|
OTCBB and Other-OTC System Changes - 12/3/2012 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | CRCL | Circle Star Energy Corp. Common Stock | 12/3/2012 | Y | 100 | From BB (CRCL) |
| 07:55 | STKO | Stakool, Inc. Common Stock | 12/3/2012 | Y | 100 | From BB (STKO) |
| 15:00 | DDDGY | DDD Group plc Sponsored ADR Level 1 (United Kingdom) | 12/4/2012 | Y | 100 | ** |
| 15:00 | GDCWF | Gold Corporation Etc Security 2010 - w/out fixed maturity on gold (Australia) | 12/4/2012 | Y | 100 | ** |
| 15:00 | HGDPF | Helgeland Sparebank Primary Cap Cert (Norway) | 12/4/2012 | Y | 100 | ** |
| 15:00 | JSHG | Joshua Gold Resources, Inc. Com | 12/4/2012 | Y | 100 | From NBB (JSHG) |
| 15:00 | PTLRF | Petrolinvest S.A., Gdynia Shs (Poland) | 12/4/2012 | Y | 100 | ** |
| 15:00 | SHPOF | Shin Poong Pharmaceutical Company, Ltd. Ordinary Shares (South Korea) | 12/4/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 07:55 | CRCL | Circle Star Energy Corp. Common Stock | 12/3/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 09:17 | CSIS | CSI Computer Specialists, Inc. Common Stock | 12/3/2012 | 100 | 12(j) Registration Revoked by SEC ** |
| 09:05 | OSBK | Osage Bancshares, Inc. Common Stock | 12/3/2012 | 100 | Merged with American Bancorporation, Inc ($11.44 per share) ** |
| 07:55 | STKO | Stakool, Inc. Common Stock | 12/3/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 15:00 | CBOPF | Cerebos Pacific Ltd Ordinary Shares (Singapore) | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | CCLHF | C C Land Holdings Ltd. Ordinary Shares | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | GRGTF | Grainger Trust Ltd Ordinary Shares | 12/4/2012 | 100 | Inactive Issue |
| 16:13 | JAQC | Johnston Acquisition Corp. Common Stock | 12/4/2012 | 100 | Merged with Rafarma Pharmaceuticals Inc. (APKND). Shareholders of JAQC will receive shares of APKND on a one for one basis. ** |
| 15:00 | JSHG | Joshua Gold Resources, Inc. Com | 12/4/2012 | 100 | Added to BB |
| 15:00 | KOTMF | Koito Manufacturing Ordinary Shares | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | MDCHF | Moneda Chile Fund Limited Ordinary Shares (Bermuda) | 12/4/2012 | 100 | Inactive Issue ** |
| 17:12 | NCFT | First Trust Bank (NC) Common Stock | 12/4/2012 | 100 | Merged with Bank of North Carolina, a wholly owned subsidiary of BNC Bancorp (BNCN). Each outstanding share of First Trust Bank common stock (NCFT) will be converted into the right to receive either (1) cash in the amount of $7.25 per share or (2) 0.98 shares of BNC Bancorp common stock (BNCN), or a combination of both cash and BNC Bancorp common stock.** |
| 15:00 | RJCTF | Reject Shop, Ltd. Ordinary Shares (Australia) | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | SGECF | Strategem Capital Corporation Ordinary Shares (Canada) | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | TMURF | Tamura Corp Ordinary Shares (Japan) | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | ULVAF | Ulvac Inc Chigasaki Ordinary Shares (Japan) | 12/4/2012 | 100 | Inactive Issue ** |
| 15:00 | XXCDG | Boston Capital Tax Credit LP Unit IV Series 27 | 12/4/2012 | 100 | Inactive Issue |
| 15:00 | XXGZG | Century Properties Fund Xi Limited Partnership | 12/4/2012 | 1 | Inactive Issue |
| 15:00 | ZKLZF | Zaklady Azotowe Pulawy SA Pulawy Ordinary shares (Poland) | 12/4/2012 | 100 | Inactive Issue ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 15:25 | 12/4/2012 | AVTCE | AVTC | AVT Inc Common Stock | ** |
| 15:00 | 12/4/2012 | FUTUE | FUTU | Future Healthcare of America Common Stock | ** |
| 15:00 | 12/4/2012 | GRYNE | GRYN | Green Hygienics Holdings Inc. Common Stock | ** |
| 15:00 | 12/4/2012 | MDRME | MDRM | Modern Mobility Aids, Inc Common Stock | ** |
| 15:00 | 12/5/2012 | ANTR | ANTRE | Antaga International Corporation Common Stock | Delinquent ** |
| 15:00 | 12/5/2012 | PIEX | PIEXE | Pioneer Exploration Inc. Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 15:00 | 12/4/2012 | CGPS | Charlie GPS Inc. Common | LEVT | Live Event Media, Inc. Common Stock | ** |
| 15:00 | 12/4/2012 | DLPTF | Dalian Port Container Co Ltd Shares -H- (Bermuda) | DLPTF | Dalian Port PDA Company Ltd Shares -H- (China) | ** |
| 15:00 | 12/4/2012 | HAIRD | Biostem U.S. Corporation. (NEW) Common Stock | HAIR | Biostem U.S. Corporation. Common Stock | ** |
| 16:13 | 12/4/2012 | IAALF | IBC Advanced Alloys Corp Common shares (Canada) | IAALD | IBC Advanced Alloys Corp Common shares (Canada) | 1-6 R/S** |
| 15:00 | 12/4/2012 | ICHGD | Intercontinental Hotels Group New Ordinary shares (United Kingdom) | ICHGF | Intercontinental Hotels Group Ordinary shares (United Kingdom) | ** |
| 09:17 | 12/4/2012 | LNMIF | Lonmin plc Ordinary Shares (United Kingdom) | LNMIF | Lonmin Pulblic Ltd. Co. Ordinary Shares (United Kingdom) | Name Change ** |
Portal System Changes 12/3/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 12/3/2012 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| The deletion from NBB for RMYI/RMYI, reported on the Daily List of 12/03/2012, with an Effective Date of 12/03/2012, has been cancelled. |