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Other-OTC System Changes - 11/14/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:26 | SEEC | SEEC, Inc. Common Stock | 11/14/2003 | | | From NNM (SEEC) ** |
| 13:44 | NVDLU | Novadel Pharma Inc Unit 11/18/2003 | 11/17/2003 | | | From BB (NVDLU) ** |
| 13:44 | NVDLW | Novadel Pharma Inc Warrant 11/18/2003 | 11/17/2003 | | | From BB (NVDLW) ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:44 | AMPFF | AMP Office Trust Ordinary Shares (Australia) | 11/17/2003 | | N/C to Ronin Property Group see symbol RONNF |
| 13:44 | CLCE | CLC Healthcare Inc Common Stock | 11/17/2003 | | Acquired by Center Healthcare Inc 11/12/2003 ($1.00/sh) |
| 13:44 | DLRSF | Dalrymple Resources NL DRE Ordinary Shares | 11/17/2003 | | Acquired |
| 13:44 | ECCA | Eclipse Cap Corp Ordinary Shares | 11/17/2003 | | Plan of Arrangement |
| 13:44 | MHLXU | microHelix, Inc. Units 11/16/2003 | 11/17/2003 | | Expired Security ** |
| 13:44 | MKOLF | Mitsukoshi, Ltd. Ordinary Shares (Japan) | 11/17/2003 | | Acquired** |
| 13:44 | MKOLY | Mitsukoshi, Ltd. Unsponsored American Depositary Receipt | 11/17/2003 | | ADR Program Terminated** |
| 13:44 | MUZEW | Muse Technologies Inc Warrants 11/15/2003 | 11/17/2003 | | Expired Security ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:44 | 11/17/2003 | ATVL | ARC International Corporation Common Stock | IMJX | Imagexpres Corporation Common Stock | 1-1000 R/S ** |
| 13:44 | 11/17/2003 | ERDLF | Equity Retirement Distributors (Canada) Ltd Ordinary Shares (Canada) | ERDTF | Equity Retirement Distributors (Canada) Ltd Ordinary Shares (Canada) NEW | 1-20 R/S** |
Portal System Changes 11/14/2003 12:00:00 AM | | |
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| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:44 | BLPQY | Ballarpur Industries Ltd Ord 144A Sponsored GDR 2003 | | |
| 13:44 | CDJQW | Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-1 11/15/31 | | |
| 13:44 | CDJRW | Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-2 11/15/31 | | |
| 13:44 | LESUW | Lehman Brothers Holdings, Inc. 144A Zero Strike Call Wt Without Currency Protect on OBX Stock Index 11/02/04 | | |
| 13:44 | UFHCL | United Financial Holdings Capital Trust 1 144A Cap Securities | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:44 | UBTHW | UBS AG LONDON BRH 144A Call Warrant on Hindustan Lever Ltd. 11/15/03 | 11/17/2003 | | Expired Security ** |
Private Placement Security Changes 11/14/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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