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OTCBB and Other-OTC System Changes - 11/28/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:58 BHODD B H Ocean Carriers Ltd. Common Stock New 11/29/2011 100 From NYSE Amex (symbol BHO- split effective date: 11/28/2011) 1-101 R/S immediately followed by 101- F/S. Cashing out holders of less than 101 shares of BHO common stock at $4.00 per share** New symbol is for post-split shares. 
13:25 DEAR Dearborn Bancorp, Inc. Common Stock 11/29/2011 100 From G (DEAR)** 
15:53 EFOI Energy Focus, Inc. Common Stock 11/29/2011 100 From SCM (EFOI) 
16:58 ERERY Essar Energy PLC Sponsored American Depository Receipt (United Kingdom) 11/29/2011 100 ** 
13:25 PIEX Pioneer Exploration Inc. Common Stock 11/29/2011 100 From NBB (PIEX)** 
15:53 SGZPF Shanghai Zendai Property Ltd. Ordinary Shares (Bermuda) 11/29/2011 100 ** 
17:37 VNGEU Vanguard Energy Corporation UNIT 1 COM & 1 CL A WT 11/29/2011 100 ** 
16:58 VTUR Ventura Assets Limited Common Stock 11/29/2011 100 From NBB (VTUR)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:25 ACPC Acap Corporation Common Stock 11/28/2011 Merged with UTG, Inc. (UTGN); Shareholders of ACAP Corp (ACPC) will receive 233 shares of UTG, Inc. (UTGN) common stock for each share held. Deletion time: 12:23:12 ** 
13:25 APPWM Appalachian Power Company 4.5% ($100 par) Preferred Stock 11/29/2011 100 Called for Redemption ($110.00 plus accrued dividends of $0.37500)** 
13:25 ATGEF Abc Arbitrage Sa Ordinary Shares 11/29/2011 100 Inactive Security** 
13:25 ATXAN AEP Texas North Company 4.40% Preferred Stock 11/29/2011 100 Issue called for Redemption ($107.00 plus accrued dividends of $0.73330)** 
13:25 ATXCH AEP Texas Central Company 4.00% Preferred Stock 11/29/2011 100 Called for Redemption ($105.75 plus accrued dividends of $0.33330)** 
13:25 ATXCO AEP Texas Central Company 4.20% Preferred Stock 11/29/2011 100 Issue called for Redemption ($103.75 plus accrued dividends of $0.35000)** 
15:53 AUGNF Augen Gold Corp. Ordinary Shares (Canada) 11/29/2011 100 Acquisition/Merger** 
13:25 BGNRF Blackgold Natural Resources plc Common Shares (United Kingdom) 11/29/2011 100 Inactive Security** 
13:25 GAFL Great American Financial Corporation Common Stock 11/29/2011 100 Inactive Security** 
13:25 IMIGN Indiana Michigan Power Co. 4.56% Cumulative Preferred Stock 11/29/2011 100 Called for Redemption ($102.00 plus accrued dividends of $0.76)** 
13:25 IMIGO Indiana Michigan Power Co. 4 1/8% Cumulative Preferred Stock 11/29/2011 100 Called for Redemption ($106.125 plus accrued dividends of $0.6875)** 
13:25 IMIGP Indiana Michigan Power Co. 4.12% Cumulative Preferred Stock 11/29/2011 100 Called for Redemption ($102.728 plus accrued dividends of $0.6867) ** 
13:25 IPPXF International Public Partnerships Ltd Ordinary Shares (Guernsey) 11/29/2011 100 Inactive Security** 
13:25 MCCJF MCC Global N V Amsterdam Ordinary Shares (Netherlands) 11/29/2011 100 Inactive Security** 
13:25 OHIPM Ohio Power Company 4 1/2% Cumulative Preferred Stock 11/29/2011 100 +Issue called redemption effective 12/1/2011 at $110/sh ** 
13:25 OHIPN Ohio Power Company 4.40% Cumulative Preferred Stock 11/29/2011 100 +Issue called for redemption effective 12/1/2011 at $104/sh 
13:25 OHIPO Ohio Power Company 4.20% Cumulative Preferred Stock 11/29/2011 100 +Issue called for redemption effective 12/1/2011 at $103.2/sh** 
13:25 OHIPP Ohio Power Company 4.08% Cumulative Preferred Stock 11/29/2011 100 +Issue called for redemption effective 12/1/2011 at $103/sh** 
13:25 PAYP Pay Pop Inc Common Stock 11/29/2011 100 Inactive Security** 
13:25 PIEX Pioneer Exploration Inc. Common Stock 11/29/2011 100 Added to OTCBB** 
13:25 PSOKM Public Service Company of Oklahoma $4.00 Preferred Stock 11/29/2011 100 Called for Redemption ($105.75 plus accrued dividends of $0.6667) ** 
13:25 PSOKN Public Service Company of Oklahoma $4.24 Preferred Stock 11/29/2011 100 Called for Redemption ($103.19 plus accrued dividends of $0.7067) ** 
13:25 SKIGF Sanki Engineering Co Ltd Ordinary Shares 11/29/2011 100 Inactive Security** 
13:25 SWSEN Southwestern Electric Power Company 4.65% Preferred Stock 11/29/2011 100 Issue called for redemption effective 12/1/2011 at $102.75/sh plus accured dividend ($0.775/sh) 
13:25 SWSEO Southwestern Electric Power Company $5.00 Preferred Stock 11/29/2011 100 +Issue called for redemption effective 12/1/2011 at $109/sh plus accured dividend ($0.83330/sh) 
13:25 SWSEP Southwestern Electric Power Company $4.28 Preferred Stock 11/29/2011 100 Issue called for redemption effective 12/1/2011 at $103.904/sh plus accured dividend ($0.7133/sh) ** 
16:58 VTUR Ventura Assets Limited Common Stock 11/29/2011 100 Added to OTCBB** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:25 11/29/2011 ASYIE ASYI AISYSTEMS, Inc. Common Stock ** 
13:25 11/29/2011 GNYSE GNYS GeNOsys, Inc. Common Stock ** 
13:25 11/29/2011 RCNC PEII Petron Energy II, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:25 11/29/2011 APRMD American Pacific Rim Commerce Group (NEW) Common Stock APRM American Pacific Rim Commerce Group Common Stock ** 
13:25 11/29/2011 ETAK Elephant Talk Communications, Inc. Common Stock ETAK Elephant Talk Communications, Inc. Delaware Common Stock Re Domicile to Delaware ** 
15:53 11/29/2011 GSPT Golden Spirit Enterprises Ltd. Common Stock GSPT Terralene Fuels Corporation. Common Stock ** 
13:25 11/29/2011 ISDRD Issuer Direct Corporation (NEW) Common Stock ISDR Issuer Direct Corporation Common Stock ** 
13:25 11/29/2011 NSRSD North Springs Resources Corp (NEW) Common Stock NSRS North Springs Resources Corp Common Stock ** 
13:25 11/29/2011 URNYD Upper Canyon Minerals Corp New Ordinary Shares (Canada) URNYF Upper Canyon Minerals Corp Ordinary Shares (Canada) ** 


Portal System Changes 11/28/2011 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/28/2011 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for EFOI/EFOI, reported on the Daily List of 11/28/2011, with an Effective Date of 11/29/2011, has been moved to the OTCBB Market

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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