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OTCBB and Other-OTC System Changes - 11/12/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PAYD Paid, Inc. Common Stock 11/12/2013 100 From BB (PAYD) 
16:21 BIMUF Biommune Technologies Inc. Com (Canada) 11/13/2013 100 ** 
15:55 ROCP Rocap Marketing Inc. Com 11/13/2013 100 From NBB (ROCP) 
12:59 RUSFF Rusforest AB Shs (Sweden) 11/13/2013 100 ** 
14:17 UPGI Universal Power Group Inc Common Stock 11/13/2013 100 From AMEX (UPG) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 PAYD Paid, Inc. Common Stock 11/12/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:22 WIBW Wilton Bank (CT) Common Stock 11/12/2013 100 Acquired by Bankwell Financial Group, Inc. (BWFG). Shareholders receive $13.50 per share of WIBW. Deletion Time: 12:17:42. ** 
12:59 ADWYF Adways Co Ltd Ordinary Shares (Japan) 11/13/2013 Inactive Issue ** 
12:59 AKTCF Aker Technology Co Ltd Ordinary Shares 11/13/2013 100 Inactive Issue ** 
15:55 ROCP Rocap Marketing Inc. Com 11/13/2013 100 Added to BB 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:59 11/13/2013 GBAHA GBAHQ Global Aviation Holdings Inc Com Cl A Bankruptcy Filed 11/12/2013** 
15:55 11/13/2013 LBHRD LBHRF Long Harbour Exploration Corp. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:59 11/13/2013 MFON Mobivity Holdings Corp. Common Stock MFOND Mobivity Holdings Corp. NEW Common Stock 1-6 R/S ** 
15:55 11/13/2013 SGGHD Signature Group Holdings. NEW Common Stock SGGH Signature Group Holdings. Common Stock Symbol Change ** 
12:59 11/14/2013 PWOND Powin Corp. (NEW) Common PWON Powin Corp. Common ** 


Portal System Changes 11/12/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/12/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The deletion from NBB for ABASF, ABEOF, ACSOF, ACTAF, ADREF, AGLDF, AGNRF, AGRPF, AIPBF, reported on the Daily List of 11/12/2013, with an Effective Date of 11/13/2013, has been cancelled.; The Addition to NBB for ROCP/ROCP, reported on the Daily List of 11/12/2013, with an Effective Date of 11/13/2013, has been cancelled. This issue has been added to the BB.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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