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OTCBB and Other-OTC System Changes - 11/17/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:04 | PFSF | Pacific Software, Inc. Common Stock | 11/17/2009 | Y | 100 | From BB (PFSF)** |
| 07:04 | PMDX | Palmdale Executive Homes Corp. Common Stock | 11/17/2009 | Y | 100 | From BB (PMDX)** |
| 07:04 | SFCF | School4Chauffeurs, Inc. Common Stock | 11/17/2009 | Y | 100 | From BB (SFCF)** |
| 13:28 | ADVBQ | ADVANTA Corp. Class B Common Non Voting | 11/18/2009 | Y | 100 | From Q (ADVNB)** |
| 13:28 | ADVNQ | ADVANTA Corp. Class A Common Stock | 11/18/2009 | Y | 100 | From Q (ADVNA)** |
| 13:28 | ATAWF | Atlantic Airways P/F, Faroe Islands Ordinary Shares (Denmark) | 11/18/2009 | Y | 100 | |
| 13:28 | CAUZF | China Automation Group Limited Ordinary Shares (Cayman Islands) | 11/18/2009 | Y | 100 | |
| 17:13 | CROCF | Crocodile Gold Corporation Ordinary Shares (Canada) | 11/18/2009 | Y | 100 | |
| 13:28 | ESPGY | Esprit Holdings Ltd-Hkd Sponsored ADR (Bermuda) | 11/18/2009 | Y | 100 | ** |
| 17:13 | LLSR | Lantis Laser Inc Common Stock | 11/18/2009 | Y | 100 | From NBB (LLSR)** |
| 17:13 | SLTOF | Soltoro Ltd Ordinary Shares (Canada) | 11/18/2009 | Y | 100 | |
| 13:28 | TASEF | Tasman Resources NL Ordinary Shares (Australia) | 11/18/2009 | Y | 100 | |
| 13:28 | TECJQ | Teton Energy Corporation Common Stock | 11/18/2009 | Y | 100 | From S (TEC)** |
| 13:28 | UCBH | UCBH Holdings, Inc. Common Stock | 11/18/2009 | Y | 100 | From Q (UCBH) |
| 17:13 | WMDS | WestMountain Distressed Debt, Inc. Common Stock | 11/18/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 07:04 | PFSF | Pacific Software, Inc. Common Stock | 11/17/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (PFSF)** |
| 07:04 | PMDX | Palmdale Executive Homes Corp. Common Stock | 11/17/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (PMDX)** |
| 07:04 | SFCF | School4Chauffeurs, Inc. Common Stock | 11/17/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (SFCF)** |
| 13:28 | DISS | Diversified Senior Services, Inc. Common Stock | 11/18/2009 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:28 | ESHDY | Esprit Holdings Ltd-Hkd Unsponsored ADR (Hong Kong) | 11/18/2009 | 100 | +Mandatory Exchange of Unsponsored ADRs into Sponsored ADRs; 1 (one) Sponsored ADS for every 1 (one) Unsponsored ADS. Refer to Sponsored ADR symbol ESPGY ** |
| 17:13 | FNVG | Finova Group Inc. (The) Common Stock | 11/18/2009 | 100 | Plan of Dissolution ** |
| 17:13 | GPINF | Gold Peak Industries (Hldgs) Ordinary Shares | 11/18/2009 | 100 | Inactive Security ** |
| 17:13 | KTRPF | Kito Corp Ordinary shares (Japan) | 11/18/2009 | 1 | Inactive Security ** |
| 17:13 | LLSR | Lantis Laser Inc Common Stock | 11/18/2009 | 100 | Added to OTCBB (LLSR)** |
| 17:13 | TASLF | Transol Corporation Ltd Ordinary Shares (Australia) | 11/18/2009 | 100 | Inactive Security ** |
Portal System Changes 11/17/2009 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | UBPKM | UBS AG LONDON BRH Low Exercise Call Wt on 144A PKO Bk Polski Sa 11/17/2009 (United Kingdom) | 11/18/2009 | 100 | Expired Security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:28 | 11/18/2009 | ATPTE | ATPT | All State Properties Holdings Inc - Common Stock | ** |
| 13:28 | 11/18/2009 | PTEEE | PTEEF | Plaintree Systems Inc. Ordinary Shares (Canada) | ** |
| 13:28 | 11/19/2009 | CCNI | CCNIE | Command Center, Inc. Common Stock | Delinquent ** |
| 13:28 | 11/19/2009 | IMYN | IMYNE | Immunosyn Corporation Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:13 | 11/18/2009 | ATKWF | Atikwa Minerals Corp Ordinary Shares (Canada) | ATKXF | Atikwa Resources Inc Ordinary Shares (Canada) | |
| 17:13 | 11/18/2009 | CHSRF | Cypress Hills Resource Corporation Ordinary Shares (Canada) | CYPYF | Cypress Hills Resource Corporation Ordinary Shares (Canada) | 1-10 R/S |
| 13:28 | 11/18/2009 | CIHI | Changda International Holdings, Inc | CIHD | Changda International Holdings, Inc New | 1-3 R/S** |
| 13:28 | 11/18/2009 | CMTP | China Digital Communication Group NEW Common Stock | NEWN | New Energy Systems Group. Common Stock | ** |
| 17:13 | 11/18/2009 | CPHXF | Canadian Phoenix Resources Corp Ordinary Shares (Canada) | CANXF | Canadian Phoenix Resources Corp Ordinary Shares (Canada) | 1-25 R/S |
| 17:13 | 11/18/2009 | DSHRF | Devonshire Resources Ltd. Common Stock (Canada) | GDVXF | Gold Standard Ventures Corporation Common Stock (Canada) | 1-4 R/S |
| 13:28 | 11/18/2009 | EDSI | Educational Services Intl Inc Common Stock | WPNV | WindPower Innovations, Inc. Common Stock | 1-20 R/S ** |
| 17:13 | 11/18/2009 | NBEMF | Normabec Mng Res Ltd Ordinary Shares | BRIOF | Brionor Resources Inc Ordinary Shares | 1-4 R/S |
| 13:28 | 11/18/2009 | NNDY | NanoDynamics Holdings, Inc Common Stock | LIEG | LI3 Energy, Inc Common Stock | NC to LI3 Energy, Inc. New Symbol: LIEG ** |
| 13:28 | 11/18/2009 | RKYB | Ricky's Board Shop, Inc. Common Stock | RKYS | Ricky's Board Shop, Inc. New Common Stock | 15-1 F/S payable upon surrender ** |
| 13:28 | 11/18/2009 | TSCI | Telesource International, Inc. Common Stock | PRXG | Pernix Group, Inc. Common Stock | ** |
| 13:28 | 11/18/2009 | ULCM | Ulticom, Inc. Common Stock | ULCMD | Ulticom, Inc. New Common Stock | 1-4 R/S ** |
| 13:28 | 11/18/2009 | WMNT | Westmont Resources Inc. Common Stock | WMNS | Westmont Resources Inc. New Common Stock | 1-50 R/S ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:28 | 11/18/2009 | ARMX | ARMXE | Aurum Explorations, Inc. Common Stock | |
Private Placement Security Changes 11/17/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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