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Other-OTC System Changes - 11/30/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:33 | SPRS** | Surge Components Inc | 11/30/2001 | | | |
| 08:33 | SPRSW** | Surge Components Inc Wts A 7/30/2003 | 11/30/2001 | | | |
| 13:28 | ZHEGF | Zhejiang Glass Co Ltd (Hong Kong) | 11/30/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | AIRAF** | Airboss Ltd AUD | 12/3/2001 | | Reorganization (See SVESF) |
| 13:28 | FRYIP | Federal Realty Investment Trust 8.5% Pfd Ser B | 12/3/2001 | | Listed on NYSE (FRT$B) |
| 13:28 | GBTAF** | Globe Telecom GMCR Inc Glo Cl A | 12/3/2001 | | Reorganization (See GTMEF) |
| 13:28 | GLTLF** | Globe Telecom GMCR Inc Cl A | 12/3/2001 | | Dupe of GBTAF |
| 13:28 | GLTOF | Globe Telecom GMCR Inc Cl B | 12/3/2001 | | Security No Longer Exists |
| 13:28 | HWAWF | Ho Wah Genting Bhd Wts 12/1/2001 | 12/3/2001 | | Expired Security |
| 13:28 | NIFU | Northern Indiana Fuel & Light Company | 12/3/2001 | | Acquired by NIPSCO Industries Inc ($109.8125/sh effective 3/31/1993) |
| 13:28 | OGDT | Ogden Telephone Company | 12/3/2001 | | Acquired by Citizens Utilities Co (17.61689 shs Citizens Cl B for each shs held eff. 12/31/1997) |
| 13:28 | OGDTN | Ogden Telephone Company 8% Pfd | 12/3/2001 | | Redemption on 11/28/1997 at $100.00/sh plus $3.31 in accrued dividends |
| 13:28 | OGDTP | Ogden Telephone Company 7% Pfd | 12/3/2001 | | Redemption on 11/27/1997 at $100.00/sh plus accrued interest of $2.90 |
| 13:28 | OHRT** | Ohmart Corporation | 12/3/2001 | | Acquired by OM Acquisition Corporation ($48/sh effective 4/29/1993) |
| 13:28 | PBYTF | PT Bayu Buana Travel | 12/3/2001 | | Security No Longer Exists |
| 13:28 | PCWWF** | Pacific Century Cyberworks Ltd Wts 12/2/2001 | 12/3/2001 | | Expired Security |
| 13:28 | TTGYF | Triton Energy Ltd Pfd Conv 8% (Cayman Islands) | 12/3/2001 | | Called for Redemption on 12/3/2001 at $70.00/sh) |
| 13:28 | UTORY** | Unitor Ships Service As Spons ADR | 12/3/2001 | | ADR Program Terminated |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 08:33 | 12/3/2001 | STSJF | STJSF | Southern Telecommunications Company JSC (Russia) | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 08:33 | 11/30/2001 | KBEZF | JSC Kubanelectrosvyaz | STSJF | Southern Telecommunications Co JSC (Russia) Rev. to D/L of 11/29/2001 | |
| 13:28 | 12/3/2001 | FAEFF** | Far East Bank & Trust Company PHP | BPHLF | Bank of the Philippine Islands BPI PHP | |
| 13:28 | 12/3/2001 | MAXFU** | Maxcor Financial Group Inc Uts 11/30/2001 | MAXFU | Maxcor Financial Group Inc Uts 12/7/2001 | |
| 13:28 | 12/3/2001 | MAXFW** | Maxcor Financial Group Inc Wts A 11/30/2001 | MAXFW | Maxcor Financial Group Inc Wts A 12/7/2001 | |
| 13:28 | 12/3/2001 | MAXFZ** | Maxcor Financial Group Inc Wts B 11/30/2001 | MAXFZ | Maxcor Financial Group Inc Wts B 12/7/2001 | |
| 13:28 | 12/3/2001 | NROBF** | Nuero-Biotech Corporation | DPCBF | DPC Biosciences Corporation | |
| 13:28 | 12/3/2001 | PSATF | PT Indosat TBK (Foreign shs) | PISFF | PT Indonesian Satellite Corporation Persero TBK (Foreign shs) | |
| 13:28 | 12/3/2001 | PTPSF** | PT Indosat TBK | PISIF | PT Indonesian Satellite Corporation Persero TBK | |
| 15:20 | 12/3/2001 | VTWNA** | V-Twin Acquisitions Inc Cl A | VTWN | V-Twin Acquisitions Inc (See Note 1) | |
Portal System Changes 11/30/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:28 | ARSQL** | ARES V CLO Ltd 144A Preference Shares 3C7 | 12/3/2001 | | | |
| 13:28 | LEBQW** | Lehman Brothers Finance SA 144A Call Wt Ntwk Appliance Inc 12/20/2001 | 12/3/2001 | | | |
| 13:28 | PRGXL** | Profit Recovery Group International Inc 144A common | 12/3/2001 | | | |
| 13:28 | UBSZW** | UBS AG London 144A Call Wt Korea Tobacco & Ginseng Zero 11/11/2002 | 12/3/2001 | | | |
| 13:28 | ZROXP** | Xerox Capital Trust II 144A CV Tr Pfd Secs | 12/3/2001 | | | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:28 | 12/3/2001 | CAAPR | Citizens Capital Corporation 144A Subscription Rts Cl A 11/30/2001 | CAAPR | Citizens Capital Corporation 144A Subscription Rts Cl A 12/31/2001 | |
Private Placement Security Changes 11/30/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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