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Other-OTC System Changes - 12/7/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | LFAP | LifeApps Digital Media Inc. Common Stock | 12/7/2012 | Y | 100 | From BB (LFAP) |
| 16:34 | FTCOF | FT Communications Co Ltd Tokyo Ordinary Shares (Japan) | 12/10/2012 | Y | 1 | Reinstatement |
| 13:01 | GCSAY | Grupo Casa Saba, S.A. de C.V. Common Stock | 12/10/2012 | Y | 100 | From NYSE (SAB) |
| 13:01 | HWDJY | Howden Joinery Group Plc Unsponsored ADR (United Kingdom) | 12/10/2012 | Y | 100 | |
| 16:34 | KUIRF | Kuoni Reisen Hldg Reg Sf50par Ordinary Shares | 12/10/2012 | Y | 1 | Reinstatement |
| 16:34 | LEOXF | Leox Holding AB Ordinary Shares (Sweden) | 12/10/2012 | Y | 100 | |
| 16:34 | PETZF | Petron Corporation Reg S Gdr Ordinary Shares | 12/10/2012 | Y | 100 | Reinstatement |
| 16:34 | PICJF | Premier Investment Company Ordinary Shares | 12/10/2012 | Y | 1 | Reinstatement |
| 16:34 | ROIL | Richfield Oil & Gas Company Common Stock | 12/10/2012 | Y | 100 | |
| 16:34 | SMEZF | S.M. Entertainment Co Ltd Ordinary Shares | 12/10/2012 | Y | 100 | Reinstatement |
| 16:34 | SRIAF | Groupe Steria Velizy Villacoublay Ordinary Shares | 12/10/2012 | Y | 100 | Reinstatement |
| 13:01 | SSWPF | Seaspan Corporation Cumulative Redeemable Perpetual Preferred Series D (Marshall Islands) | 12/10/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:01 | ABRDF | Aberdeen New Thai Invt Trust Ordinary Shares | 12/10/2012 | 100 | Inactive Issue |
| 13:01 | BLEHF | Black Earth Farming Ltd, Jersey Rights(Jersey) 2012-07.12.12 For Shs Blackear Sdb 112/P1 | 12/10/2012 | 100 | Expired Security ** |
| 13:01 | CMSZF | Ceramica San Lorenzo Sa Ordinary Shares | 12/10/2012 | 100 | Inactive Issue |
| 13:01 | FLTDF | FCC Co., Ltd. Ordinary Shares (Japan) | 12/10/2012 | 100 | Inactive Issue |
| 13:01 | MEGPF | Megachips Corp(Osaka City Jpn) Ordinary Shares | 12/10/2012 | 100 | Inactive Issue |
| 13:01 | MELHF | Melco Holdings Inc Nagoya Ordinary Shares (Japan) | 12/10/2012 | 100 | Inactive Issue |
| 17:50 | TROEP | Tortoise Energy Infrastructure Corporation Mandatory Red Pfd Ser B | 12/10/2012 | 100 | Listed on NYSE (TYG$B) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:01 | 12/10/2012 | ECOF | Eco2 Forests Inc. Common Stock | ECOFD | Eco2 Forests Inc. (NEW) Common Stock | 1-16,000 R/S ** |
| 13:01 | 12/10/2012 | ECOI | ecoSolutions Intl . Common Stock | HBRK | Hedgebrook Common Stock | ** |
| 13:01 | 12/10/2012 | GMUI | Gold Mining USA Inc. Common Stock | GMUID | Gold Mining USA Inc. (NEW) Common Stock | 1-1,000 R/S ** |
| 13:01 | 12/10/2012 | IMDS | Imaging Diagnostic Systems, Inc. Common Stock | IMDSD | Imaging Diagnostic Systems, Inc. (NEW) Common Stock | 1-500 R/S. New Symbol IMDSD ** |
| 13:01 | 12/10/2012 | OTOW | O2 Secure Wireless, Inc. Common Stock | OTOWD | O2 Secure Wireless, Inc. NEW Common Stock | 1-1,000 R/S. New Symbol OTOWD. ** |
| 16:34 | 12/10/2012 | PRYNF | Parlay Entertainment Inc. Common Stock (Cda) | PRYND | Oramericas Corp Common Stock (Cda) | 1-2 R/S ** |
| 13:01 | 12/10/2012 | WOSYY | Wolseley Plc Sponsored ADR (Jersey) | WOSYD | Wolseley Plc Sponsored ADR (Jersey) | 22-23 R/S. DR holders of Wolseley plc will be required on a
mandatory basis to surrender their ADSs for cancellation and exchange of 22 New ADSs for 23 Old ADSs. No fractional ADSs will be allocated. The aggregated fractions (if any) will be sold and the net proceeds will be distributed to the entitled ADR holders. Refer to Symbol:[WOSYD]. ** |
Portal System Changes 12/7/2012 12:00:00 AM | | |
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| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:01 | 12/10/2012 | GHKSL | Global Invt HSE K S C C Sponsored GDR 144A (Kuwait) | GHKSD | Global Invt HSE K S C C Sponsored GDR 144A (Kuwait) | 0.404487-1 R/S. Holders of Global Investment House are required on a mandatory basis to surrender their GDRs for cancellation and exchange at the rate of one (1) OLD GDS for 0.404487 NEW GDS. BNY Mellon will not distribute fractional GDSs. The existing ratio of one (1) Global Depositary Share, representing five (5) ordinary shares will remain the same. Refer to Symbol:[GHKSD]** |
Private Placement Security Changes 12/7/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Refer to an earlier download of today's list, the Issue Deletion for Remy International, Inc (RMYI) has been postponed. |
