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Other-OTC System Changes - 11/5/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PVEN Press Ventures Inc Common Stock 11/5/2013 100 From BB (PVEN) 
13:18 DMPLF Del Monte Pacific Limited Ordinary Shares (British Virgin Islands) 11/6/2013 100 ** 
13:18 FFGRF Finsbury Food Group PLC Ordinary Shares (United Kingdom) 11/6/2013 100 ** 
13:18 FTRRF Fonterra Shareholders FD Ordinary Units Fully Paid (New Zealand) 11/6/2013 100 ** 
13:18 ICURF Icecure Medical Ltd, Caesarea Ordinary Shares (Israel) 11/6/2013 100 ** 
13:18 JNRDF Jinro Distillers Co Ltd Ordinary Shares (South Korea) 11/6/2013 100 ** 
16:20 SDLDF SDI, Ltd. Ordinary Shares (Australia) 11/6/2013 100 ** 
13:18 TWSCF Town Centre Securities PLC Ordinary Shares (United Kingdom) 11/6/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:18 CTRGL Citigroup Inc. Dep Shs Repstg 1/1000th Pfd Ser K 11/6/2013 100 Listed on NYSE (C$K) 
13:18 HMHH HMH Holdings Delaware Inc Common Stock 11/6/2013 100 Inactive Issue ** 
16:20 MECOY Mostostal Export Co Sa American Depositary Shares 11/6/2013 100 ADR Program Terminated 
13:18 PCPWP PacifiCorp 5.40% Preferred Stock 11/6/2013 100 (Called for redemption (effective 11/8/2013) $101.03)** 
13:18 PPWLL PacifiCorp 4.72% Preferred Stock 11/6/2013 100 (Called for redemption (effective 11/8/2013) $103.53)** 
13:18 PPWLP PacifiCorp 4.52% Preferred Stock 11/6/2013 100 (Called for redemption (effective 11/8/2013) $103.53/share)** 
13:18 PPWRM PacifiCorp 4.56% Preferred Stock 11/6/2013 100 (Called for redemption (effective 11/8/2013) $102.37)** 
13:18 PPWRP PacifiCorp 5% Preferred Stock 11/6/2013 10 (Called for redemption (effective 11/8/2013) $110.03)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:18 11/6/2013 ATWGD ATWGF Redhill Resources Corp Ordinary Shares (Canada) ** 
13:18 11/6/2013 HEMGF AJXGF AgJunction Inc Ordinary Shares ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:18 11/6/2013 AJSBD AJS Bancorp, Inc. (Maryland) NEW Common Stock AJSB AJS Bancorp, Inc. (Maryland) Common Stock ** 
13:18 11/6/2013 ENDTF Enervest Diversified Income Trust Units (Canada) ENDTF Canoe EIT Income Fund Units (Canada) Name/CUSIP Change ** 
13:18 11/6/2013 FPAY Anchor Funding Services, Inc. Common Stock FPAY FlexShopper, Inc. Common Stock ** 
13:18 11/6/2013 XCHC X-Change Corporation (The) Common Stock ENDO Endocan Corporation Common Stock ** 


Portal System Changes 11/5/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 11/5/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:18 JPQRZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144a 3C7 (Aban Offshore Ltd) exp 11/1/2018 11/6/2013 100 ** 
13:18 JPRXZ JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Wt 144a 3C7 (Jammu & Kashmir Bk Ltd) exp 10/31/2018 11/6/2013 100 ** 
 
Notes  
The deletion from NBB for CHADQ/CHADQ, reported on the Daily List of 11/05/2013, with an Effective Date of 11/06/2013, has been cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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