|
OTCBB and Other-OTC System Changes - 11/15/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | EMPM | Empire Post Media, Inc. Common | 11/15/2011 | Y | 100 | From BB (EMPM) |
| 13:32 | ALEV | Alpha Lujo, Inc. Common Stock | 11/16/2011 | Y | 100 | From BB (ALEVE)** |
| 13:32 | BRZG | Brazil Gold Corp. Common Stock | 11/16/2011 | Y | 100 | From BB (BRZGE)** |
| 13:32 | CMMMF | Comstock Metals Ltd Common Shares (Canada) | 11/16/2011 | Y | 100 | |
| 16:46 | EXBS | Exclusive Building Services, Inc. Common | 11/16/2011 | Y | 100 | |
| 16:46 | HLTD | Health Directory, Inc COMMON STOCK | 11/16/2011 | Y | 100 | |
| 13:32 | HNSGF | Hansa Group AG Ordinary Shares (Germany) | 11/16/2011 | Y | 100 | ** |
| 16:46 | HSHIF | Hoshizaki Electric Co Ordinary Shares (Japan) | 11/16/2011 | Y | 100 | Reinstated |
| 16:46 | HTKKY | Hitachi Kokusai Electric Inc Unsponsored ADR (Japan) | 11/16/2011 | Y | 100 | |
| 16:46 | LYON | Lyons Liquors Inc Common Stock | 11/16/2011 | Y | 100 | |
| 16:46 | NADO | Coronado First Bank Common Stock | 11/16/2011 | Y | 100 | |
| 13:32 | PRTKQ | Profile Technologies, Inc. Common Stock | 11/16/2011 | Y | 100 | From BB (PRTQE)** |
| 13:32 | SNDZ | Sunridge International, Inc. Common Stock | 11/16/2011 | Y | 100 | From BB (SNDZE)** |
| 13:32 | SONP | Sonnen Corporation. Common Stock | 11/16/2011 | Y | 100 | From BB (SONPE)** |
| 18:01 | TWRLY | Tower Ltd Unsponsored ADR (New Zealand) | 11/16/2011 | Y | 100 | |
| 13:32 | VSMR | Verify Smart Corp. Common Stock | 11/16/2011 | Y | 100 | From BB (VSMRE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 10:28 | AVCE | Avicena Group, Inc. Common Stock | 11/15/2011 | 100 | 12(j) Registration Revoked by SEC** |
| 10:28 | CUTC | CuraTech Industries, Inc. Common Stock | 11/15/2011 | 100 | 12(j) Registration Revoked by SEC** |
| 07:55 | EMPM | Empire Post Media, Inc. Common | 11/15/2011 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 13:32 | ALEVE | Alpha Lujo, Inc. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (ALEV)** |
| 13:32 | BRZGE | Brazil Gold Corp. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (BRZG)** |
| 16:46 | CDFB | Coronado First Bank Common Stock | 11/16/2011 | 100 | Merged with Embarcadero Bank. Shareholders have the option of cash consideration of $6.30/share or 0.5925 for every one (1) share held. Fractional shares cashed out at $6.30/share ** |
| 13:32 | PRTQE | Profile Technologies, Inc. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (PRTKQ)** |
| 13:32 | SNDZE | Sunridge International, Inc. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (SNDZ)** |
| 13:32 | SONPE | Sonnen Corporation. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (SONP)** |
| 13:32 | VSMRE | Verify Smart Corp. Common Stock | 11/16/2011 | 100 | Failure To Comply With NASD 6530; Added to NBB (VSMR)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:32 | 11/16/2011 | AAABE | AAAB | AAA Best Car Rental Inc. Common | ** |
| 13:32 | 11/16/2011 | GFVTE | GFVT | Gulf Shores Investments, Inc. Common Stock | ** |
| 13:32 | 11/16/2011 | XTLMF | LOMLF | Lion One Metals Ltd. Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:46 | 11/16/2011 | CPOTF | Cannon Point Resources Ltd Common Shares (Canada) | CPOTD | Cannon Point Resources Ltd New Common Shares (Canada) | 1-4 R/S** |
| 13:32 | 11/16/2011 | DNHBY | DnB NOR ASA SPONSORED ADR Representing 10 (Norway) | DNHBY | DNB ASA SPONSORED ADR Representing 10 (Norway) | ** |
| 13:32 | 11/16/2011 | SOMPF | Soma Petroleum Ltd Common Shares (Canada) | FGOOF | Firegold Company Ltd Common Shares (Canada) | Name/Symbol/CUSIP Change ** |
Portal System Changes 11/15/2011 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 11/15/2011 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|