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OTCBB and Other-OTC System Changes - 12/6/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 CICN Cicero, Inc. Common Stock 12/6/2013 100 From BB (CICN) 
07:55 EVSNF Elbit Vision Systems, Ltd. Ordinary Shares (Israel) 12/6/2013 100 From BB (EVSNF) 
07:55 ICTSF ICTS International N.V. Common Shares 12/6/2013 100 From BB (ICTSF) 
07:55 INKS InkSure Technologies, Inc. Common Stock 12/6/2013 100 From BB (INKS) 
07:55 LGNDZ Ligand Pharmaceuticals Incorporated Roche Contingent Value Rights 12/6/2013 100 From BB (LGNDZ) 
07:55 LGNXZ Ligand Pharmaceuticals Incorporated Glucagon Contingent Value Rt 12/6/2013 100 From BB (LGNXZ) 
07:55 LGNYZ Ligand Pharmaceuticals Incorporated General Contingent Value Right 12/6/2013 100 From BB (LGNYZ) 
07:55 LGNZZ Ligand Pharmaceuticals Incorporated Tr Beta Continngent Value Right 12/6/2013 100 From BB (LGNZZ) 
16:27 AMEUF Admedus Ltd. Shs (Australian) 12/9/2013 100 ** 
12:58 CSCIW Cel-Sci Corporation Warrants Exp 10/11/2018 12/9/2013 100 ** 
16:27 KOJA Kopjaggers Inc. Common 12/9/2013 100 From NBB (KOJA) 
12:58 MSTNL Morgan Stanley Dep Shs Rpstg 1/1000th Int Prd Ser F Fxd to Flag 12/9/2013 100 ** 
12:58 OBTLY Orbital Corporation Ltd Sponsored ADR (Australia) 12/9/2013 100 From AMEX (OBT) 
12:58 SEDN SED International Holdings, Inc. Common Stock 12/9/2013 100 From AMEX (SED) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 CICN Cicero, Inc. Common Stock 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:58 ESOFF Alpha Minerals Inc. Ordinary Shares (Canada) 12/6/2013 100 Refer to Daily List of 12/05/13: Comment Revised. Pursuant to the Plan of Arrangement, all of the shares of Alpha will be acquired by Fission Uranium Corp. ("Fission") and Alpha will spin-out the non-Patterson Lake South assets of Alpha to Alpha Exploration Inc. ("AEX"). On completion of the Plan of Arrangement, each Alpha shareholder will receive, for each Alpha Share held: (i) 5.725 common shares of Fission; and (ii) one-half of one common share of AEX. Matching TSX Record Date of 12/05/2013 and TSX Ex Date of 12/03/2013. ** 
07:55 EVSNF Elbit Vision Systems, Ltd. Ordinary Shares (Israel) 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 ICTSF ICTS International N.V. Common Shares 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 INKS InkSure Technologies, Inc. Common Stock 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LGNDZ Ligand Pharmaceuticals Incorporated Roche Contingent Value Rights 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LGNXZ Ligand Pharmaceuticals Incorporated Glucagon Contingent Value Rt 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LGNYZ Ligand Pharmaceuticals Incorporated General Contingent Value Right 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LGNZZ Ligand Pharmaceuticals Incorporated Tr Beta Continngent Value Right 12/6/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:27 AAMRQ AMR Corporation Common Stock 12/9/2013 100 Bankruptcy Plan is expected to become effective on December 9, 2013. Pursuant to the Plan, all outstanding shares of AMR Common Stock (AAMRQ) shall, without any action on the part of the holder thereof, be cancelled and retired and shall cease to exist. Pursuant to the Plan, holders of AAMRQ shares shall receive an initial distribution of shares of New Common Stock on the Effective Date of December 9, 2013, representing 3.5% of the sum (i) the Maximum Plan Shares and (ii) the US Airways Fully Diluted Shares. The Ex-date for the aforementioned distribution to holders of AAMRQ shares also is December 9, 2013, and shares of New Common Stock are expected to be distributed to holders of AAMRQ no later than December 12, 2013. The right of a holder of AAMRQ shares to receive any additional distributions shall not be transferable. Please see FINRA UPC notice # 51-13 and the Company?s bankruptcy filings for thorough details. ** 
12:58 ALPAF Alpargatas S A Indl Y Comm Ord Ordinary Shares 12/9/2013 100 Inactive Issue ** 
12:58 ARIS ARI Network Services, Inc. Common Stock 12/9/2013 100 Listed on NCM (ARIS)** 
12:58 DSPMF Desire Petroleum Ordinary Shares 12/9/2013 100 CUSIP suspended ** 
12:58 HBPI Huttig Building Products, Inc. Common Stock 12/9/2013 100 Listed on NCM (HBP)** 
12:58 HIWCF China Wind Pwr Intl Corp Ordinary Shares (Canada) 12/9/2013 100 Inactive Issue ** 
16:27 KOJA Kopjaggers Inc. Common 12/9/2013 100 Added to BB 
16:27 MHBC Michigan Heritage Bancorp Inc Common Stock 12/9/2013 100 Company Dissolved. ** 
12:58 TPBB TPB Bancorp Common Stock (Indiana) 12/9/2013 100 Inactive Issue ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:27 12/9/2013 INST IMST International Metals Streaming Corp. Common Stock Symbol Change ** 
12:58 12/9/2013 NSEFD NSEFF Reparo Energy Partners Corp. Ordinary Shares (Canada) Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:27 12/9/2013 MNIKF Menika Mining, Ltd. Ordinary Shares (Canada) MNIKD Menika Mining, Ltd. Ordinary Shares (Canada) 1-40 R/S ** 
16:27 12/9/2013 NETEW Net Element International, Inc. Warrant NETEW Net Element ,Inc. Warrant ** 
16:27 12/9/2013 RMDFF Richmond Minerals Inc Ordinary Shares (Canada) RMDFD Richmond Minerals Inc Ordinary Shares (Canada) 1-4 R/S ** 
16:27 12/9/2013 SARDF Sanford Ltd Ord Fgn Ordinary Shares SARDF Sanford Ltd Ord Fgn Ordinary Shares CUSIP Change ** 
12:58 12/9/2013 SFES Safestitch Medical, Inc. Common Stock TRXC TransEnterix, Inc. Common Stock ** 
16:27 12/9/2013 SNVFF Sonoro Energy Ltd. Common Shares (Canada) SNVFD Sonoro Energy Ltd. Common Shares (Canada) 1-10 R/S ** 


Portal System Changes 12/6/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/6/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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