|
Other-OTC System Changes - 11/16/2012 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | ABHD | Abtech Holdings, Inc. Common Stock | 11/16/2012 | Y | 100 | From BB (ABHD) |
| 07:55 | APGS | Apps Genius Corp. Common | 11/16/2012 | Y | 100 | From BB (APGS) |
| 07:55 | ELGO | Enterologics Inc Common Stock | 11/16/2012 | Y | 100 | From BB (ELGO) |
| 07:55 | ICOR | InterCore Energy, Inc. Common | 11/16/2012 | Y | 100 | From BB (ICOR) |
| 13:08 | ANFD | American Realty Funds Corporation Common Stock | 11/19/2012 | Y | 100 | From BB (ANFDE) |
| 16:50 | CHLL | Cumberland Hills Ltd Common Stock | 11/19/2012 | Y | 100 | ** |
| 16:50 | MUXFF | McEwen Mining-Minera Andes Acquisition Corporation Rights (Canada) | 11/19/2012 | Y | 100 | |
| 16:50 | ORYYF | Oryx International Growth Fund Accum Prf Shs (Guernsey) | 11/19/2012 | Y | 100 | ** |
| 16:50 | PTMEF | PT MEdia Nusantara Citra TBK Ordinary Shares (Indonesia) | 11/19/2012 | Y | 100 | |
| 16:50 | PTXAF | PT XL Axiata Tbk Ordinary Shares (Indonesia) | 11/19/2012 | Y | 100 | |
| 16:50 | SNXZF | Sandstorm Gold Ltd Warrants (Canada) | 11/19/2012 | Y | 100 | |
| 16:50 | WISHY | Wishbone Gold PLC Sponsored ADR (Gibraltar) | 11/19/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 10:10 | DMNM | Dominion Minerals Corp Common Stock | 11/16/2012 | 100 | 12(j) Registration Revoked by SEC |
| 09:18 | ENTN | Entorian Technologies Inc. Common Stock | 11/16/2012 | 100 | Certificate of dissolution filed on 11/15/2012. Pursuant to plan, the outstanding shares of common stock of the Company shall be cancelled as of the effective date of the Certificate of Dissolution. In addition, the Distributions shall be paid to the stockholders of the Company of record on the effective date of the Certificate of Dissolution, which date is hereby fixed as the record date for any and all Distributions. Transfer books closed. Deletion time 09:13:02 |
| 10:10 | WATG | Wonder Auto Technology, Inc. Common Stock | 11/16/2012 | 100 | 12(j) Registration Revoked by SEC |
| 16:50 | PLLGF | Plexmar Resources Inc (F) Ordinary Shares | 11/19/2012 | 100 | Plan of Arrangement. Under the Arrangment, each shareholder of Plexmar will recieve from Dia Bras $0.01 in cash for each of their shares owned in the Company. **** |
| 10:10 | XXGZK | Century Properties Fund Xi Limited Partnership | 11/19/2012 | 1 | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 10:10 | 11/19/2012 | ALTM | USPI | USSPI Media, Inc . Common Stock | ** |
| 10:10 | 11/19/2012 | CEXI | CDEX | CDEX Inc. Class A Common Stock | ** |
| 10:10 | 11/19/2012 | ELPDF | ELPDQ | Elpida Memory Inc Tokyo Ordinary Shares (Japan) | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 10:10 | 11/19/2012 | CSLX | TBD One Inc. Common Stock | CSLXD | FORTECX Inc. Common Stock | 1-50 R/S ** |
| 13:08 | 11/19/2012 | UGFNF | Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) | UGFNF | Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) | CUSIP Change ** |
Portal System Changes 11/16/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 10:10 | TDRMY | Trader Media East Limited 144A Sponsored GDR | 11/19/2012 | N | 100 | Symbol Re-Instated |
Private Placement Security Changes 11/16/2012 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| Deletion of Northwest Biotherapeutics, Inc. Common Stock (NWBO) has been postponed, will remain OTC listed. |
