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Other-OTC System Changes - 12/5/2002 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 00:00 | GENUQ** | Genuity Inc | 12/5/2002 | | | From NASDAQ (GENUQ) |
| 08:55 | USGAW** | US Global Aerospace Inc Wts 12/9/2002 | 12/5/2002 | | | From OTCBB (USGAW) |
| 13:32 | FFRD | FoneFriend Inc | 12/6/2002 | | | |
| 13:32 | LVMUY | LVMH Moet Hennessy Louis Vuitton SA Unspons ADR (5:1) (France) | 12/6/2002 | | | |
| 13:32 | NIFW | National Institute for School & Workplace Safety Inc | 12/6/2002 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 00:00 | LDGIV** | Lodgian Inc New W/I | 12/5/2002 | | Listed OTCBB (LDGIV) |
| 15:35 | GAYIF | Gas Authority of India Ltd Ordinary Shs | 12/6/2002 | | Deletion Rescinded |
| 15:35 | GAYXF | Gas Authority of India Ltd Reg S GDR | 12/6/2002 | | Deletion Rescinded |
| 14:56 | LPLHA** | LocatePLUS Holdings Corporation Cl A | 12/6/2002 | | Listed OTCBB (LPLHA) |
| 14:56 | LPLHB** | LocatePLUS Holdings Corporation Cl B | 12/6/2002 | | Listed OTCBB (LPLHB) |
| 14:56 | LPLHW** | LocatePLUS Holdings Corporation Wts A 6/1/2003 | 12/6/2002 | | Listed OTCBB (LPLHW) |
| 13:32 | TMRO** | ThermoElastic Technologies Inc | 12/6/2002 | | Listed OTCBB (TMRO) |
| 13:32 | UBNTQ** | Universal Broadband Networks Inc | 12/6/2002 | | Bankruptcy Reorganization plan eff 11/20/2002 |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:32 | 12/6/2002 | NWMGY** | New Mining Limited ADR | MTZIY | Matodzi Resources Limited ADR | |
| 13:32 | 12/6/2002 | WPFXF** | Western Pacific Mining Exploration Inc | SIMTF | Sierra Minerals Inc (1-10 R/S) | |
Portal System Changes 12/5/2002 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:32 | MSDHW** | Morgan Stanley DW 144A Zero Str Am Style Call Wt Infosys Tech 11/5/04 | 12/6/2002 | | | |
| 13:32 | MSDIW** | Morgan Stanley DW 144A Zero Str Euro Style Call Wt Tata Eng 11/12/04 | 12/6/2002 | | | |
| 13:32 | VNCDP** | Venture II CDO 2002 Ltd 144A Pfd Shs 3C7 | 12/6/2002 | | | |
| 13:32 | WNTKY** | Wintek Corporation 144A Spons GDR | 12/6/2002 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:32 | MSDJW | Morgan Stanley DW 144A Zero Str Euro St Call Wt ICICI Bk Ltd 11/24/04 | | |
| 13:32 | LUKLY | Oil Co Lukoil 144A Spons ADR Temp 2002 | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:35 | GAYIY** | Gas Authority of India Ltd 144A GDR | 12/6/2002 | | Deletion Rescinded |
Private Placement Security Changes 12/5/2002 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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