September 16, 2014
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OTCBB System Changes - 11/3/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:25 CSCZ Corporate Security Consultants Inc Common Stock 11/4/2009 100 From NBB (CSCZ) 
12:55 WNDT Windtamer Corporation Common Stock 11/4/2009 100 From NBB (WNDT)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:55 BIOHE BioTech Holdings, Ltd. Ordinary Shares (Canada) 11/4/2009 100 Failure To Comply With NASD 6530; Added to NBB (BIOHF)** 
12:55 CLXSE Collexis Holdings, Inc. Common Stock 11/4/2009 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (CLXS)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:55 11/5/2009 ASTTY ASTTE ASAT Holdings Limited American Depositary Shares Delinquent ** 
 
Notes  
Refer to Daily List 10/28/2009: Holders of IAG common stock will receive 0.1850734 shares of CNC common stock and 0.8857955 shares of CNC Class A cumulative convertible preferred stock (the "Class A Preferred Stock") for every share of IAG common stock. Holders of IAG warrants will receive one CNC warrant for every IAG warrant, which CNC warrant will be exercisable for 0.1850734 shares of CNC common stock and 0.8857955 shares of CNC Class A Preferred Stock, in lieu of one share of IAG common stock.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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