April 19, 2014
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OTCBB System Changes - 11/5/2007 12:00:00 AM
 

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Other-OTC / Portal / PPS Daily List
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SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
08:30 LPAD LaPolla Industries, Inc. Common Stock 11/5/2007   From AMEX (LPA) 
16:42 AXSO AXS-One Inc. Common Stock ($0.01 Par Value) 11/6/2007   From AMEX (AXO) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:47 MTWOE M (2003) plc Sponsored American Depositary Receipt 11/6/2007  Failure To Comply With NASD 6530; Added to the Other OTC (MTWOY) ** 
13:47 PVMCE Pine Valley Mining Corporation Ordinary Shares (Canada) 11/6/2007  Failure To Comply With NASD 6530; Added to the Other OTC (PVMCF) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:47 11/6/2007 IWWIE IWWI Inform Worldwide Holdings Inc. No Par Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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