|
Other-OTC System Changes - 11/8/2007 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 12:23 | AHHAP | Accredited Mortgage Loan REIT Trust 9.75% Series A Perpetual Cumulative Preferred Shares | 11/8/2007 | | | From NYSE (AHH$A) ** |
| 13:53 | ADEXF | Advanced Explorations Inc Common shares (Canada) | 11/9/2007 | | | |
| 16:51 | CREWF | Crew Minerals Asa Ordinary shares (Norway) | 11/9/2007 | | | |
| 16:51 | DBCFP | Deutsche Bk Cap Fdg Tr X Noncumulative Tr Preferred Secs | 11/9/2007 | | | |
| 16:51 | HNDGF | Henderson Group Plc Ordinary shares (United Kingdom) | 11/9/2007 | | | |
| 13:53 | MSRB | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 05/09/2009 | 11/9/2007 | | | |
| 13:53 | RGEDF | Richter Gedeon Plc Ordinary shares (Hungary) | 11/9/2007 | | | |
| 13:53 | RNTSY | Renault S.A. Unsponsored ADR (France) | 11/9/2007 | | | |
| 16:51 | SLEG | Startale Group Inc. Common Stock | 11/9/2007 | | | |
| 16:51 | SUIP | Sunrise Mining Corporation Common Stock | 11/9/2007 | | | |
| 17:00 | ZHDM | Zhong Hui Dao Ming Finl Group Ltd Common shares | 11/9/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:53 | AOPM | Acropolis Precious Metals Inc. Common Stock | 11/9/2007 | | Added to OTCBB (AOPM)** |
| 13:53 | AVASP | Avista Corp Preferred Stock, Series K | 11/9/2007 | | Called for Redemption ** |
| 13:53 | BFDBP | Bedford Property Investors, Inc. 7.625% Preferred Stock, Series B | 11/9/2007 | | N/C to LBA Realty Fund II WBP Inc RED Pfd Stk Ser B 7.625%. See symbol: LBARP. |
| 16:51 | CDADF | Credia Co Ltd Ord Ordinary Shares | 11/9/2007 | | Bankruptcy |
| 16:51 | CILDF | Consortium International de Diffusion Act. Shares (France) | 11/9/2007 | | Acquisition ** |
| 13:53 | CLSM | Clayton Silver Mines Common Stock | 11/9/2007 | | Inactive Security |
| 16:51 | CTPIU | Cit Group Inc New Corp Units | 11/9/2007 | | Listed on NYSE (CIT$Z) ** |
| 13:53 | DPZAF | Dominos Pizza UK & IRL PLC Ordinary Shares | 11/9/2007 | | Corporate Reorganization. See DPUKF. ** |
| 16:51 | GEDNF | Gedeon Richter Ltd Ordinary Shares (Hungary) | 11/9/2007 | | Corporate Reorganization. See RGEDF. ** |
| 13:53 | GLPAY | Galapagos N.V. Sponsored ADR (Belgium) | 11/9/2007 | | Refer to the D/L of 11/6/2007, request for ticker symbol cancelled. ** |
| 16:51 | GNXP | Guinness Exploration, Inc. Common Stock | 11/9/2007 | | Added to OTCBB (GNXP)** |
| 16:51 | GVDI | Golden Valley Development, Inc. Common Stock | 11/9/2007 | | Added to OTCBB (GVDI)** |
| 16:51 | MNLU | Mainland Resources Inc. Common Stock | 11/9/2007 | | Added to OTCBB (MNLU)** |
| 16:51 | RKBKF | Reckitt Benckiser Plc Ord Ordinary Shares | 11/9/2007 | | Corporate Reorganization. See RBGPF. ** |
| 13:53 | SGHM | Stirling Homex Corp Unclassified | 11/9/2007 | | Inactive Security |
| 13:53 | SSTC | Southern Star Consolidated Cp Common Stock | 11/9/2007 | | Inactive Security ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:53 | 11/9/2007 | GBNS | Global Business Services, Inc. Common Stock | ENRH | Energetics Holdings, Inc. Common Stock | 1-40 R/S ** |
| 13:53 | 11/9/2007 | ICTT | ICT Technologies, Inc. Common Stock | EGCO | Euro Group of Companies, Inc. Common Stock | ** |
| 13:53 | 11/9/2007 | MPCPF | Medcap Corp Ordinary Shares (Canada) | FTMM | Fortune Market Media Inc (NV) | ** |
| 13:53 | 11/9/2007 | MSNI | Macrosonic, Inc. New Common Stock | SNXG | Sunx Energy, Inc. Common Stock | ** |
| 13:53 | 11/9/2007 | SQMG | Sequoia Asset Management Group, Inc. Common Stock | PLTI | Platcom, Inc. Common Stock | ** |
Portal System Changes 11/8/2007 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:54 | LBAPL | Lehman Bros Hldgs Inc 13.300% YEELDS Lkd to Com Stk Applied Materials Inc 144A 05/09/2008 | 11/9/2007 | | | |
| 17:05 | MSCUL | MORGAN STANLEY MS 144A Coach Inc. PLUS due November 14, 2008 | 11/9/2007 | | | |
| 17:05 | MSNDL | MORGAN STANLEY MS 144A PERQS linked to NIHD, ODP, and Q | 11/9/2007 | | | |
| 17:05 | SNTBL | Santos Brasil Participacoes S A Sponsored GDR 144A (Brazil) | 11/9/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:54 | SINZY | Sterlite Inds Ind Ltd Reg S Gd 144A | 11/9/2007 | | ADR Program Termination ($20.4359/sh) ** |
Private Placement Security Changes 11/8/2007 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:54 | SINLF | Sterlite Inds Ind Ltd Reg S Gd American Depositary Shares | 11/9/2007 | | ADR Program Termination ($20.4359/sh) |