September 19, 2014
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Other-OTC System Changes - 12/4/2007 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:12 ACPB Atlantic Cap Bancshares Inc Comm Accd Inv 12/5/2007    
13:39 ALBCF Alibaba Com Limited Ordinary shares (Cayman Islands) 12/5/2007    
16:12 CAAL Capital Resource Alliance, Inc. Common Stock 12/5/2007    
16:30 CWLDF Crown Ltd, Southbank Vic Ordinary shares (Australia) 12/5/2007    
16:12 EGAL Energy Alternatives Inc Common 12/5/2007    
16:12 FLXNF Flex Lng Ltd Ordinary shares (British Virgin Islands) 12/5/2007    
16:12 HRLDF Heron Resources Limited HRR Ordinary shares (Australia) 12/5/2007    
16:12 MMEOP Mimeo Com Inc OC -Pfd Ser C 12/5/2007    
16:12 RYEQ Royal Equine Alliance Corporation Common Stock 12/5/2007    
16:12 SLCPU Solar Cap LLC Unit Accd Inv 12/5/2007    
16:12 SMRAF Sociedad Minera Cerro Verde SAA Lima Shs - Comun - (Peru) 12/5/2007    
16:12 TIULF Trisul SA Ordinary shares (Brazil) 12/5/2007    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:39 AVVNF Avocet Ventures Inc Ordinary Shares 12/5/2007  12(j) Registration Revoked by SEC ** 
13:39 BMNIF Brasilica Mining Corporation Ordinary Shares 12/5/2007  Inactive Issue ** 
13:39 CRTMF Celartem Technology Inc Celartem Technology Inc 12/5/2007  Inactive Issue ** 
13:39 DIORY Dioro Exploration N L Ord American Depositary Shares 12/5/2007  ADR Program Termination ** 
13:39 FATE First Atlantic Enterprises Inc Common Stock 12/5/2007  Inactive Issue ** 
13:39 FCSTO First Coastal Capital Trust 11 7/8 Cumulative Preferred Stock 12/5/2007  Called for redemption 11/30/2007 at $20.00/sh ** 
13:39 LGHT Lighthouse Bank (CA) Common shares 12/5/2007  Added to OTCBB (LGHT)** 
13:39 TLLA Tres Estrellas Enterprises, Inc. Common Stock 12/5/2007  Added to OTCBB (TLLA)** 
13:39 TPOS Tarpon Industries, Inc. Common Stock 12/5/2007  Added to OTCBB (TPOS)** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:12 12/5/2007 CPCO Cengroup Petroleum Corporation Common Stock MOPN MOP Environmental Solutions Inc Common Stock ** 
17:11 12/5/2007 GLECW Glencairn Gold Corporation Warrant Exp 11/26/2008 SMCCW Central Sun Mining Inc Warrant Exp 11/26/2008 1-7 R/S ** 


Portal System Changes 12/4/2007 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:39 MSWNL Morgan Stanley B V Delta Ctf Lkd Wynn Resorts Ltd 144A 11/29/2010 (Netherlands) 12/5/2007    


Private Placement Security Changes 12/4/2007 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Please disregard the Note of the Day on the 12/3/2007 daily list. The referenced name and symbol change was not cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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