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Other-OTC System Changes - 11/13/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:25 | CVNG** | China Convergent Corporation Ltd ADR | 11/13/2001 | | | |
| 15:30 | CTSZF | Central Software Corporation (South Korea) | 11/14/2001 | | | |
| 15:30 | DBCKF | Daibeck Advanced Materials Company Ltd (South Korea) | 11/14/2001 | | | |
| 15:30 | DSNGF | Daesung Microbiological Labs Company Ltd (South Korea) | 11/14/2001 | | | |
| 15:30 | HRYGF | Hae Ryong Silicone Company Ltd (South Korea) | 11/14/2001 | | | |
| 15:30 | SMYGF | Samyoung Heat Exchanger Company Ltd (South Korea) | 11/14/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:20 | AMBGP | Ambac Financial Group Inc 7% Pfd | 11/14/2001 | | Listed on NYSE (AFK) |
| 13:20 | AXCPF** | Apex Corporation Cl A | 11/14/2001 | | Acquired by Bentall Corporation (cdn $2.60/sh) |
| 15:33 | CLIKW** | clickNsettle.com Inc Wts 11/13/2001 | 11/14/2001 | | Expired security |
| 13:20 | LSOFF** | Lam Soon Food Industries Ltd | 11/14/2001 | | Security no Longer Exists |
| 13:20 | MLGF | ML Galloway Farms | 11/14/2001 | | Security no longer exists |
| 13:20 | MLGTF | MLGT Japan New Exchange | 11/14/2001 | | Security no longer exists |
| 13:20 | MLHAF | ML Henderson Investments Tranche A | 11/14/2001 | | Security no longer exists |
| 13:20 | MLHBF | ML Henderson Investments Tranche B | 11/14/2001 | | Security no longer exists |
| 13:20 | MLHGF | ML Holdings Ord | 11/14/2001 | | Security no longer exists |
| 13:20 | MLHTF | ML Henderson Investments Tranche C | 11/14/2001 | | Security no longer exists |
| 13:20 | MLHVF | ML Henderson Investments | 11/14/2001 | | Security no longer exists |
| 13:20 | MLIK | MLI Inc | 11/14/2001 | | Reorganization (See EDPI) |
| 15:33 | RTRNW** | Return Assured Incorporated Wts 11/13/2001 | 11/14/2001 | | Expired security |
| 13:20 | VTUHP | Vectren Utility Holdings Inc 7.25% Pfd | 11/14/2001 | | Listed on NYSE (AVU) |
| 13:20 | XXMCV | MLJWH Strategic Allocation Fund LP | 11/14/2001 | | Security no longer exists |
| 13:20 | XXYPD | ML Lee Acquisition Fund Retire II | 11/14/2001 | | Security no longer exists |
| 13:20 | XXYRH | MLH Income Realty Partnership VI LP Ut | 11/14/2001 | | Security no longer exists |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 08:25 | 11/14/2001 | CVNG** | CVNGY | China Convergent Corporation Ltd ADR | |
| 13:20 | 11/14/2001 | GDII** | GDIIQ | General DataComm Industries Inc | |
| 13:20 | 11/14/2001 | UNIZF | UNTAF | Unitrans Ltd (South Africa) | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:20 | 11/14/2001 | MLFM | Merrill Lynch National Financial Callable Market Partners 4/30/2004 | MLFM | Merrill Lynch Bank USA Callable Market Partners 4/30/2004 | |
| 13:20 | 11/14/2001 | MLFX | Merrill Lynch National Financial Callable Market Partners 4/30/2003 | MLFX | Merrill Lynch Bank USA Callable Market Partners 4/30/2003 | |
Portal System Changes 11/13/2001 12:00:00 AM | | |
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| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:20 | ARSQL | ARES V CLO Ltd 144A Preference Shares 3C7 | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:20 | ABLJY** | ABB Ltd Spons 144A ADR | 11/14/2001 | | Security No Longer Exists |
Private Placement Security Changes 11/13/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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