October 25, 2014
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OTCBB and Other-OTC System Changes - 11/29/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:29 AAAI Alternative Investment Trust Units (Austrailia) 11/30/2011 100  
13:41 ABAT Advanced Battery Technologies, Inc. Common Stock 11/30/2011 100 From S (ABAT)** 
13:41 BEGYF Bayfield Energy Holdings, PLC (London) Ordinary Shares (United Kingdom) 11/30/2011 100  
16:40 BZZZF Bezant Resources Plc Ordinary Shares (United Kingdom) 11/30/2011 100  
15:29 CASL Castmor Resources, Ltd. Common Stock 11/30/2011 100 From NBB (CASL) 
13:41 EARH Earth Dragon Resources, Inc. Common Stock 11/30/2011 100 From BB (EARHE)** 
13:41 EZYYF Ezybonds UK PLC Ordinary Shares (United Kingdom) 11/30/2011 100  


Portal System Changes 11/29/2011 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/29/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:40 JPXRZ JP Morgan Chase Bank NA London Branch Indian Low Exercise Price WT Linked Rural Electrification Corp 11/30/2011 100  
15:29 KVAEF Kvaerner ASA Ordinary Shares (Norway) 11/30/2011 100  
16:40 PYNEF Pyne Gould Corporation Ltd Ordinary Shares (New Zealand) 11/30/2011 100  
13:41 REDIF Redhill Biopharma Ltd, Ramat Gan Ordinary Shares (Israel) 11/30/2011 100  
15:29 RGGGF Regal Resources Ltd Ordinary Shares (Australia) 11/30/2011 100 ** 
13:41 RODN Avicenna Global Corp. Common 11/30/2011 100 From BB (RODNE)** 
13:41 ROOM Roomstore, Inc. Common 11/30/2011 100 From BB (ROOME)** 
15:29 SXOOF St. Georges Platinum Common Shares (Canada) 11/30/2011 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:29 CASL Castmor Resources, Ltd. Common Stock 11/30/2011 100 Added to BB 
13:41 EARHE Earth Dragon Resources, Inc. Common Stock 11/30/2011 100 Failure To Comply With NASD 6530; Added to NBB (EARH)** 
13:41 MSKX MORGAN STANLEY Capital Protected Units Based on Performance of the Nikkei 225 Index 11/29/2011 11/30/2011 100 Expired Security ** 
16:50 NCYB New Century Bank Common Stock (PA) 11/30/2011 100 Merged with Customer Bank. Shareholders of New Century Bank will receive one (1) new share of Customer Bank for every three (3) shares held. Fractional shares issued cash-in-lieu. ** 
16:40 OPCDF Opti Cda Inc Ordinary Shares (Canada) 11/30/2011 100 Plan of Arrangement** 
13:41 PPLS PawsPlus Inc Common Stock 11/30/2011 100 Company dissolved. All shares have been cancelled. ** 
15:29 RLMXF Realm Energy International Corporation Ordinary Shares (Canada) 11/30/2011 100  
13:41 RODNE Avicenna Global Corp. Common 11/30/2011 100 Failure To Comply With NASD 6530; Added to NBB (RODN)** 
13:41 ROOME Roomstore, Inc. Common 11/30/2011 100 Failure To Comply With NASD 6530; Added to NBB (ROOM)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:41 11/30/2011 SRNGE SRNG Shelron Group, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:41 11/30/2011 BHNND Baoshinn Corporation. NEW Common Stock BHNN Baoshinn Corporation. Common Stock ** 
15:29 11/30/2011 BRPFF Brookfield Renewable Power Fund Trust Units (Canada) BRPFF Brookfield Renewable Energy Partners LP Partnership Units (Bermuda) Unitholders will receive one Brookfield Renewable Energy Partners LP Unit of in exchange for each Unit held.** 
13:41 11/30/2011 COLCD Columbia Energy Corp. NEW Common Stock COLC Columbia Energy Corp. Common Stock ** 
13:41 11/30/2011 EUOT Eurotech Ltd Common Stock EUOTD Eurotech Ltd (NEW) Common Stock 1.1-1 F/S (payable upon surrender of old certificates)** 
13:41 11/30/2011 HRBRD Harbor BioSciences, Inc. NEW Common Stock HRBR Harbor BioSciences, Inc. Common Stock ** 
13:41 11/30/2011 PPJED PPJ Enterprise. NEW Common Stock PPJE PPJ Enterprise. Common Stock ** 
13:41 11/30/2011 PRXGD Pernix Group, Inc. NEW Common Stock PRXG Pernix Group, Inc. Common Stock ** 
13:41 11/30/2011 SPLI Datamill Media Corp. Common Stock (Nevada) SPLI AvWorks Aviation Corp. Common Stock (Nevada) ** 
13:41 11/30/2011 TOTGD 2-Track Global, Inc.NEW Common Stock TOTG 2-Track Global, Inc. Common Stock ** 
13:41 11/30/2011 TSTZF Transit Holdings Limited, Perth Ordinary Shares (Australia) POTTF Potash Minerals Ltd Ordinary Shares (Austrailia) Name/Symbol/CUSIP Change 
13:41 11/30/2011 VRLSF Vallares PLC, St. Helier Ordinary Shares (Jersey) GEGYF Genel Energy PLC Ordinary Shares (Jersey) Name/Symbol/CUSIP Change 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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