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OTCBB and Other-OTC System Changes - 11/3/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:55 | BIOHF | BioTech Holdings, Ltd. Ordinary Shares (Canada) | 11/4/2009 | Y | 100 | From BB (BIOHE)** |
Portal System Changes 11/3/2009 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:54 | BSTTA | Bond Street Holdings LLC 144A Common Stock, Class A | 11/4/2009 | N | 100 | |
| 13:54 | BSTTB | Bond Street Holdings LLC 144A Common Stock, Class B | 11/4/2009 | N | 100 | |
| 12:55 | CLXS | Collexis Holdings, Inc. Common Stock | 11/4/2009 | Y | 100 | From BB (CLXSE)** |
| 16:25 | CSCZ | Corporate Security Consultants Inc Common Stock | 11/4/2009 | Y | 100 | From NBB (CSCZ) |
| 12:55 | RAIFY | Raiffeisen International Bank Holding Ag Wien Unsponsored ADR (Austria) | 11/4/2009 | Y | 100 | ** |
| 12:55 | VETOF | Vetoquinol Ordinary Shares (France) | 11/4/2009 | Y | 100 | |
| 12:55 | WNDT | Windtamer Corporation Common Stock | 11/4/2009 | Y | 100 | From NBB (WNDT)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:55 | BIOHE | BioTech Holdings, Ltd. Ordinary Shares (Canada) | 11/4/2009 | 100 | Failure To Comply With NASD 6530; Added to NBB (BIOHF)** |
| 12:55 | CLXSE | Collexis Holdings, Inc. Common Stock | 11/4/2009 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (CLXS)** |
| 16:25 | CSCZ | Corporate Security Consultants Inc Common Stock | 11/4/2009 | 100 | Added to OTCBB |
| 16:25 | PSPM | Purespectrum Inc Common Stock | 11/4/2009 | 100 | Merged with Purespectrum, Inc. (Delaware); One-for-one exchange, PSPM holders will receive one share of PSRU.** |
| 12:55 | SCITF | Sciti Tr II Tr Unit (Canada) | 11/4/2009 | 100 | Acquired ** |
| 12:55 | WNDT | Windtamer Corporation Common Stock | 11/4/2009 | 100 | Added to OTCBB (WNDT)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:55 | 11/5/2009 | ASTTY | ASTTE | ASAT Holdings Limited American Depositary Shares | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:55 | 11/4/2009 | DCZI | Decorize, Inc. Common Stock | GLDU | GuildMaster, Inc. Common Stock | 1-5 R/S ** |
| 12:55 | 11/4/2009 | MBWC | Mobile Airwaves Corp. New Common Stock | ACDP | American Community Development, Inc. New Common Stock | 1-750 R/S ** |
| 12:55 | 11/4/2009 | OTMI | Optimum Interactive (USA) Ltd. Common Stock | OPTL | Optimum Interactive (USA) Ltd. Common Stock NEW | 30-1 F/S. New Symbol: OPTL ** |
Private Placement Security Changes 11/3/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Refer to Daily List 10/28/2009: Holders of IAG common stock will receive 0.1850734 shares of CNC common stock and 0.8857955 shares of CNC Class A cumulative convertible preferred stock (the "Class A Preferred Stock") for every share of IAG common stock. Holders of IAG warrants will receive one CNC warrant for every IAG warrant, which CNC warrant will be exercisable for 0.1850734 shares of CNC common stock and 0.8857955 shares of CNC Class A Preferred Stock, in lieu of one share of IAG common stock. |
