|
Other-OTC System Changes - 11/14/2012 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | ASEN | American Standard Energy Corp. Common Stock | 11/14/2012 | Y | 100 | From BB (ASEN) |
| 13:29 | ESOA | Energy Services of America Corporation | 11/15/2012 | Y | 100 | From NYSE MKT LLC (ESA) |
| 16:33 | ITCLF | Interspace Co Ltd, Tokyo Ordinary shares (Japan) | 11/15/2012 | Y | 1 | Reinstatement |
| 17:12 | OSGIQ | Overseas Shipholding Group, Inc. Common Stock | 11/15/2012 | Y | 100 | From NYSE (OSG) |
| 13:29 | PROT | Proteonomix Inc Common Stock | 11/15/2012 | Y | 100 | From BB (PROT) |
| 13:29 | WFCZL | Wells Fargo & Company Depositary Shares Representing 1/1000th Perpetual Preferred Class A Series O | 11/15/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 16:33 | DYNGF | Day4 Energy Inc Common shares (Canada) | 11/15/2012 | 100 | CUSIP Suspended ** |
| 16:33 | ITTI | Intellectual Technology, Inc. Common Stock | 11/15/2012 | 100 | Merged with ITI Acquisition, Inc ($3.56856 per share)** |
| 13:29 | SUIAP | Sun Communities, Inc. Preferred Series A | 11/15/2012 | 100 | Listed on NYSE (SUI$A) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:33 | 11/15/2012 | AUXRF | Auramax Resource Corp Ordinary Shares (Canada) | AUXRD | Auramax Resource Corp New Ordinary Shares (Canada) | 1-10 R/S ** |
Portal System Changes 11/14/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 11/14/2012 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|