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Other-OTC System Changes - 11/15/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 08:21 | AMSF** | Aames Financial Corporation | 11/15/2001 | | | |
| 08:21 | BAPC | Barter of America Plus Corporation | 11/15/2001 | | | |
| 08:21 | IBEMQ** | iBeam Broadcasting Corporation | 11/15/2001 | | | |
| 08:21 | NXWXQ** | Nx Networks Inc | 11/15/2001 | | | |
| 08:21 | TOOD** | Thermwood Corporation | 11/15/2001 | | | |
| 13:23 | FSNXF | Fine Suntronix Company Ltd (South Korea) | 11/16/2001 | | | |
| 13:23 | HAHSF | Hahn Shin Corporation (South Korea) | 11/16/2001 | | | |
| 13:23 | HMNMF | Humancom Company Ltd (South Korea) | 11/16/2001 | | | |
| 13:23 | MACGF | Macrogen Company Ltd (South Korea) | 11/16/2001 | | | |
| 13:23 | NCECF | Nice Card Information Inc (South Korea) | 11/16/2001 | | | |
| 13:23 | VFELF | Vodafone Telecel-Comunicacoes Pessoais SA Ord Shs | 11/16/2001 | | | |
| 13:23 | VFELY | Vodafone Telecel-Comunicacoes Pessoais SA Spons ADR | 11/16/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:23 | CMDRF** | Command Drilling Corporation | 11/16/2001 | | Acquired by 19552 Yukon Inc (Cdn $3.40/sh) |
| 13:23 | FHLMP | Federal Home Loan Mortgage Corporation 5.70% Pfd | 11/16/2001 | | Listed on NYSE (FRE$R) |
| 13:23 | IINV** | Interactive Investor International plc ADR | 11/16/2001 | | Acquired by AMP Investments Services Ltd ($4.6023/sh) |
| 13:23 | IINVF | Interactive Investor International plc Ord | 11/16/2001 | | Acquired by AMP Investments Services Ltd |
| 13:23 | OLYMP** | Olympic Financial Ltd 8% Cv Pfd | 11/16/2001 | | Reorganization 1996/2000 |
| 13:23 | OLYMW | Olympic Financial Ltd Wts 3/15/2007 | 11/16/2001 | | Reorganization 1996/2000 |
| 13:23 | TERR | Terrace Bank Florida | 11/16/2001 | | Acquired by Pilot Bancshares Inc (2 shs PLBN effective 10/1/1995) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:23 | 11/16/2001 | BFEHF | Bachem Feinchemikalien Ag Reg B Shs | BFEHF | Bachem Ag Reg B Shs | |
| 13:23 | 11/16/2001 | OLCIF | Online Credit International Ltd HKD | HGFGF | Heng Fung Holdings Ltd HKD | |
| 13:23 | 11/16/2001 | OLCIY | Online Credit International Ltd Spons ADR | HGFGY | Heng Fung Holdings Ltd Spons ADR | |
| 13:23 | 11/16/2001 | SAMOF | Sangoma.com Inc | SAMOF | Sangoma Technologies Corporation | |
Portal System Changes 11/15/2001 12:00:00 AM | | |
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| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS Reportable Flag | Unit of Trade |
| 13:23 | UBSZW | UBS AG London 144A Call Wt Korea Tobacco & Ginseng Zero 11/11/2002 | | |
Private Placement Security Changes 11/15/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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