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OTCBB and Other-OTC System Changes - 11/19/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
09:11 DTGF Dollar Thrifty Automotive Group, Inc. Common Stock 11/19/2012 100 From NYSE (DTG) 
07:55 PRFV Preferred Voice, Inc. Common Stock 11/19/2012 100 From BB (PRFV) 
13:14 APTPF Airports of Thailand Pblic Co Ltd Shares Foreign Registered (Thailand) 11/20/2012 100  
13:14 DEPN Delaine Corporation Common Stock 11/20/2012 100 From BB (DEPNE) 
16:34 EYUBY Electricity Generating Public Co Ltd Unsponsored ADR (Thailand) 11/20/2012 100  
13:14 FRCSL FIRST REPUBLIC BANK Dep Shs Repstg 1/40th Perp Pfd Ser C 11/20/2012 100  
16:34 FURCY Faurecia SA Sponsored ADR (France) 11/20/2012 100  
13:14 TAYCL Taylor Capital Group, Inc. Perpetual Non Cumulative Pfd Sh 11/20/2012 100  
13:14 TRAB TheraBiogen Inc. Common Stock 11/20/2012 100 From BB (TRABE) 
16:34 TUFBY Thai Union Frozen Products Public Co Ltd Unpsonsored ADR (Thailand) 11/20/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 PRFV Preferred Voice, Inc. Common Stock 11/19/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:34 AACOU Australia Acquisition Corp. Unit 11/20/2012 100 Spac liquidation effective November 15, 2012. ** 
16:34 AACOW Australia Acquisition Corp. Warrant 11/20/2012 100 Spac liquidation effective November 15, 2012. ** 
16:34 AACPF Australia Acquisition Corp. Ordinary Shares 11/20/2012 100 Spac liquidation effective November 15, 2012. (10.10/ordinary share) ** 
13:14 AUQCY Australis Aquaculture Ltd Sponsored ADR (Australia) 11/20/2012 100 ADR Program Terminated ** 
13:14 AZIHF Azimut Holding Spa Ordinary Shares (Italy) 11/20/2012 100 Inactive Security 
13:14 BMICF Bionomics Limited Ordinary Shares 11/20/2012 100 Inactive Security 
13:14 CTYNF Gondwana Gold, Inc Ordinary Shares (Canada) 11/20/2012 100 Inactive Security 
13:14 CYNML City National Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series Series C 11/20/2012 100 Listed on NYSE (CYN$C) 
13:14 DEPNE Delaine Corporation Common Stock 11/20/2012 100 Failure To Comply With NASD 6530; Added to NBB (DEPN) ** 
17:36 FBOD First Bank of Delaware (DE) Common Stock 11/20/2012 100 Issuer dissolved effective 11/16/2012. Pursuant to liquidating trust plan, on and after the Effective Date, all outstanding shares of common stock of the Bank shall automatically be deemed cancelled ** 
13:14 NTTKF Nitto Kohki Co., Ltd. Ordinary Shares (Japan) 11/20/2012 100 Inactive Security 
13:14 SLROF Stellar Resources Ltd Ordinary Shares (Australia) 11/20/2012 100 Inactive Security 
13:14 TRABE TheraBiogen Inc. Common Stock 11/20/2012 100 Failure To Comply With NASD 6530; Added to NBB (TRAB) ** 


Portal System Changes 11/19/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/19/2012 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:14 WBBNZ Woodbine Acquisition Corp. WT PUR COM 144A 11/20/2012 100 Inactive Security 
13:14 ZUKNF Zuken Inc. Ordinary Shares (Japan) 11/20/2012 100 Inactive Security 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:34 11/20/2012 ALNE ALNEE Alternative Energy & Environmental Solutions, Inc. Common Delinquent ** 
16:34 11/20/2012 ALNEW ALNWE Alternative Energy & Environmental Solutions, Inc. Warrants (Expires 07/31/2015) Delinquent ** 
13:14 11/20/2012 PPDA PPDAQ Pipeline Data, Inc. Common Stock ** 
13:14 11/20/2012 SWCAU SWCUE Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016 Filing Delinquency ** 
13:14 11/20/2012 SWCAW SWCWE Selway Capital Acquisition Corporation Redeemable Warrants Expiring 11/07/2016 Filing Delinquency ** 
13:14 11/20/2012 TPCSE TPCS Techprecision Corporation Common Stock Compliant 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:14 11/20/2012 APKN Airprotek International, Inc. New Corporation Common Stock APKND Rafarma Pharmaceuticals, Inc. (WY) (NEW) Corporation Common Stock 1-10 R/S & Domicile change from NV to WY ** 
13:14 11/20/2012 DYAPD Dynamic Applications Corp. NEW Common Stock DYAP Dynamic Applications Corp. Common Stock ** 
16:34 11/20/2012 OMRGF Oro Mining Ltd. Ordinary Shares (Canada) OMRGF Marlin Gold Mining Ltd. Ordinary Shares (Canada) ** 
13:14 11/20/2012 PRPJD ProSep Inc New Ordinary Shares (Canada) PRPJF ProSep Inc Ordinary Shares (Canada) ** 
16:34 11/20/2012 RYQGD MineralRite Corporation. NEW Common Stock RYQG MineralRite Corporation Common Stock ** 
13:14 11/20/2012 TLAN Hire International, Inc. Common Stock TLAND Trulan Resources Inc. NEW Common Stock 1-1,000 R/S ** 
13:14 11/20/2012 VRYGD Soul and Vibe Interactive Inc. NEW Common Stock VRYG Soul and Vibe Interactive Inc. Common Stock ** 
SYMBOL CHANGE CANCELLATIONS  
Updated Date Old Symbol New Symbol Name Comment
13:14 11/20/2012 FMAR FMARE First Mariner Bancorp Common Stock  
 
Notes  
The deletion from NBB for NWBO/NWBO, reported on the Daily List of 11/19/2012, with an Effective Date of 11/19/2012, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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