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Other-OTC System Changes - 11/12/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:37 | BDIVF | Bandai Visual Co Ltd Tokyo (Japan) | 11/13/2001 | | | |
| 13:37 | INDF | Indonesia Fund Inc (The) | 11/13/2001 | | | |
| 13:37 | JHMEF | J Home Corp Tokyo (Japan) | 11/13/2001 | | | |
| 13:37 | KBREF | Kumba Resources Ltd Ord Shs | 11/13/2001 | | | |
| 13:37 | KBREY | Kumba Resources Ltd Spons ADR | 11/13/2001 | | | |
| 13:37 | MRMOF | Morimoto Co Ltd Tokyo (Japan) | 11/13/2001 | | | |
| 13:37 | PLNKF | Prime Link Co Ltd Tokyo (Japan) | 11/13/2001 | | | |
| 13:37 | SEIOF | SEI Crest Co Ltd Osaka (Japan) | 11/13/2001 | | | |
| 13:37 | SHKGF | Shizuokagas Co Ltd (Japan) | 11/13/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:25 | VNBTP | VNB Capital Trust I Pfd | 11/12/2001 | | Listed on NYSE (VLY$A) |
| 13:37 | ABYPY | Abbey National Plc ADR 7.375% Pref Shs Series B | 11/13/2001 | | Listed on NYSE (ANB$B) |
| 15:30 | ADCCW** | Andean Development Corporation Wt 11/12/01 | 11/13/2001 | | Expired security |
| 13:37 | CHPGF** | Chapters Online Inc | 11/13/2001 | | Acquired by Indigo Books & Music Inc (.140056 sh IDGBF) |
| 13:37 | MTOGF | Morimoto-Gumi & Company Ltd | 11/13/2001 | | Reorganization (see MRTCF) |
| 15:30 | OSFTW** | ObjectSoft Corporation Wt 11/12/01 | 11/13/2001 | | Expired security |
| 13:37 | SUTUP** | Suntrust Capital IV 7.125% Trust Pfd Secs 10/15/2031 | 11/13/2001 | | Listed on NYSE (STI$) |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:37 | 11/13/2001 | VIGS** | VIGSF | Vision Global Solutions Inc | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:37 | 11/13/2001 | GRCDF** | Greenchip Investments Ltd AUD | MTOMF | m2m Corporation Ltd AUD | |
| 13:37 | 11/13/2001 | IARKF** | Island-Arc Resources Corporation | IADXF | Island Arc Exploration Inc (1-2 R/S) | |
| 13:37 | 11/13/2001 | MPEMF** | Maple Minerals Inc | YMPMF | Maple Minerals Corporation (1-3 R/S) | |
| 13:37 | 11/13/2001 | MXMEU** | Maximum Energy Trust Unit | UETUF | Ultima Energy Trust Unit | |
| 13:37 | 11/13/2001 | SQMO** | Squaremoon Inc | SQMN | Squaremoon Inc New (1-20 R/S) | |
| 13:37 | 11/13/2001 | SSCB** | Solar Satellite Communications Inc | SSCI | Solar Satellite Communications Inc New (1-7 R/S) | |
Portal System Changes 11/12/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:37 | SVUAL** | Supervalu Inc 144A common | 11/13/2001 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:37 | CAAPR | Citizens Capital Corp 144A Subscription Rts Cl A 11/30/01 | | |
| 13:37 | SCIZY | SCOR Brands Inc 144A Common | | |
Private Placement Security Changes 11/12/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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