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Other-OTC System Changes - 11/12/2004 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 14:15 | ASAA | ASA International Ltd. Common Stock | 11/15/2004 | | | From SCM (ASAA)** |
| 14:15 | ASMEF | Ausam Energy Corp Common Shares (Canada) | 11/15/2004 | | | |
| 14:15 | NDTVF | NDT Ventures, Ltd. Ordinary Shares (Canada) | 11/15/2004 | | | From BB (NDTVF) ** |
| 14:15 | VDSP | V Design Partners Inc Common Stock | 11/15/2004 | | | |
| 14:15 | VNVN | Vannessa Ventures, Ltd. Ordinary Shares (Canada) | 11/15/2004 | | | From BB (VNVNE) ** |
| 15:41 | XLAC | Xcelera Inc. Common Stock | 11/15/2004 | | | From AMEX (XLA)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 14:15 | ABYNF | Abbey Natl Plc Ord Ordinary Shares | 11/15/2004 | | Scheme of Arrangement ** |
| 14:15 | ABYNY | Abbey National Plc Sponsored ADR (UK) | 11/15/2004 | | Scheme of Arrangement with Banco Santander Central Hispano SA (2 shs of NYSE: STD/sh) **
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| 14:15 | ABYPF | Abbey National plc 10 3/8% Non Cum Sterling Pfd Shares | 11/15/2004 | | Scheme of Arrangement ** |
| 15:41 | CPRD | Corporate Road Show.com Inc. Common Stock | 11/15/2004 | | Added to OTCBB (CPRD) ** |
| 15:41 | EVNCJ | Eaton Vance Corporation Voting Common Stock | 11/15/2004 | | Inactive security |
| 14:15 | HNLYY | Henlys Group Plc American Depositary Shares | 11/15/2004 | | ADR Program Terminated |
| 14:15 | JRCC | James River Coal Company New Common Stock | 11/15/2004 | | Added to OTCBB (JRCC) ** |
| 14:15 | QRCP | Quest Resource Corporation Common Stock | 11/15/2004 | | Added to OTCBB (QRCP)** |
| 14:15 | SLGIF | Spi Technologies Inc Ordinary Shares | 11/15/2004 | | Acquired** |
| 14:15 | TRKMF | Tokyo Rika Mfg Co Ltd Ordinary Shares (Japan) | 11/15/2004 | | Reorganization ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 14:15 | 11/15/2004 | CTCX | Coattec Industries, Inc. Common Stock | CTCK | Coattec Industries, Inc. New Common Stock | 50-1 F/S; Payable Upon Surrender ** |
| 14:15 | 11/15/2004 | FWLBV | Foster Wheeler Ltd Preferred Conv Series B When Issued (Bermuda) | FWLBF | Foster Wheeler Ltd Preferred Conv Series B (Bermuda) | S/D: 11/18/2004 ** |
| 14:15 | 11/15/2004 | KDNHF | Kin Don Holdings Ltd Ordinary Shares | PYTFF | Polytec Asset Holdings Inc Ordinary Shares (Cayman Islands) | ** |
| 14:15 | 11/15/2004 | KWLI | Kewl International, Inc. Common Stock | MEGJ | Meg Athletics Corporation Common Stock | 1-100 R/S ** |
| 14:15 | 11/15/2004 | NIWIF | Nissho Iwai Nichimen Holdings Corp Tokyo Ordinary Shares | SZHFF | Sojitz Holdings Corp Tokyo Ordinary Shares (Japan) | ** |
| 14:15 | 11/15/2004 | PNSSF | Pelorus Navigation Sys Inc(F) Ordinary Shares | PNSSF | Pelorus Energy Corp Ordinary Shares (Canada) | ** |
| 14:15 | 11/15/2004 | SGYS | Synergy Software Development, Inc. Common Stock | UMHD | Universal Media Holdings, Inc. Common Stock | ** |
Portal System Changes 11/12/2004 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 14:27 | DAMRY | Diagnosticos Da Amer S.A. 144A Sponsored ADR | 11/15/2004 | | | |
| 15:45 | LETOW | Lehman Brothers Holdings, Inc. 144A NOK Zero Strike Call Warrant on OBX Stock Index 11/07/05 (Switzerland) | 11/15/2004 | | | |
Private Placement Security Changes 11/12/2004 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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