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Other-OTC System Changes - 11/5/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:39 | AONMF | A1 Minerals Ltd. Ordinary Shares (Australia) | 11/8/2010 | Y | 100 | |
| 16:39 | CSRUF | Central Asia Resources Ltd., Perth WA Ordinary Shares (Australia) | 11/8/2010 | Y | 100 | |
| 13:29 | ESUMF | ECU Silver Mining, Inc. WT EXP (Canada) (Expires 02/20/2014) | 11/8/2010 | Y | 100 | |
| 16:39 | HAYL | Hayes Lemmerz International Inc. Common Stock | 11/8/2010 | Y | 100 | |
| 16:39 | MPGPY | Michael Page Intl., PLC Sponsored American Depository Receipt ADS REPSTG 2 SHS (United Kingdom) | 11/8/2010 | Y | 100 | |
| 16:39 | NOMZP | Nuveen Missouri Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2015 (United States) | 11/8/2010 | Y | 100 | ** |
| 16:39 | PTBRY | Pt Bank Negara Indonesia (Persero) Unsponsored ADR (Indonesia) | 11/8/2010 | Y | 100 | ** |
| 16:39 | SNWRF | Sunward Resources Ltd Ordinary Shares (Canada) | 11/8/2010 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:29 | AUXVF | Auex Ventures Inc Common Shares (Canada) | 11/8/2010 | 100 | Plan of Arrangement ** |
| 13:29 | AUYWF | Yamana Gold, Inc. Wt Exp 11/20/2008 (Canada) | 11/8/2010 | 100 | Inactive Security** |
| 13:29 | BIOT | Bio-Med Technologies, Inc. Common Stock | 11/8/2010 | 100 | Inactive Security** |
| 13:29 | FFBTF | Foreland Fabritech Holdings Ltd. Ordinary Shares (Bermuda) | 11/8/2010 | 100 | Inactive Security** |
| 13:29 | KJWNY | Koninklijke Wessanen NV American Depositary Shares | 11/8/2010 | 100 | ADR Program Terminated ** |
| 13:29 | PCAGF | PrimaCom AG Ordinary Shares | 11/8/2010 | 100 | Inactive Security** |
| 13:29 | PETZF | Petron Corporation Reg S Gdr Ordinary Shares | 11/8/2010 | 100 | Inactive Security** |
| 13:29 | WFLWF | Windflow Technology Ltd Ordinary Shares (New Zealand) | 11/8/2010 | 100 | Inactive Security** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:29 | 11/8/2010 | NSIHD | NSIH | Alternative Fuels America, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:29 | 11/8/2010 | HNUZF | Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) | HNUZD | Horizons Betapro Nymex Nat Gas Bull Plus ETF New Unit Class A (Canada) | 1/2 R/S** |
Portal System Changes 11/5/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:29 | JPBHL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Bharat Heavy Elec Ltd 144A 3C7 04/29/2013 (Jersey) | 11/8/2010 | N | 100 | |
Private Placement Security Changes 11/5/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:29 | JPXTZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (JAIPRAKASH ASSOCIATES LTD) (United States) (Expires 10/13/2014) | 11/8/2010 | N | 100 | |
