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Other-OTC System Changes - 11/8/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | RDMP | Red Mountain Resources, Inc. Common | 11/8/2012 | Y | 100 | From BB (RDMP) |
| 13:02 | BWOWF | Wowjoint Holdings Limited Common Shares (Cayman Islands) | 11/9/2012 | Y | 100 | From S (BWOW) |
| 13:02 | BWOWU | Wowjoint Holdings Limited Unit (Cayman Islands) | 11/9/2012 | Y | 100 | From S (BWOWU) |
| 13:02 | BWOWW | Wowjoint Holdings Liminted Warrant (Cayman Islands) | 11/9/2012 | Y | 100 | From S (BWOWW) |
| 13:02 | CBKAL | Cobank ACB Non Cumulative Sub Perp Pfd Stk Ser D | 11/9/2012 | Y | 100 | |
| 16:59 | CYNML | City National Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series Series C | 11/9/2012 | Y | 100 | ** |
| 16:59 | EVERL | EverBank Financial Corp. Depositary Shares Representing 1/1000th Perpetual Preferred Series A | 11/9/2012 | Y | 100 | ** |
| 13:02 | HEAT | SmartHeat Inc. Common Stock | 11/9/2012 | Y | 100 | From Q (HEAT) |
| 16:59 | MMLTF | MMG Ltd Ordinary Shares (Hong Kong) | 11/9/2012 | Y | 100 | |
| 16:59 | SUIAP | Sun Communities, Inc. Preferred Series A | 11/9/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:17 | FLTB | Flatbush Federal Bancorp, Inc. (NY) Common Stock | 11/8/2012 | 100 | Merged with Northfield Bancorp, Inc (NFBK). Shareholders will receive .4748 shares of NFBK per one share of FLTB. Deletion time: 13:13:12 ** |
| 17:28 | BTAHF | Biota Holdings Ltd Ord New Ordinary Shares | 11/9/2012 | 100 | Acquired by Nabi Biopharmaceuticals (NASDAQ: NABI). Shareholders receive 0.448722952 shares of NABI per share of BTAHF. ** |
| 17:28 | BTAHY | Biota Holdings Ltd Ord New Ordinary Shares | 11/9/2012 | 100 | Acquired by Nabi Biopharmaceuticals (NASDAQ: NABI). Shareholders receive 0.448722952 shares of NABI per share of BTAHY.** |
| 16:59 | MGYS | Metha Energy Solutions, Inc. Common Stock | 11/9/2012 | 100 | Added to OTCBB |
| 13:02 | MNGPF | Man Group PLC Ordinary Shares | 11/9/2012 | 100 | Suspended CINS |
| 17:28 | OSOK | Original Source Entertainment Inc Common Stock | 11/9/2012 | 100 | Added to BB |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:59 | 11/9/2012 | APMCF | Advanced Primary Minerals Corp. Ordinary Shares (Canada) | APMCD | Morien Resources Corp. Ordinary Shares (Canada) | 1-7.85 R/S. Each APD shareholder other than Erdene will receive 1 Amalco share for each 7.85 APD shares owned. The shareholders of Erdene collectively will receive 47,901,450 Amalco shares. ** |
| 13:02 | 11/9/2012 | DGTLF | Dragonite International, Ltd. Ordinary Shares (Cayman Islands) | DGTLF | Dragonite International, Ltd. Ordinary Shares (Cayman Islands) | CUSIP Change** |
| 16:59 | 11/9/2012 | ERDCF | Erdene Resource Development Corporation Common Shares (Canada) | ERDCD | Erdene Resource Development Corporation New Common Shares (Canada) | 1-2 R/S. This action results from the plan of arrangement (the a??Arrangementa??)under the Canada Business Corporations Act to be made effective November 9, 2012 and involving, among other things, the transfer by Erdene to Advanced Primary Minerals Corp. (a??APMa??) of all of Erdenea??s North American property interests, and, as consideration, the issuance to Erdene of common shares of APM. It is understood that APM and a wholly-owned subsidiary of Erdene will amalgamate to form an amalgamated corporation to be named a??Morien Resources Corp.a?? (a??Moriena??). Further, as part of the Arrangement, Erdene will create a newclass of shares (the a??ErdeneNewSharesa??) and will distribute to the shareholders of Erdene one-half of one Erdene New Share and one-half of one common share of Morien (each, a a??Morien Sharea??) in exchange for each outstanding Erdene Share.
No fractional Erdene New Shares or Morien Shares will be issued on the Arrangement. All fractions will be rounded down to the nearest whole number.** |
| 13:02 | 11/9/2012 | MSEZ | Media Sentiment Inc Common Stock | MSEZD | Media Sentiment Inc NEW Common Stock | 1-1,200 R/S ** |
Portal System Changes 11/8/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 11/8/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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