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OTCBB and Other-OTC System Changes - 12/5/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 OPLI OphthaliX Inc. Common Stock 12/5/2013 100 From BB (OPLI) 
12:55 DIZNF Dizun Intl Enterprises Inc Common Shares (Canada) 12/6/2013 100 ** 
12:55 FITBL Fifth Third Bancorp Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I 12/6/2013 100 ** 
12:55 GGRGF GROUPE GORGE SA Ordinary Shares (France) 12/6/2013 100 ** 
16:48 GLCDF GL EVENTS Sa Brignais Ordinary Shares (France) 12/6/2013 100 Reinstated ** 
16:48 TYOTF Toyo Tanso Co Ltd Osaka Ordinary Shares (Japan) 12/6/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:19 NCLC NorCal Community Bancorp (CA) Common Stock 12/5/2013 100 Acquired by Bank of Marin Bancorp. Shareholders to receive cash and/or Bank of Marin Bancorp common stock (BMRC) pursuant to terms outlined in Merger Agreement. Deletion Time: 8:13:22. ** 
07:55 OPLI OphthaliX Inc. Common Stock 12/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:48 EECPQ Environmental Elements Corporation Common Stock ($0.01 Par Value) 12/6/2013 100 Dissolved ** 
12:55 ELTTY Elster Group SE American Depositary Shares, each representing one-fourth of an Ordinary Share 12/6/2013 100 ADR Program Termination. (Mandatory surrender; $23.6820/ADS)** 
12:55 ESOFF Alpha Minerals Inc. Ordinary Shares (Canada) 12/6/2013 100 Plan of Arrangement; Each Alpha shareholder will receive, for each Alpha Share held: (i) 5.725 common shares of Fission; and (ii) one-half of one common share of AEX. Matching TSX Record Date of 12/05/2013 and TSX Ex Date of 12/03/2013 ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:55 12/6/2013 VNSNE VNSN Vansen Pharma Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:48 12/6/2013 CCNCF Concordia Resource Corp Common Shares (Canada) CCNCD Kaizen Discovery Inc Common Shares (Canada) 1-5 R/S ** 
16:48 12/6/2013 GCHIF GTECH INTERNATIONAL RESOURCES LTD Ordinary Shares GCHID Simavita LTD Ordinary Shares 1-3 R/S ** 
16:48 12/6/2013 INPRF Inspur International Ltd Ordinary Shares (Cayman Islands) INPRF Inspur International Ltd Ordinary Shares (Cayman Islands) ** 
12:55 12/6/2013 LIDO Lido Intl Corp Common Stock HBPE HBP Energy Corp. Common Stock ** 
12:55 12/6/2013 MJXFD Majescor Resources Inc new Ordinary Shares MJXFF Majescor Resources Inc Ordinary Shares Symbol Change ** 
12:55 12/6/2013 SDGR Standard Gold Holdings, Inc. Common Stock SMPR Standard Metals Processing, Inc. Common Stock ** 
12:55 12/6/2013 UBIQ Ubiquity Broadcasting Corporation. Com UBIQD Ubiquity Broadcasting Corporation NEW Com 4-1 F/S payable upon surrender of old certificates. ** 


Portal System Changes 12/5/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/5/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
+see 11/29/13 daily list. Dividend rate announced for ZENO has been revised to 3-1 stk.
The Name Change from Antofagasta Holdings Plc Ordinary Shares to Arena Minerals Inc Ordinary Shares, reported on the Daily List of 12/05/2013, with an Effective Date of 12/06/2013 , has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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