October 2, 2014
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Other-OTC System Changes - 11/14/2003 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:26 SEEC SEEC, Inc. Common Stock 11/14/2003   From NNM (SEEC) ** 
13:44 NVDLU Novadel Pharma Inc Unit 11/18/2003 11/17/2003   From BB (NVDLU) ** 
13:44 NVDLW Novadel Pharma Inc Warrant 11/18/2003 11/17/2003   From BB (NVDLW) ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:44 AMPFF AMP Office Trust Ordinary Shares (Australia) 11/17/2003  N/C to Ronin Property Group see symbol RONNF 
13:44 CLCE CLC Healthcare Inc Common Stock 11/17/2003  Acquired by Center Healthcare Inc 11/12/2003 ($1.00/sh) 
13:44 DLRSF Dalrymple Resources NL DRE Ordinary Shares 11/17/2003  Acquired 
13:44 ECCA Eclipse Cap Corp Ordinary Shares 11/17/2003  Plan of Arrangement 
13:44 MHLXU microHelix, Inc. Units 11/16/2003 11/17/2003  Expired Security ** 
13:44 MKOLF Mitsukoshi, Ltd. Ordinary Shares (Japan) 11/17/2003  Acquired** 
13:44 MKOLY Mitsukoshi, Ltd. Unsponsored American Depositary Receipt 11/17/2003  ADR Program Terminated** 
13:44 MUZEW Muse Technologies Inc Warrants 11/15/2003 11/17/2003  Expired Security ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:44 11/17/2003 ATVL ARC International Corporation Common Stock IMJX Imagexpres Corporation Common Stock 1-1000 R/S ** 
13:44 11/17/2003 ERDLF Equity Retirement Distributors (Canada) Ltd Ordinary Shares (Canada) ERDTF Equity Retirement Distributors (Canada) Ltd Ordinary Shares (Canada) NEW 1-20 R/S** 


Portal System Changes 11/14/2003 12:00:00 AM
 
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
13:44 BLPQY Ballarpur Industries Ltd Ord 144A Sponsored GDR 2003   
13:44 CDJQW Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-1 11/15/31   
13:44 CDJRW Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-2 11/15/31   
13:44 LESUW Lehman Brothers Holdings, Inc. 144A Zero Strike Call Wt Without Currency Protect on OBX Stock Index 11/02/04   
13:44 UFHCL United Financial Holdings Capital Trust 1 144A Cap Securities   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:44 UBTHW UBS AG LONDON BRH 144A Call Warrant on Hindustan Lever Ltd. 11/15/03 11/17/2003  Expired Security ** 


Private Placement Security Changes 11/14/2003 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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