|
Other-OTC System Changes - 11/14/2006 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 18:05 | ASND | Asianada, Inc. Common Stock | 11/15/2006 | | | |
| 16:15 | AUGIF | Aura Gold Inc Common Shares (Canada) | 11/15/2006 | | | |
| 16:15 | CWSAF | Coast Wholesale Appliances Income Fd Unit (Canada) | 11/15/2006 | | | |
| 16:15 | EAIAF | East Asia Minerals Corp Common Shares (Canada) | 11/15/2006 | | | |
| 13:40 | EGAM | eGames Inc Common Stock | 11/15/2006 | | | From BB (EGAM) ** |
| 16:15 | GBSP | Global Select Portfolios Corp Common Stock | 11/15/2006 | | | |
| 16:15 | GUIAF | Grupo Imsa Sa De Cv Ordinary Shares (Mexico) | 11/15/2006 | | | |
| 18:05 | GWBC | Golden West Brewing Company, Inc. Common Stock | 11/15/2006 | | | |
| 18:05 | MSWI | Meridian Software Inc Common Stock | 11/15/2006 | | | |
| 16:15 | PNWKF | Peer 1 Network Enterprises Inc Common Shares (Canada) | 11/15/2006 | | | |
| 16:15 | PREFF | Prime Restaurants Rty Income Fd Unit (Canada) | 11/15/2006 | | | |
| 13:40 | PSOF | Prism Software Corporation Common Stock | 11/15/2006 | | | From BB (PSOF) ** |
| 16:15 | RCCMF | Rocmec Mining Inc Common Shares (Canada) | 11/15/2006 | | | |
| 16:15 | SENCF | Serenic Corp Common Shares (Canada) | 11/15/2006 | | | |
| 16:15 | SICFF | Stephensons Rent Services Income Fd Tr Unit Cl A (Canada) | 11/15/2006 | | | |
| 16:15 | SYSUF | Stanley Leisure plc Ordinary Shares (United Kingdom) | 11/15/2006 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:40 | ABOZ | American Bonanza Resources Corp. Common Stock | 11/15/2006 | | Added to OTCBB (ABOZ) ** |
| 16:25 | GABFP | Gabelli Equity Trust, Inc. (The) Pfd Ser F | 11/15/2006 | | Listed on NYSE (GAB$F) ** |
| 13:40 | SODVF | Sprout Development Inc. Common Stock (Canada) | 11/15/2006 | | Added to OTCBB (SODVF) ** |
| 16:15 | SSPY | Sport Supply Group, Inc. Common Stock | 11/15/2006 | | Acquired by Collegiate Pacific Inc ($8.80/sh)** |
| 16:15 | STKX | Stockmens Natl Bk Rushville Common Stock | 11/15/2006 | | Inactive Security |
| 13:40 | WDGTF | Wedgetail Exploration Nl Ordinary Shares | 11/15/2006 | | Inactive Issue |
Portal System Changes 11/14/2006 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:40 | AICZI | Allegro Investment Corp S A 7.15 ELKS on Applied Material | 11/15/2006 | | | ** |
| 13:40 | AICZJ | Allegro Investment Corp S A 9.08 ELKS on Apple Computer 144A | 11/15/2006 | | | ** |
| 13:40 | ODVCI | Oil and Gas Development Company Limited 144A Global Depositary Shares | 11/15/2006 | | | ** |
| 13:40 | PGSHI | Paragon Shipping Inc 144A Class common stock | 11/15/2006 | | | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:40 | UBDAW | UBS AG LONDON BRH 144A Low Exercise Call Warrant on Compal Communications 11/14/06 (GB) | 11/15/2006 | | Expired Security ** |
Private Placement Security Changes 11/14/2006 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|