|
Other-OTC System Changes - 11/19/2007 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | MOKTL | Missouri Kans Tex RR Certificates | 11/16/2007 | | | Refer to the Daily List of 11/16: Correct Issuer Name is Missouri Kans Tex RR Certificates; From BB (MOKTL) |
| 13:36 | ACEH | Atlantic Coast Entertainment Holdings, Inc. Common Stock | 11/20/2007 | | | From BB (ACEH)** |
| 13:36 | ATWVF | ATW Venture Corp Common (Canada) | 11/20/2007 | | | |
| 16:16 | BLMT | Blue Mountain Resources, Inc. Common Stock | 11/20/2007 | | | |
| 16:16 | CTPAP | Citigroup Cap XX Enhanced Tr Pfd Secs Trups | 11/20/2007 | | | |
| 16:16 | FNMAP | FEDERAL NATIONAL MTG ASSN Non Cum Pfd Ser R 7.625% | 11/20/2007 | | | |
| 13:36 | INPC | InPhonic, Inc. Common Stock | 11/20/2007 | | | From G (INPC) |
| 16:16 | KGMI | Kingston Mines Ltd. Common Stock | 11/20/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:36 | FPCNP | Finch, Pruyn & Company Inc 6% Cumulative Preferred Stock | 11/20/2007 | | Called for Redemption ($100/sh plus accrued interest) ** |
| 13:36 | GCIFF | Gateway Casinos Income Fund Unit (Canada) | 11/20/2007 | | Acquisition ** |
| 13:36 | LTYPF | Liberty Petroleum Inc. Common Stock | 11/20/2007 | | Added to OTCBB (LTYPF) ** |
| 13:36 | SUIP | Sunrise Mining Corporation Common Stock | 11/20/2007 | | Added to OTCBB (SUIP)** |
| 13:36 | TWRCP | Tower Automotive Capital Trust 6.750% Convertible Preferred Securities | 11/20/2007 | | Plan of Bankruptcy effective 7/31/2007 ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:36 | 11/20/2007 | CAVO | Carver Corporation New Common Stock | HLLD | Hollund Industrial, Inc. Common Stock | 17-1 F/S; Payable upon surrender of Certificates. ** |
| 14:01 | 11/20/2007 | HMWM | Humware Media Corporation Common Stock | EFTB | EFT Biotech Holdings, Inc. Common Stock | 1-20,000 R/S ** |
| 13:36 | 11/20/2007 | MXXR | Matrixx Resource Holdings, Inc. Common Stock | MXXH | Matrixx Resource Holdings, Inc. New Common Stock | 1-250 R/S ** |
Portal System Changes 11/19/2007 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:17 | ALWML | Allegro Investment Corp. S.A. 22.000 % ELKS Based Upon Washington Mut 144A 05/14/2008 (Luxembourg) | 11/20/2007 | | | |
| 16:17 | JCHHL | Jachin Hldgs Ltd Sponsored GDR 144A (British Virgin Islands) | 11/20/2007 | | | |
| 13:37 | JPPHL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Sun Pharmaceutical Inds Ltd 11/08/2012 (Jersey) | 11/20/2007 | | | |
| 16:17 | LBAYL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Anajing Yunhai Special A 11/26/2012 (Luxembourg) | 11/20/2007 | | | |
| 16:17 | LBEAL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Eternal Asia Supply Chain A 11/26/2012 (Luxembourg) | 11/20/2007 | | | |
| 16:17 | LBHDL | Lehman Bros Hldgs Inc 8.000% Yield Enhanced Equity Lkd Debt Secs 144A 12/01/2008 | 11/20/2007 | | | |
| 16:17 | LBHSL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huangshan Tourism Development-B 11/22/2012 (Luxembourg) | 11/20/2007 | | | |
| 16:17 | LBPCL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A PetroChina Co Ltd 11/21/2012 (Luxembourg) | 11/20/2007 | | | |
Private Placement Security Changes 11/19/2007 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| |
