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Other-OTC System Changes - 12/12/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:37 | ALMMF | Aluminum Corporation China Limited H Shares (Hong Kong) | 12/12/2001 | | | |
| 08:20 | BACTP | BAC Capital Trust I 7% Pfd | 12/12/2001 | | | |
| 13:37 | GJSBF | Gjensidige NOR Sparebank Primary Capital Certificates (Norway) | 12/12/2001 | | | |
| 08:20 | HIGP** | Highlands Insurance Group Inc | 12/12/2001 | | | |
| 08:20 | ICAU | I-Carauction.com Inc | 12/12/2001 | | | |
| 08:20 | MVKM | Maverick Marketing Management Inc | 12/12/2001 | | | |
| 08:20 | NONLP | National Comm Capital Trust II Pfd | 12/12/2001 | | | |
| 13:37 | PETTF | Petroleum Authority of Thailand PTT (The) (Thailand) | 12/12/2001 | | | |
| 08:20 | TMKPP | Torchmark Capital Trust II 7.75% Pfd | 12/12/2001 | | | |
| 13:37 | JHNCY | Johnnic Communications Ltd Spons ADR | 12/13/2001 | | | |
| 15:32 | MITDF | M-Cell Ltd Ord New | 12/13/2001 | | | |
| 15:32 | MITDY | M-Cell Ltd Spons ADR | 12/13/2001 | | | |
| 13:37 | PTHJF | Prosten Technology Holdings Ltd (Cayman Islands) | 12/13/2001 | | | |
| 13:37 | SGJWF | Societe Generale Sa Johannesburg Wts 2001 (South Africa) | 12/13/2001 | | | |
| 13:37 | SYHEF | Synergy Healthcare Plc (UK) | 12/13/2001 | | | |
| 13:37 | WEPTF | Wavepoint Systems Inc (Canada) | 12/13/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:37 | ADKSF | Adkinson Sec (Fgn) | 12/3/2001 | | Dupe of ADKFF |
| 13:37 | ABHFF | Abico Holdings (Fgn) | 12/13/2001 | | Dupe of ABHLF |
| 13:37 | ACCAF | Accel Sa De Cv Ser A1 | 12/13/2001 | | Security no longer exists |
| 13:37 | ACCJF | Accel Sa De Cv Ser A1 | 12/13/2001 | | Security no longer exists |
| 13:37 | ACCNF | Accel Sa De Cv Ser A1 | 12/13/2001 | | Security no longer exists |
| 13:37 | AJCCF | Accel Sa Ser C | 12/13/2001 | | Security no longer exists |
| 13:37 | ALXT | Alabama Exchange Bank Tuskegee | 12/13/2001 | | Security no longer exists |
| 08:20 | EVCNF | EVC International | 12/13/2001 | | Dupe of EVINF |
| 15:32 | MCEXF | M-Cell Ltd | 12/13/2001 | | Exchanged for MITDF |
| 13:37 | QQAMF | Australian Fdtn Invt (NZ) | 12/13/2001 | | Security no longer exists |
| 13:37 | RBKOF | Royal Bank of Canada 1st Pfd $1.88 Series A | 12/13/2001 | | Called for redemption on 12/6/1991 |
| 13:37 | RYBMF | Royal Bank of Canada Non-Cum 1st Pfd Series 1 | 12/13/2001 | | Called for redemption on 11/26/2001 at $25.00/sh plus $.015668/sh in accrued & unpaid dividends |
| 13:37 | SBNDF | Sparebanken Nord | 12/13/2001 | | Inactive Security |
| 13:37 | SCHCF | Scott Hospitality Inc Cl C | 12/13/2001 | | Inactive Security |
| 15:32 | WACH | Wachovia Corporation | 12/13/2001 | | Merged into First Union Corporation 9/4/2001 |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:37 | 12/13/2001 | ASQRF** | Asquith Resources Inc | AXMIF | AXMIN Inc | |
| 13:37 | 12/13/2001 | LBTLF | Libertel NV | VLBLF | Vodafone Libertel NV | |
| 13:37 | 12/13/2001 | LBTNY | Libertel NV Spons ADR | VLBLY | Vodafone Libertel NV Spons ADR | |
| 13:37 | 12/13/2001 | MTTH** | MetalTech Corporation | EPHZ | Enerphaze Corporation | |
| 13:37 | 12/13/2001 | SILB** | SciLabs Holdings Inc | SILH | SciLabs Holdings Inc New (1-30 R/S) | |
Portal System Changes 12/12/2001 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 12/12/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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