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Other-OTC System Changes - 11/29/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:29 | AAAI | Alternative Investment Trust Units (Austrailia) | 11/30/2011 | Y | 100 | |
| 13:41 | ABAT | Advanced Battery Technologies, Inc. Common Stock | 11/30/2011 | Y | 100 | From S (ABAT)** |
| 13:41 | BEGYF | Bayfield Energy Holdings, PLC (London) Ordinary Shares (United Kingdom) | 11/30/2011 | Y | 100 | |
| 16:40 | BZZZF | Bezant Resources Plc Ordinary Shares (United Kingdom) | 11/30/2011 | Y | 100 | |
| 13:41 | EARH | Earth Dragon Resources, Inc. Common Stock | 11/30/2011 | Y | 100 | From BB (EARHE)** |
| 13:41 | EZYYF | Ezybonds UK PLC Ordinary Shares (United Kingdom) | 11/30/2011 | Y | 100 | |
| 15:29 | KVAEF | Kvaerner ASA Ordinary Shares (Norway) | 11/30/2011 | Y | 100 | |
| 16:40 | PYNEF | Pyne Gould Corporation Ltd Ordinary Shares (New Zealand) | 11/30/2011 | Y | 100 | |
| 13:41 | REDIF | Redhill Biopharma Ltd, Ramat Gan Ordinary Shares (Israel) | 11/30/2011 | Y | 100 | |
| 15:29 | RGGGF | Regal Resources Ltd Ordinary Shares (Australia) | 11/30/2011 | Y | 100 | ** |
| 13:41 | RODN | Avicenna Global Corp. Common | 11/30/2011 | Y | 100 | From BB (RODNE)** |
| 13:41 | ROOM | Roomstore, Inc. Common | 11/30/2011 | Y | 100 | From BB (ROOME)** |
| 15:29 | SXOOF | St. Georges Platinum Common Shares (Canada) | 11/30/2011 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:29 | CASL | Castmor Resources, Ltd. Common Stock | 11/30/2011 | 100 | Added to BB |
| 13:41 | MSKX | MORGAN STANLEY Capital Protected Units Based on Performance of the Nikkei 225 Index 11/29/2011 | 11/30/2011 | 100 | Expired Security ** |
| 16:50 | NCYB | New Century Bank Common Stock (PA) | 11/30/2011 | 100 | Merged with Customer Bank. Shareholders of New Century Bank will receive one (1) new share of Customer Bank for every three (3) shares held. Fractional shares issued cash-in-lieu. ** |
| 16:40 | OPCDF | Opti Cda Inc Ordinary Shares (Canada) | 11/30/2011 | 100 | Plan of Arrangement** |
| 13:41 | PPLS | PawsPlus Inc Common Stock | 11/30/2011 | 100 | Company dissolved. All shares have been cancelled. ** |
| 15:29 | RLMXF | Realm Energy International Corporation Ordinary Shares (Canada) | 11/30/2011 | 100 | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 15:29 | 11/30/2011 | BRPFF | Brookfield Renewable Power Fund Trust Units (Canada) | BRPFF | Brookfield Renewable Energy Partners LP Partnership Units (Bermuda) | Unitholders will receive one Brookfield Renewable Energy Partners LP Unit of in exchange for each Unit
held.** |
| 13:41 | 11/30/2011 | COLCD | Columbia Energy Corp. NEW Common Stock | COLC | Columbia Energy Corp. Common Stock | ** |
| 13:41 | 11/30/2011 | EUOT | Eurotech Ltd Common Stock | EUOTD | Eurotech Ltd (NEW) Common Stock | 1.1-1 F/S (payable upon surrender of old certificates)** |
| 13:41 | 11/30/2011 | HRBRD | Harbor BioSciences, Inc. NEW Common Stock | HRBR | Harbor BioSciences, Inc. Common Stock | ** |
| 13:41 | 11/30/2011 | PPJED | PPJ Enterprise. NEW Common Stock | PPJE | PPJ Enterprise. Common Stock | ** |
| 13:41 | 11/30/2011 | SPLI | Datamill Media Corp. Common Stock (Nevada) | SPLI | AvWorks Aviation Corp. Common Stock (Nevada) | ** |
| 13:41 | 11/30/2011 | TOTGD | 2-Track Global, Inc.NEW Common Stock | TOTG | 2-Track Global, Inc. Common Stock | ** |
| 13:41 | 11/30/2011 | TSTZF | Transit Holdings Limited, Perth Ordinary Shares (Australia) | POTTF | Potash Minerals Ltd Ordinary Shares (Austrailia) | Name/Symbol/CUSIP Change |
| 13:41 | 11/30/2011 | VRLSF | Vallares PLC, St. Helier Ordinary Shares (Jersey) | GEGYF | Genel Energy PLC Ordinary Shares (Jersey) | Name/Symbol/CUSIP Change |
Portal System Changes 11/29/2011 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 11/29/2011 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:40 | JPXRZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price WT Linked Rural Electrification Corp | 11/30/2011 | N | 100 | |
