April 20, 2014
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Other-OTC System Changes - 11/20/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 QTUM Quantum Information Inc. Common Stock 11/20/2008 100 From BB (QTUM) 
14:08 THMRM Thornburg Mortgage, Inc. Cumulative Conv Redeemable Preferred Stock Series F 11/20/2008 100 From NYSE (TMA$F) 
14:08 THMRN Thornburg Mortgage, Inc. Cumulative Conv Redeemable Preferred Stk Ser E 11/20/2008 100 From NYSE (TMA$E) 
14:08 THMRO Thornburg Mortgage, Inc. Pfd Ser D 11/20/2008 100 From NYSE (TMA$D) 
14:08 THMRP Thornburg Mortgage, Inc. Preferred Series C 11/20/2008 100 From NYSE (TMA$C) 
15:19 AEOPY Aeroports de Paris Adp Unsponsored ADR (France) 11/21/2008 100 ** 
14:43 ASEKY Aisin Seiki Co Ltd Unsponsored ADR (Japan) 11/21/2008 100 ** 
15:19 BDRFY Beiersdorf A G Unsponsored ADR (Germany) 11/21/2008 100 ** 
15:19 BFLBY Bilfinger Berger AG Unsponsored ADR (Belgium) 11/21/2008 100 ** 
14:43 BNYN Banyan Corporation (OR) Common Stock 11/21/2008 100 From BB (BNYN)** 
14:43 CGPD Citigroup Inc. ELKS Based Upon United Diamonds Tr Ser 1 12/31/2009 11/21/2008 100  
15:19 CLDS Celestial Delights USA Corp. Common Stock 11/21/2008 100  
15:19 CMBEY Compagnie Maritime Belge SA Unsponsored ADR (Belgium) 11/21/2008 100  
15:19 CNPAY CNP Assurances SA Unsponsored ADR (France) 11/21/2008 100 ** 
15:33 EONVY Euronav Nv Antwerpen Unsponsored ADR (Belgium) 11/21/2008 100 ** 
16:24 IDAR Idearc Inc. Common Stock 11/21/2008 100 From NYSE (IAR) 
15:19 IDEH International Development and Environmental Holdings Common Stock 11/21/2008 100  
13:01 IMPH Impac Mortgage Holdings, Inc. Common Stock 11/21/2008 100 From NYSE (IMH) 
13:01 IMPHO Impac Mortgage Holdings, Inc. Preferred Series C 11/21/2008 100 From NYSE (IMH$C) 
13:01 IMPHP Impac Mortgage Holdings, Inc. Preferred Series B 11/21/2008 100 From NYSE (IMH$B) 
15:33 IMYSY Imerys SA Unsponsored ADR (France) 11/21/2008 100 ** 
15:19 SEAUY Societe des Autoroutes Paris-Rhin-Rhone Unsponsored ADR (France) 11/21/2008 100  
14:43 STAEY Stanley Electric Co., Ltd Unsponsored ADR (Japan) 11/21/2008 100  
16:28 SURDY Sumitomo Realty & Development Co Ltd Unsponsored ADR (Japan) 11/21/2008 100  
15:33 SVKEY Skandinaviska Enskilda Banken AB Unsponsored ADR (Sweden) 11/21/2008 100  
14:43 SZHFY Sojitz Corp Unsponsored ADR (Japan) 11/21/2008 100  
15:19 VTUR Ventura Assets Limited Common Stock 11/21/2008 100  
16:39 WBKCF Westpac Banking Corporation Shs Issue 08 (Australia) 11/21/2008 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:01 CBICF Connors Brothers Income Fund Trust Unit (Canada) 11/21/2008 100 Acquisition ** 
13:01 GPPSY Grupo Prof & Proyectos Ser B American Depositary Shares 11/21/2008 100 ADR Program Termination ** 
13:01 MSDJ MORGAN STANLEY Plus Based on Dow Jones Indl Avg 11/20/2008 11/21/2008 100 Expired Security ** 
13:01 MSIS MORGAN STANLEY Plus Based on IShares MSCI EAFE Index Fd 11/20/2008 11/21/2008 100 Expired Security ** 
13:01 MSXP MORGAN STANLEY Bear Mkt Plus Based Inversely on Value of S&P 500 Index 11/20/2008 11/21/2008 100 Expired Security ** 
13:01 MSXX MORGAN STANLEY Plus Based On S&P 500 Index 11/20/2008 11/21/2008 100 Expired Security ** 
13:01 SVTOY Silverstone Corporation Berhad Sponsored American Depositary Shares (Malaysia) 11/21/2008 100 ADR Program Termination ** 
13:01 TPDL Tripod International, Inc. Common Stock 11/21/2008 100 Added to OTCBB (TPDL)** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:01 11/21/2008 SWPC Solarbrook Water and Power Corp Common Stock SLRW Solarbrook Water and Power Corp New Common Stock 1-50,000 R/S ** 
14:43 11/21/2008 SZHFF Sojitz Holdings Corp Tokyo Ordinary Shares (Japan) SZHFF Sojitz Corp Tokyo Ordinary Shares (Japan) ** 


Portal System Changes 11/20/2008 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/20/2008 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for SSPA, reported on the Daily List of 11/20/2008, with an Effective Date of 11/21/2008, has been cancelled.; The Addition to NBB for NNUT/NNUT, reported on the Daily List of 11/20/2008, with an Effective Date of 11/21/2008, has been cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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