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Other-OTC System Changes - 11/13/2006 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:56 | ABMLF | Albemarle & Bond Holdings plc Shares -A- (United Kingdom) | 11/14/2006 | | | |
| 15:56 | BGNRF | Blackgold Natural Resources plc Common Shares (United Kingdom) | 11/14/2006 | | | |
| 15:56 | BVPIF | Brompton Vip Income Fd Tr Unit (Canada) | 11/14/2006 | | | |
| 15:56 | DCAEF | Dic Asset Ag Erlangen Ordinary Shares (Germany) | 11/14/2006 | | | |
| 15:56 | EXPGF | Experian Group Limited Ordinary Shares (United Kingdom) | 11/14/2006 | | | |
| 15:56 | HMRLF | Home Retail Group plc Ordinary Shares (United Kingdom) | 11/14/2006 | | | |
| 15:56 | PWSEF | Petrowest Energy Services Tr Tr Unit (Canada) | 11/14/2006 | | | |
| 15:56 | SGNM | Sign Media Systems, Inc. Common Stock | 11/14/2006 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:26 | NOVO | Novori Inc. Common Stock | 11/13/2006 | | Added to OTCBB (NOVO) |
| 15:56 | BACXO | Bank of America Corporation Depositary Sh repstg 1/1000th Perp Pfd Ser E | 11/14/2006 | | Listed on NYSE (BAC$E) ** |
| 13:31 | DPHAQ | Delphi Corporation 8.25% Cumulative Trust Preferred Securities | 11/14/2006 | | Final Distribution/Liquidation. Pro rata distribution of 8.25% Junior Subordinated Note due 2033 Payable upon Surrender. ** |
| 15:56 | SPNG | Spongetech Delivery Systems, Inc. Common Stock | 11/14/2006 | | Added to OTCBB (SPNG) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:31 | 11/14/2006 | GFPE | Gulf Pete Exchange Inc Common Stock | SFWJ | Software Effective Solutions Corp. Common Stock | 1-500 R/S ** |
| 13:31 | 11/14/2006 | IPGFF | Imperial Plastech Inc. Ordinary Shares (Canada) | GPJFF | GPJ Ventures Ltd Ordinary Shares (Canada) | ** |
| 13:31 | 11/14/2006 | RFAC | RFMR Acquisition Corporation Common Stock | GNNO | Great Northern Oilsands, Inc. Common Stock | ** |
Portal System Changes 11/13/2006 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | BGRGI | Joint Stock Company Bank of Georgia Bank of Georgia 144A | 11/14/2006 | | | ** |
| 15:56 | CHGQI | Chagala Group Limited Chagala Group Limited 144A | 11/14/2006 | | | ** |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:30 | BGRGI | Joint Stock Company Bank of Georgia Bank of Georgia 144A | | |
| 15:56 | CHGQI | Chagala Group Limited Chagala Group Limited 144A | | |
Private Placement Security Changes 11/13/2006 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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