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Other-OTC System Changes - 11/28/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:58 | BHODD | B H Ocean Carriers Ltd. Common Stock New | 11/29/2011 | Y | 100 | From NYSE Amex (symbol BHO- split effective date: 11/28/2011) 1-101 R/S immediately followed by 101- F/S. Cashing out holders of less than 101 shares of BHO common stock at $4.00 per share** New symbol is for post-split shares. |
| 13:25 | DEAR | Dearborn Bancorp, Inc. Common Stock | 11/29/2011 | Y | 100 | From G (DEAR)** |
| 16:58 | ERERY | Essar Energy PLC Sponsored American Depository Receipt (United Kingdom) | 11/29/2011 | Y | 100 | ** |
| 15:53 | SGZPF | Shanghai Zendai Property Ltd. Ordinary Shares (Bermuda) | 11/29/2011 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:25 | ACPC | Acap Corporation Common Stock | 11/28/2011 | 1 | Merged with UTG, Inc. (UTGN); Shareholders of ACAP Corp (ACPC) will receive 233 shares of UTG, Inc. (UTGN) common stock for each share held. Deletion time: 12:23:12 ** |
| 13:25 | ATGEF | Abc Arbitrage Sa Ordinary Shares | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | ATXAN | AEP Texas North Company 4.40% Preferred Stock | 11/29/2011 | 100 | Issue called for Redemption ($107.00 plus accrued dividends of $0.73330)** |
| 13:25 | ATXCH | AEP Texas Central Company 4.00% Preferred Stock | 11/29/2011 | 100 | Called for Redemption ($105.75 plus accrued dividends of $0.33330)** |
| 13:25 | ATXCO | AEP Texas Central Company 4.20% Preferred Stock | 11/29/2011 | 100 | Issue called for Redemption ($103.75 plus accrued dividends of $0.35000)** |
| 15:53 | AUGNF | Augen Gold Corp. Ordinary Shares (Canada) | 11/29/2011 | 100 | Acquisition/Merger** |
| 13:25 | BGNRF | Blackgold Natural Resources plc Common Shares (United Kingdom) | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | GAFL | Great American Financial Corporation Common Stock | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | IMIGO | Indiana Michigan Power Co. 4 1/8% Cumulative Preferred Stock | 11/29/2011 | 100 | Called for Redemption ($106.125 plus accrued dividends of $0.6875)** |
| 13:25 | IMIGP | Indiana Michigan Power Co. 4.12% Cumulative Preferred Stock | 11/29/2011 | 100 | Called for Redemption ($102.728 plus accrued dividends of $0.6867) ** |
| 13:25 | IPPXF | International Public Partnerships Ltd Ordinary Shares (Guernsey) | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | MCCJF | MCC Global N V Amsterdam Ordinary Shares (Netherlands) | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | OHIPM | Ohio Power Company 4 1/2% Cumulative Preferred Stock | 11/29/2011 | 100 | +Issue called redemption effective 12/1/2011 at $110/sh ** |
| 13:25 | OHIPN | Ohio Power Company 4.40% Cumulative Preferred Stock | 11/29/2011 | 100 | +Issue called for redemption effective 12/1/2011 at $104/sh |
| 13:25 | OHIPO | Ohio Power Company 4.20% Cumulative Preferred Stock | 11/29/2011 | 100 | +Issue called for redemption effective 12/1/2011 at $103.2/sh** |
| 13:25 | OHIPP | Ohio Power Company 4.08% Cumulative Preferred Stock | 11/29/2011 | 100 | +Issue called for redemption effective 12/1/2011 at $103/sh** |
| 13:25 | PAYP | Pay Pop Inc Common Stock | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | PIEX | Pioneer Exploration Inc. Common Stock | 11/29/2011 | 100 | Added to OTCBB** |
| 13:25 | PSOKM | Public Service Company of Oklahoma $4.00 Preferred Stock | 11/29/2011 | 100 | Called for Redemption ($105.75 plus accrued dividends of $0.6667) ** |
| 13:25 | PSOKN | Public Service Company of Oklahoma $4.24 Preferred Stock | 11/29/2011 | 100 | Called for Redemption ($103.19 plus accrued dividends of $0.7067) ** |
| 13:25 | SKIGF | Sanki Engineering Co Ltd Ordinary Shares | 11/29/2011 | 100 | Inactive Security** |
| 13:25 | SWSEN | Southwestern Electric Power Company 4.65% Preferred Stock | 11/29/2011 | 100 | Issue called for redemption effective 12/1/2011 at $102.75/sh plus accured dividend ($0.775/sh) |
| 13:25 | SWSEO | Southwestern Electric Power Company $5.00 Preferred Stock | 11/29/2011 | 100 | +Issue called for redemption effective 12/1/2011 at $109/sh plus accured dividend ($0.83330/sh) |
| 13:25 | SWSEP | Southwestern Electric Power Company $4.28 Preferred Stock | 11/29/2011 | 100 | Issue called for redemption effective 12/1/2011 at $103.904/sh plus accured dividend ($0.7133/sh) ** |
| 16:58 | VTUR | Ventura Assets Limited Common Stock | 11/29/2011 | 100 | Added to OTCBB** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:25 | 11/29/2011 | APRMD | American Pacific Rim Commerce Group (NEW) Common Stock | APRM | American Pacific Rim Commerce Group Common Stock | ** |
| 13:25 | 11/29/2011 | URNYD | Upper Canyon Minerals Corp New Ordinary Shares (Canada) | URNYF | Upper Canyon Minerals Corp Ordinary Shares (Canada) | ** |
Portal System Changes 11/28/2011 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 11/28/2011 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The Addition to NBB for EFOI/EFOI, reported on the Daily List of 11/28/2011, with an Effective Date of 11/29/2011, has been moved to the OTCBB Market |
