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OTCBB and Other-OTC System Changes - 11/17/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:07 | GMRRQ | General Maritime Corporation New Common Stock | 11/17/2011 | Y | 100 | From NYSE (GMR) ** |
| 13:01 | CIIC | China Infrastructure Investment Corporation Common Stock | 11/18/2011 | Y | 100 | From S (CIIC)** |
| 16:21 | CNTTF | China Netcom Technology Holdings Ltd. Ordinary Shares (Cayman Islands) | 11/18/2011 | Y | 100 | ** |
Portal System Changes 11/17/2011 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 11/17/2011 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:21 | JPMMZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 SIEMENS LTD (United States) Expires 11/02/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | JPPPZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 MUNDRA PORT & SPECIAL (ECONOMIC ZONE LTD) (United States) Expires 11/02/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | JPQZZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 GLAXOSMITHKLINE (PHARMACEUTICALS LTD) (United States) Expires 11/03/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | JPTQZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 YES BK LTD (United States) Expires 11/02/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | JPTZZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 RANBAXY LABORATORIES (LTD) (United States) Expires 11/02/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | JPZQZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 DLF LTD (United States) Expires 11/02/2016 | 11/18/2011 | N | 100 | ** |
| 16:21 | ORIOF | Oriola-Kd Corporation Shares -B- (Finland) | 11/18/2011 | Y | 100 | ** |
| 13:01 | SICRY | Simcorp Unsponsored ADR (Denmark) | 11/18/2011 | Y | 100 | ** |
| 13:01 | VCNYY | Vacon Oyj Unsponsored ADR (Finland) | 11/18/2011 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:12 | BOTM | Bottomline Home Ln Inc Nev Common Stock | 11/17/2011 | 100 | 12(j) Registration Revoked by SEC** |
| 09:12 | UCBHQ | UCBH Holdings, Inc. Common Stock | 11/17/2011 | 100 | 12(j) Registration Revoked by SEC** |
| 13:01 | PLNE | Planet Signal, Inc. Common Stock | 11/18/2011 | 100 | Inactive Security** |
| 13:01 | TABIF | Tabio Corporation Ordinary Shares (Japan) | 11/18/2011 | 100 | Inactive Security** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:01 | 11/21/2011 | GLDN | GLDNE | Gold Dynamics Corp. Common Stock | Missing 302 Certification ** |
| 13:01 | 11/21/2011 | TEWI | TEWIE | Titan Energy Worldwide, Inc. Common Stock | Missing SAS Review ** |
| 13:01 | 11/21/2011 | YESD | YESDE | YesDTC Holdings, Inc. Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:01 | 11/18/2011 | RANGD | North Sea Energy, Inc. New Ordinary Shares (Canada) | RANGF | North Sea Energy, Inc. Ordinary Shares (Canada) | ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:01 | 11/18/2011 | ACDU | ACDUE | Accredited Business Consolidators Corp. Common Stock | |
