September 2, 2014
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OTCBB and Other-OTC System Changes - 12/4/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 NVGC Nevada Gold Corporation Common Stock 12/4/2013 100 From BB (NVGC) 
16:53 ALLOL Allstate Corp Depositary Shares Representing 1/1000th Interest Perpetual Preferred 12/5/2013 100 ** 
16:53 CCNYF Chicony Electronics Co Ltd Ordinary Shares (Taiwan) 12/5/2013 100  
16:53 MCGRF Major Cineplex Group Public Co Ltd Shares Foreign Registered (Thailand) 12/5/2013 100  
13:08 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR 12/5/2013 100 ** 
16:53 SWOOF StarWood European Real Estate Fin Ltd Shares GBP (Guernsey) 12/5/2013 100 ** 
13:08 ZGBEF 2G Bio-Energietechnik AG, Heek Ordinary Shares (Federal Republic of Germany) 12/5/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 NVGC Nevada Gold Corporation Common Stock 12/4/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:53 KFAXF Kofax Plc Ordinary shares (United Kingdom) 12/5/2013 100 Scheme of Arrangement/Change of Domicile** 
13:08 SRHGY Shoprite Holdings Ltd Ord Unsponsored ADR (South Africa) 12/5/2013 100 Exchange of Unsponsored ADR's into Sponsored ADR's; 1:1 Sponsored ADR's for every 1:2 unsponsored ADR. Refer to Sponsored symbol SRGHY** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:08 12/5/2013 ECCOE ECCO E C Consulting International Inc Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:53 12/5/2013 CCHMF China.com Inc Ordinary Shares (Cayman Islands) HKD CCHMF SINO SPLENDID HLDGS LTD Ordinary Shares (Cayman Islands) HKD Name/CUSIP Change ** 
13:08 12/5/2013 MCVI MedicalCV, Inc. New Common Stock MCVID Dalton Industries Inc. Common Stock 1-100 R/S ** 
13:08 12/5/2013 REFG Refill Energy, Inc. Common Stock REFG Medical Cannabis Payment Solutions. Common Stock ** 
16:53 12/5/2013 TRWS Truewest Corporation Common Stock JDID JD International Limited Common Stock ** 


Portal System Changes 12/4/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/4/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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