44 12/16/2013 SOVZF Soldi Ventures, Inc. Ordinary Shares (Canada) SOVZD Vega Mining, Inc. Ordinary Shares (Canada) 1-10 R/S** 
09:16 12/16/2013 VIVK Vivakor Inc Common Stock VIVKD Vivakor Inc. NEW Common Stock 10-1 F/S payable upon surrender ** 
09:16 12/16/2013 ZWJW Zewar Jewellery Inc. Com ZWJWD Next Graphite, Inc. (NEW) Common Stock 7.8-1 F/S Payable upon surrender of old certificates ** 


Portal System Changes 12/13/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/13/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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