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OTCBB and Other-OTC System Changes - 12/7/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 LFAP LifeApps Digital Media Inc. Common Stock 12/7/2012 100 From BB (LFAP) 
16:34 FTCOF FT Communications Co Ltd Tokyo Ordinary Shares (Japan) 12/10/2012 Reinstatement 
13:01 GCSAY Grupo Casa Saba, S.A. de C.V. Common Stock 12/10/2012 100 From NYSE (SAB) 
13:01 HWDJY Howden Joinery Group Plc Unsponsored ADR (United Kingdom) 12/10/2012 100  
16:34 KUIRF Kuoni Reisen Hldg Reg Sf50par Ordinary Shares 12/10/2012 Reinstatement 
16:34 LEOXF Leox Holding AB Ordinary Shares (Sweden) 12/10/2012 100  
16:34 PETZF Petron Corporation Reg S Gdr Ordinary Shares 12/10/2012 100 Reinstatement 
16:34 PICJF Premier Investment Company Ordinary Shares 12/10/2012 Reinstatement 
16:34 ROIL Richfield Oil & Gas Company Common Stock 12/10/2012 100  
16:34 SMEZF S.M. Entertainment Co Ltd Ordinary Shares 12/10/2012 100 Reinstatement 
16:34 SRIAF Groupe Steria Velizy Villacoublay Ordinary Shares 12/10/2012 100 Reinstatement 
13:01 SSWPF Seaspan Corporation Cumulative Redeemable Perpetual Preferred Series D (Marshall Islands) 12/10/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 LFAP LifeApps Digital Media Inc. Common Stock 12/7/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:01 ABRDF Aberdeen New Thai Invt Trust Ordinary Shares 12/10/2012 100 Inactive Issue 
13:01 BLEHF Black Earth Farming Ltd, Jersey Rights(Jersey) 2012-07.12.12 For Shs Blackear Sdb 112/P1 12/10/2012 100 Expired Security ** 
13:01 CMSZF Ceramica San Lorenzo Sa Ordinary Shares 12/10/2012 100 Inactive Issue 
13:01 FLTDF FCC Co., Ltd. Ordinary Shares (Japan) 12/10/2012 100 Inactive Issue 
13:01 MEGPF Megachips Corp(Osaka City Jpn) Ordinary Shares 12/10/2012 100 Inactive Issue 
13:01 MELHF Melco Holdings Inc Nagoya Ordinary Shares (Japan) 12/10/2012 100 Inactive Issue 
13:01 NGNM NeoGenomics, Inc. Common Stock 12/10/2012 100 Listed on NCM (NEO) ** 
16:34 ROIL Richfield Oil & Gas Company Common Stock 12/10/2012 100 Added to NBB 
17:50 TROEP Tortoise Energy Infrastructure Corporation Mandatory Red Pfd Ser B 12/10/2012 100 Listed on NYSE (TYG$B) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:01 12/10/2012 AEGYE AEGY Alternative Energy Partners Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:01 12/10/2012 ECOF Eco2 Forests Inc. Common Stock ECOFD Eco2 Forests Inc. (NEW) Common Stock 1-16,000 R/S ** 
13:01 12/10/2012 ECOI ecoSolutions Intl . Common Stock HBRK Hedgebrook Common Stock ** 


Portal System Changes 12/7/2012 12:00:00 AM
 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:01 12/10/2012 GHKSL Global Invt HSE K S C C Sponsored GDR 144A (Kuwait) GHKSD Global Invt HSE K S C C Sponsored GDR 144A (Kuwait) 0.404487-1 R/S. Holders of Global Investment House are required on a mandatory basis to surrender their GDRs for cancellation and exchange at the rate of one (1) OLD GDS for 0.404487 NEW GDS. BNY Mellon will not distribute fractional GDSs. The existing ratio of one (1) Global Depositary Share, representing five (5) ordinary shares will remain the same. Refer to Symbol:[GHKSD]** 
13:01 12/10/2012 GMUI Gold Mining USA Inc. Common Stock GMUID Gold Mining USA Inc. (NEW) Common Stock 1-1,000 R/S ** 
13:01 12/10/2012 IMDS Imaging Diagnostic Systems, Inc. Common Stock IMDSD Imaging Diagnostic Systems, Inc. (NEW) Common Stock 1-500 R/S. New Symbol IMDSD ** 
13:01 12/10/2012 OTOW O2 Secure Wireless, Inc. Common Stock OTOWD O2 Secure Wireless, Inc. NEW Common Stock 1-1,000 R/S. New Symbol OTOWD. ** 
13:01 12/10/2012 PADRD Asia Pacific Boiler Corporation (NEW) Common Stock PADR Asia Pacific Boiler Corporation Common Stock ** 
16:34 12/10/2012 PRYNF Parlay Entertainment Inc. Common Stock (Cda) PRYND Oramericas Corp Common Stock (Cda) 1-2 R/S ** 
13:01 12/10/2012 WOSYY Wolseley Plc Sponsored ADR (Jersey) WOSYD Wolseley Plc Sponsored ADR (Jersey) 22-23 R/S. DR holders of Wolseley plc will be required on a mandatory basis to surrender their ADSs for cancellation and exchange of 22 New ADSs for 23 Old ADSs. No fractional ADSs will be allocated. The aggregated fractions (if any) will be sold and the net proceeds will be distributed to the entitled ADR holders. Refer to Symbol:[WOSYD]. ** 


Private Placement Security Changes 12/7/2012 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Refer to an earlier download of today's list, the Issue Deletion for Remy International, Inc (RMYI) has been postponed.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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