May 24, 2013
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OTCBB and Other-OTC System Changes - 11/14/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag		 Unit of
Trade		 Comments
13:08 DOLPF Dolphinics AS Ordinary Shares (Norway) 11/15/2011 Y 100  
16:21 EXEEF Exeet Group SE Warrants -A- (Luxemborg) 11/15/2011 Y 100  
16:21 FLOUF Flourmin PLC Ordinary Shares (United Kingdom) 11/15/2011 Y 100  


Portal System Changes 11/14/2011 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/14/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag		 Unit of
Trade		 Comments
16:21 JPCXZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 UNITED BREWERIES LTD (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
16:21 JPIZZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 APOLLO HOSPITALS (ENTERPRISE) (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
16:21 JPOZZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 IDEA CELLULAR LTD (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
16:21 JPSSZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 OIL INDIA LTD (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
13:08 JPXAZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT LKD COAL INDIA LTD 144A 3C7 11/15/2011 N 100  
13:08 JPXBZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 ABB LTD 11/15/2011 N 100  
16:21 JPXCZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 ADANI PWR LTD (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
13:08 JPXDZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 ESSAR OIL LTD 11/15/2011 N 100  
13:08 JPXEZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 NATL HYDROELECTRIC (PWR CORP LTD) 11/15/2011 N 100  
13:08 JPXFZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 TORRENT PWR LTD 11/15/2011 N 100  
13:08 JPXGZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 GLENMARK (PHARMACEUTICALS LTD) 11/15/2011 N 100  
13:08 JPXHZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 GUJARAT STATE (PETRONET LTD) 11/15/2011 N 100  
13:08 JPXIZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 EXIDE INDS LTD 11/15/2011 N 100  
13:08 JPXJZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 ADANI ENTERPRISES LTD 11/15/2011 N 100  
13:08 JPXKZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 DIVIS LABORATORIES (LTD) 11/15/2011 N 100  
13:08 JPXMZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 INDIABULLS FINL SVCS (LTD) 11/15/2011 N 100  
13:08 JPXNZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 LUPIN LTD 11/15/2011 N 100  
13:08 JPXOZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 BHARAT FORGE LTD 11/15/2011 N 100  
13:08 JPXPZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 IDBI BK LTD 11/15/2011 N 100  
16:21 JPZOZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 NMDC LTD (United States) Expires 11/02/2016 11/15/2011 N 100 ** 
13:08 PIPKY P & I Personal & Informatik AG Unsponsored ADR (Germany) 11/15/2011 Y 100  
13:08 PKKKY Pakistan Petroleum Limited Unsponsored ADR (Pakistan) 11/15/2011 Y 100  
13:08 PRVT Private Media Group, Inc. Common Stock 11/15/2011 Y 100 From G (PRVT)** 
13:08 SYMSQ Syms Corp Common Stock 11/15/2011 Y 100 From G (SYMS)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade		 Comments
09:04 BHUB Bighub.Com Inc Common Stock 11/14/2011 100 12(j) Registration Revoked by SEC** 
16:21 CMDZQ Comdial Corporation Common Stock 11/15/2011 100 Plan of Bankruptcy Effective. All shares have been cancelled. ** 
13:08 CPTHF Carpathian PLC Ordinary shares (Isle of Man) 11/15/2011 100 Inactive Security** 
13:08 DMCIF Dmci Holdings Conv Pfd Ordinary Shares 11/15/2011 100 Inactive Security** 
13:08 ELFGF Elf Gabon Act Nom Shares (Gabon) 11/15/2011 1 Inactive Security** 
13:08 FENV Fire Environmental Inc Common Stock 11/15/2011 100 Inactive Security** 
13:08 IMROF Immuron Ltd. Ordinary Shares (Australia) 11/15/2011 100 Inactive Security** 
13:08 LFNBF Elektrizitaets Gesellschaft Laufenburg AG Ordinary Shares (Switzerland) 11/15/2011 1 Acquisition/Merger 
13:08 LNST Lone Star Intl Energy Inc Common Stock 11/15/2011 100 Inactive Security** 
13:08 NTKS Nortek Inc. Common 11/15/2011 100 Listed on NGM (NTK)** 
13:08 OHTR Oasis Hotel Resrt Casino Ii Common Stock 11/15/2011 100 Inactive Security** 
13:08 ROBD Robot Defense Sys Inc Unclassified 11/15/2011 100 Inactive Security** 
13:08 SNNS Sani-Tech Industries, Inc. Common Stock 11/15/2011 100 Inactive Security** 
13:08 TRAQO Terra Industries Inc. 4.25% Preferred Shares Perp. Conv. Series A 11/15/2011 1 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:08 11/14/2011 JPMKZ JPXKZ JP Morgan Chase Bank NA London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 DIVIS LABORATORIES (LTD)  
16:21 11/15/2011 GWBUE GWBU Great Wall Builders Ltd. Common Stock ** 
16:21 11/15/2011 PDMTE PDMT Placer Del Mar, Ltd. Common Stock ** 
16:21 11/15/2011 UMAME UMAM Umami Sustainable Seafood Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:08 11/15/2011 ADPT Steel Excel Inc. Common Stock SXCL Steel Excel Inc. Common Stock ** 
13:08 11/15/2011 AEBF AE Biofuels, Inc. Common Stock AMTX Aemetis, Inc. Common Stock ** 
13:08 11/15/2011 DSKYL Daiichi Sankyo Co Ltd Sponsored ADR Level I (Japan) DSNKY Daiichi Sankyo Co Limited Sponsored ADR (Japan) ** 
16:21 11/15/2011 EGTFF Escape Gold Inc Common Shares (Canada) RYOOF Rio Silver Inc Common Shares (Canada)  
13:08 11/15/2011 LGRED Logan Resources, Ltd. New (Canada) Ordinary Shares LGREF Logan Resources, Ltd. Ordinary Shares (Canada) ** 
13:08 11/15/2011 RCNCD Petron Energy II, Inc. NEW Common Stock RCNC Petron Energy II, Inc. Common Stock ** 
13:08 11/15/2011 VGPRD Vega Biofuels, Inc. NEW Common Stock VGPR Vega Biofuels, Inc. Common Stock ** 
  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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