|
Other-OTC System Changes - 11/22/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | HNTR | Hunt For Travel, Inc Common Stock | 11/22/2011 | Y | 100 | From BB (HNTR) |
| 16:45 | APRYY | APR Energy PLC Unsponsored ADR (United Kingdom) | 11/23/2011 | Y | 100 | |
| 16:45 | CORM | Coronet Metals Inc Common Stock | 11/23/2011 | Y | 100 | |
| 13:07 | MERR | Merriman Holdings, Inc | 11/23/2011 | Y | 100 | From NCM (MERR)** |
| 13:07 | MRGAF | Morguard Sunstone Real Estate Income Fund Units Class A (Canada) | 11/23/2011 | Y | 100 | |
| 16:45 | PPOTF | Pacific Potash Corporation Common Shares (Canada) | 11/23/2011 | Y | 100 | |
| 14:45 | WBNK | Waccamaw Bankshares Inc Common Stock | 11/23/2011 | Y | 100 | From G (WBNK) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:07 | CDMA | Codima, Inc. Common Stock | 11/23/2011 | 100 | 12(j) Registration Revoked by SEC |
| 13:07 | KELLQ | Kellstrom Industries, Inc. Common Stock | 11/23/2011 | 100 | Plan of Bankruptcy Effective. All shares have been cancelled. ** |
| 16:45 | SNBP | Sinobiopharma, Inc. Common Stock | 11/23/2011 | 100 | Merged with SinoBP, Inc. ($0.22/share). ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:07 | 11/23/2011 | CRESF | Cresud S.A.C.I.F. y A. Ordinary Shares 1 Vote en block (Argentina) | CRESF | Cresud SA Comercial Industrial Financiera Ordinary Shares (Argentina) | |
| 16:45 | 11/23/2011 | DWSGF | Dawson Gold Corp. Ordinary Shares (Canada) | DWSGD | Dawson Gold Corp. New Ordinary Shares (Canada) | 1-2 R/S** |
| 13:07 | 11/23/2011 | HNUZF | Horizons Betapro Nymex Nat Gas Bull Plus ETF New Unit Class A (Canada) | HNUZD | Horizons Betapro Nymex Nat Gas Bull Plus ETF New Unit Class A (Canada) | 1-4 R/S** |
| 13:07 | 11/23/2011 | HYII | Hybred International Inc Common Stock | HYIID | All Grade Mining, Inc. Common Stock | 1-500 R/S ** |
Portal System Changes 11/22/2011 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 11/22/2011 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:45 | JPXQZ | JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 RELIANCE PWR LTD | 11/23/2011 | N | 100 | |