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Other-OTC System Changes - 11/9/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 10:16 | ABKFQ | Ambac Financial Group, Inc. Common Stock | 11/9/2010 | Y | 100 | From NYSE (ABK) |
| 10:16 | ABKOQ | Ambac Financial Group, Inc. Ambac Financial Group, Inc. Corporate Units, | 11/9/2010 | Y | 100 | From NYSE (ABK$Z) |
| 07:55 | SHBV | Stone Harbor Investments Inc. Common Stock | 11/9/2010 | Y | 100 | From BB (SHBV) |
| 17:01 | BRQTF | Bure Equity AK Ordinary Shares (Sweden) | 11/10/2010 | Y | 100 | |
| 17:01 | CLIUF | City of London Investment Group PLC Ordinary Shares (United Kingdom) | 11/10/2010 | Y | 100 | |
| 13:28 | CMNC | Community National Corporation (OH) Common Stock | 11/10/2010 | Y | 100 | From BB (CMNCE)** |
| 17:01 | ENTMF | Entertainment One Ltd. Ordinary Shares (Canada) | 11/10/2010 | Y | 100 | |
| 13:28 | PFNL | Plymouth Financial Corporation (MI) Common Stock | 11/10/2010 | Y | 100 | From BB (PFNLE)** |
| 17:01 | SWHS | Swisher Hygiene, Inc. Common | 11/10/2010 | Y | 100 | |
| 17:01 | TRQYF | Torquay Oil Corp. Ordinary Shares CL A (Canada) | 11/10/2010 | Y | 100 | |
| 17:01 | VRZPF | Veraz Petroleum Ltd. Ordinary Shares (Canada) | 11/10/2010 | Y | 100 | |
| 17:01 | WSBHF | Whistler Blackcomb Hldgs., Inc. Ordinary Shares (Canada) | 11/10/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | BLXJF | Boralex Power Income Fund Ordinary Shares (Canada) | 11/10/2010 | 100 | Acquisition/Merger** |
| 09:13 | BROYF | Bronco Energy Ltd Common Shares (Canada) | 11/10/2010 | 100 | Plan of Arrangement ** |
| 17:01 | DMPD | DM Products, Inc. Common Stock | 11/10/2010 | 100 | Added to OTCBB** |
| 13:28 | GPNXF | Great Plains Exploration Inc New Common Shares (Canada) | 11/10/2010 | 100 | Plan of Arrangement** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 09:13 | 11/10/2010 | APPI | WHEN | World Health Energy Holdings, Inc. Common Stock | ** |
| 09:13 | 11/10/2010 | OCOLD | OCOL | Bering Exploration, Inc. Common Stock | ** |
| 09:13 | 11/10/2010 | SYMWD | SYMW | Sympowerco Corporation. NEW Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 09:13 | 11/10/2010 | AIRID | Air Industries Group, Inc. New Common Stock | AIRI | Air Industries Group, Inc. Common Stock | ** |
| 13:28 | 11/10/2010 | BPWI | Big Apple Worldwide, Inc. New Common Stock | BPWID | Big Apple Worldwide, Inc. New Common Stock | 1-100 R/S ** |
| 09:13 | 11/10/2010 | IJJPD | IJJ Corporation NEW Common Stock | IJJP | IJJ Corporation Common Stock | ** |
| 17:01 | 11/10/2010 | NWNYF | NWest Energy Inc. Ordinary Shares (Canada) | NWNYD | NWest Energy Corp. New Ordinary Shares (Canada) | 1-10 R/S** |
| 13:28 | 11/10/2010 | PFVR | Porfavor Corp. Common Stock | PFVRD | Explore Anywhere Holding Corp. Common Stock | 15-1 F/S, Payable upon surrender of old certificates.** |
| 09:13 | 11/10/2010 | PMBJD | Pemberton Energy Ltd New Ordinary Shares | PMBJD | Brixton Energy Corp. New Ordinary Shares | ** |
| 13:28 | 11/10/2010 | REMD | Remodel Auction Inc. Common Stock | REMDD | Remodel Auction Inc. NEW Common Stock | 1-3,000 R/S ** |
Portal System Changes 11/9/2010 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 11/9/2010 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Refer to 11/8/10 DL; The comments for Northrock Resources Inc. (NORTD)should have also reflected a 1-5 R/S effective 11/9/10 |
