September 23, 2014
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Other-OTC System Changes - 11/13/2001 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
08:25 CVNG** China Convergent Corporation Ltd ADR 11/13/2001    
15:30 CTSZF Central Software Corporation (South Korea) 11/14/2001    
15:30 DBCKF Daibeck Advanced Materials Company Ltd (South Korea) 11/14/2001    
15:30 DSNGF Daesung Microbiological Labs Company Ltd (South Korea) 11/14/2001    
15:30 HRYGF Hae Ryong Silicone Company Ltd (South Korea) 11/14/2001    
15:30 SMYGF Samyoung Heat Exchanger Company Ltd (South Korea) 11/14/2001    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:20 AMBGP Ambac Financial Group Inc 7% Pfd 11/14/2001  Listed on NYSE (AFK) 
13:20 AXCPF** Apex Corporation Cl A 11/14/2001  Acquired by Bentall Corporation (cdn $2.60/sh) 
15:33 CLIKW** clickNsettle.com Inc Wts 11/13/2001 11/14/2001  Expired security 
13:20 LSOFF** Lam Soon Food Industries Ltd 11/14/2001  Security no Longer Exists 
13:20 MLGF ML Galloway Farms 11/14/2001  Security no longer exists 
13:20 MLGTF MLGT Japan New Exchange 11/14/2001  Security no longer exists 
13:20 MLHAF ML Henderson Investments Tranche A 11/14/2001  Security no longer exists 
13:20 MLHBF ML Henderson Investments Tranche B 11/14/2001  Security no longer exists 
13:20 MLHGF ML Holdings Ord 11/14/2001  Security no longer exists 
13:20 MLHTF ML Henderson Investments Tranche C 11/14/2001  Security no longer exists 
13:20 MLHVF ML Henderson Investments 11/14/2001  Security no longer exists 
13:20 MLIK MLI Inc 11/14/2001  Reorganization (See EDPI) 
15:33 RTRNW** Return Assured Incorporated Wts 11/13/2001 11/14/2001  Expired security 
13:20 VTUHP Vectren Utility Holdings Inc 7.25% Pfd 11/14/2001  Listed on NYSE (AVU) 
13:20 XXMCV MLJWH Strategic Allocation Fund LP 11/14/2001  Security no longer exists 
13:20 XXYPD ML Lee Acquisition Fund Retire II 11/14/2001  Security no longer exists 
13:20 XXYRH MLH Income Realty Partnership VI LP Ut 11/14/2001  Security no longer exists 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
08:25 11/14/2001 CVNG** CVNGY China Convergent Corporation Ltd ADR  
13:20 11/14/2001 GDII** GDIIQ General DataComm Industries Inc  
13:20 11/14/2001 UNIZF UNTAF Unitrans Ltd (South Africa)  
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:20 11/14/2001 MLFM Merrill Lynch National Financial Callable Market Partners 4/30/2004 MLFM Merrill Lynch Bank USA Callable Market Partners 4/30/2004  
13:20 11/14/2001 MLFX Merrill Lynch National Financial Callable Market Partners 4/30/2003 MLFX Merrill Lynch Bank USA Callable Market Partners 4/30/2003  


Portal System Changes 11/13/2001 12:00:00 AM
 
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
13:20 ARSQL ARES V CLO Ltd 144A Preference Shares 3C7   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:20 ABLJY** ABB Ltd Spons 144A ADR 11/14/2001  Security No Longer Exists 


Private Placement Security Changes 11/13/2001 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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