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OTCBB and Other-OTC System Changes - 11/16/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | ABHD | Abtech Holdings, Inc. Common Stock | 11/16/2012 | Y | 100 | From BB (ABHD) |
| 07:55 | APGS | Apps Genius Corp. Common | 11/16/2012 | Y | 100 | From BB (APGS) |
| 07:55 | ELGO | Enterologics Inc Common Stock | 11/16/2012 | Y | 100 | From BB (ELGO) |
| 07:55 | ICOR | InterCore Energy, Inc. Common | 11/16/2012 | Y | 100 | From BB (ICOR) |
| 13:08 | ANFD | American Realty Funds Corporation Common Stock | 11/19/2012 | Y | 100 | From BB (ANFDE) |
| 16:50 | CHLL | Cumberland Hills Ltd Common Stock | 11/19/2012 | Y | 100 | ** |
| 16:50 | GSPO | GSP-2 Inc Common Stock | 11/19/2012 | Y | 100 | ** |
| 16:50 | MUXFF | McEwen Mining-Minera Andes Acquisition Corporation Rights (Canada) | 11/19/2012 | Y | 100 | |
| 16:50 | ORYYF | Oryx International Growth Fund Accum Prf Shs (Guernsey) | 11/19/2012 | Y | 100 | ** |
| 16:50 | PTMEF | PT MEdia Nusantara Citra TBK Ordinary Shares (Indonesia) | 11/19/2012 | Y | 100 | |
| 16:50 | PTXAF | PT XL Axiata Tbk Ordinary Shares (Indonesia) | 11/19/2012 | Y | 100 | |
| 16:50 | SNXZF | Sandstorm Gold Ltd Warrants (Canada) | 11/19/2012 | Y | 100 | |
Portal System Changes 11/16/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 10:10 | TDRMY | Trader Media East Limited 144A Sponsored GDR | 11/19/2012 | N | 100 | Symbol Re-Instated |
| 16:50 | WISHY | Wishbone Gold PLC Sponsored ADR (Gibraltar) | 11/19/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 07:55 | ABHD | Abtech Holdings, Inc. Common Stock | 11/16/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | APGS | Apps Genius Corp. Common | 11/16/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 10:10 | DMNM | Dominion Minerals Corp Common Stock | 11/16/2012 | 100 | 12(j) Registration Revoked by SEC |
| 07:55 | ELGO | Enterologics Inc Common Stock | 11/16/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 09:18 | ENTN | Entorian Technologies Inc. Common Stock | 11/16/2012 | 100 | Certificate of dissolution filed on 11/15/2012. Pursuant to plan, the outstanding shares of common stock of the Company shall be cancelled as of the effective date of the Certificate of Dissolution. In addition, the Distributions shall be paid to the stockholders of the Company of record on the effective date of the Certificate of Dissolution, which date is hereby fixed as the record date for any and all Distributions. Transfer books closed. Deletion time 09:13:02 |
| 07:55 | ICOR | InterCore Energy, Inc. Common | 11/16/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 10:10 | WATG | Wonder Auto Technology, Inc. Common Stock | 11/16/2012 | 100 | 12(j) Registration Revoked by SEC |
| 13:08 | ANFDE | American Realty Funds Corporation Common Stock | 11/19/2012 | 100 | Failure To Comply With NASD 6530; Added to NBB (ANFD) |
| 16:50 | CHLL | Cumberland Hills Ltd Common Stock | 11/19/2012 | 100 | Added to NBB |
| 16:50 | PLLGF | Plexmar Resources Inc (F) Ordinary Shares | 11/19/2012 | 100 | Plan of Arrangement. Under the Arrangment, each shareholder of Plexmar will recieve from Dia Bras $0.01 in cash for each of their shares owned in the Company. **** |
| 10:10 | XXGZK | Century Properties Fund Xi Limited Partnership | 11/19/2012 | 1 | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 10:10 | 11/19/2012 | ALTM | USPI | USSPI Media, Inc . Common Stock | ** |
| 10:10 | 11/19/2012 | CEXI | CDEX | CDEX Inc. Class A Common Stock | ** |
| 10:10 | 11/19/2012 | ELPDF | ELPDQ | Elpida Memory Inc Tokyo Ordinary Shares (Japan) | Bankruptcy ** |
| 13:08 | 11/19/2012 | TPCS | TPCSE | Techprecision Corporation Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | AFRS | AFRSE | American First Financial, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | ASPU | ASPUE | Aspen Group Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | AXIH | AXIHE | Axion International Holdings, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | BRRY | BRRYE | Berry Only, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | CHPI | CHPIE | China Printing & Packaging, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | CTSO | CTSOE | Cytosorbents Corporation Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | CUSX | CUSXE | Continuityx Solutions Inc Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | CYRP | CYRPE | CYBRA Corporation Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | EXCC | EXCCE | Excel Corp Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | FMAR | FMARE | First Mariner Bancorp Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | FUTU | FUTUE | Future Healthcare of America Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | GIGL | GIGLE | Giggles N' Hugs Inc. Common Stock | Delinquent ** |
| 16:50 | 11/20/2012 | GLOI | GLOIE | GlobalOptions Group, Inc. Common Stock | Delinquent** |
| 13:08 | 11/20/2012 | GMCP | GMCPE | GMS Capital Corp. COM ACCD INVS | Delinquent** |
| 13:08 | 11/20/2012 | HPGS | HPGSE | High Plains Gas, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | JPEX | JPEXE | Jasper Explorations Inc. Com | Delinquent ** |
| 13:08 | 11/20/2012 | MCMV | MCMVE | MicroSmart Devices, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | RJSD | RJSDE | RJS Development, Inc. Common | Delinquent ** |
| 17:55 | 11/20/2012 | RLJEW | RLJEE | RLJ Entertainment, Inc. Wt Exp 10/03/2017 | |
| 13:08 | 11/20/2012 | SKNY | SKNYE | Skinny Nutritional Corp. Common Stock | Delinquent ** |
| 17:55 | 11/20/2012 | SWCA | SWCAE | Selway Capital Acquisition Corporation Common Series A | Delinquent** |
| 13:08 | 11/20/2012 | WHLM | WHLME | Wilhelmina International, Inc. Common Stock | Delinquent ** |
| 13:08 | 11/20/2012 | WORX | WORXE | Worlds Online Inc Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 10:10 | 11/19/2012 | CSLX | TBD One Inc. Common Stock | CSLXD | FORTECX Inc. Common Stock | 1-50 R/S ** |
| 13:08 | 11/19/2012 | UGFNF | Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) | UGFNF | Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) | CUSIP Change ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 17:55 | 11/19/2012 | ALNE | ALNEE | Alternative Energy & Environmental Solutions, Inc. Common | |
| 16:50 | 11/19/2012 | RLJEW | RLJEE | RLJ Entertainment, Inc. Wt Exp 10/03/2017 | |
| 17:44 | 11/19/2012 | RLJEW | RLJEE | RLJ Entertainment, Inc. Wt Exp 10/03/2017 | |
| 17:44 | 11/19/2012 | SWCA | SWCAE | Selway Capital Acquisition Corporation Common Series A | |
| 17:55 | 11/20/2012 | OLIE | OLIEE | Olie Inc. Common Stock | |
| 16:50 | 11/20/2012 | SWCA | SWCAE | Selway Capital Acquisition Corporation Common Series A | |
| 16:50 | 11/20/2012 | SWCAU | SWCUE | Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016 | |
| 17:44 | 11/20/2012 | SWCAU | SWCUE | Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016 | |
| 16:50 | 11/20/2012 | SWCAW | SWCWE | Selway Capital Acquisition Corporation Redeemable Warrants Expiring 11/07/2016 | |
| 17:44 | 11/20/2012 | SWCAW | SWCWE | Selway Capital Acquisition Corporation Redeemable Warrants Expiring 11/07/2016 | |
Private Placement Security Changes 11/16/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The Symbol Change from OLIE/OLIE to OLIEE/OLIEE, reported on the Daily List of 11/16/2012, with an Effective Date of 11/20/2012 , has been cancelled.; The Symbol Change from ALNE/ALNE to ALNEE/ALNEE, reported on the Daily List of 11/16/2012, with an Effective Date of 11/19/2012 , has been cancelled. |
| Deletion of Northwest Biotherapeutics, Inc. Common Stock (NWBO) has been postponed, will remain OTC listed. |
