October 31, 2014
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Other-OTC System Changes - 11/5/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:39 AONMF A1 Minerals Ltd. Ordinary Shares (Australia) 11/8/2010 100  
16:39 CSRUF Central Asia Resources Ltd., Perth WA Ordinary Shares (Australia) 11/8/2010 100  
13:29 ESUMF ECU Silver Mining, Inc. WT EXP (Canada) (Expires 02/20/2014) 11/8/2010 100  
16:39 HAYL Hayes Lemmerz International Inc. Common Stock 11/8/2010 100  
16:39 MPGPY Michael Page Intl., PLC Sponsored American Depository Receipt ADS REPSTG 2 SHS (United Kingdom) 11/8/2010 100  
16:39 NOMZP Nuveen Missouri Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2015 (United States) 11/8/2010 100 ** 
16:39 PTBRY Pt Bank Negara Indonesia (Persero) Unsponsored ADR (Indonesia) 11/8/2010 100 ** 
16:39 SNWRF Sunward Resources Ltd Ordinary Shares (Canada) 11/8/2010 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:29 AUXVF Auex Ventures Inc Common Shares (Canada) 11/8/2010 100 Plan of Arrangement ** 
13:29 AUYWF Yamana Gold, Inc. Wt Exp 11/20/2008 (Canada) 11/8/2010 100 Inactive Security** 
13:29 BIOT Bio-Med Technologies, Inc. Common Stock 11/8/2010 100 Inactive Security** 
13:29 FFBTF Foreland Fabritech Holdings Ltd. Ordinary Shares (Bermuda) 11/8/2010 100 Inactive Security** 
13:29 KJWNY Koninklijke Wessanen NV American Depositary Shares 11/8/2010 100 ADR Program Terminated ** 
13:29 PCAGF PrimaCom AG Ordinary Shares 11/8/2010 100 Inactive Security** 
13:29 PETZF Petron Corporation Reg S Gdr Ordinary Shares 11/8/2010 100 Inactive Security** 
13:29 WFLWF Windflow Technology Ltd Ordinary Shares (New Zealand) 11/8/2010 100 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:29 11/8/2010 NSIHD NSIH Alternative Fuels America, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:29 11/8/2010 HNUZF Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) HNUZD Horizons Betapro Nymex Nat Gas Bull Plus ETF New Unit Class A (Canada) 1/2 R/S** 


Portal System Changes 11/5/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:29 JPBHL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Bharat Heavy Elec Ltd 144A 3C7 04/29/2013 (Jersey) 11/8/2010 100  


Private Placement Security Changes 11/5/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:29 JPXTZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (JAIPRAKASH ASSOCIATES LTD) (United States) (Expires 10/13/2014) 11/8/2010 100  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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