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Other-OTC System Changes - 11/3/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 00:00 | MCIAV | MCI, Inc. Common Stock When Issued | 11/3/2003 | | | |
| 15:45 | AAWKF | Astro All Asia Networks plc (United Kingdom) | 11/4/2003 | | | |
| 13:31 | BCFFF | Book Club Finance Public Co Ltd Ordinary Shares (Thailand) | 11/4/2003 | | | |
| 15:45 | BCSHF | Bosch Automotive Systems Corp (Japan) | 11/4/2003 | | | |
| 15:45 | BMNVF | BAM NBM NV (Netherlands) | 11/4/2003 | | | |
| 13:31 | GRTYA | Guarnty Corporation Class A | 11/4/2003 | | | Reinstated |
| 13:31 | HIBNY | Hibernia Foods Public Limited Company American Depositary Shares | 11/4/2003 | | | From NNM (HIBNE)** |
| 15:45 | IMRHF | IMerchants Ltd (Hong Kong) | 11/4/2003 | | | |
| 13:31 | TGKFF | Tongkah Harbour Public Co Ltd Ordinary Shares (Thailand) | 11/4/2003 | | | |
| 13:31 | VHSL | Vertical Health Solutions, Inc. Common Stock | 11/4/2003 | | | |
| 13:31 | VHSLW | Vertical Health Solutions, Inc. Warrant Class A 4/20/2008 | 11/4/2003 | | | |
| 15:45 | WTTUF | Westfield Trust Units New II (Australia) | 11/4/2003 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:45 | BIGTQ | Pinnacle Holdings, Inc. Common Stock | 11/4/2003 | | Bankruptcy Reorganization ** |
| 13:31 | DMCEF | Domco Tarkett Inc Ordinary Shares | 11/4/2003 | | Amalgamation ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:31 | 11/4/2003 | FTRY | Foster Community, Inc. Common Stock | GCLT | GainClients, Inc. Common Stock | ** |
| 13:31 | 11/4/2003 | STGE | Strategic Alliance Group Inc Common Stock | SGCA | Strategic Alliance Group, Inc. New Common Stock | 1-250 R/S ** |
Portal System Changes 11/3/2003 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:31 | UBTXW | UBS AG LONDON BRH 144A Low Exercise Call Warrant on LG Electronics Corp. 09/29/2004 | 10/6/2003 | | | 11/04/03 ** |
| 13:31 | UBTZW | UBS AG LONDON BRH 144A Call Warrant Ranbaxy Labs Ltd 10/4/04 (UK) | 10/9/2003 | | | 11/04/03 ** |
| 13:31 | UBUAW | UBS AG LONDON BRH 144A Call Warrant on Baoshan Iron & Steel Ltd. 10/11/04 (UK) | 10/15/2003 | | | 11/04/03 ** |
| 13:31 | ACPQL | ACP Holding Company 144A Common Stock | 10/16/2003 | | | 11/04/03 ** |
| 13:31 | ACPQW | ACP Holding Company 144A Warrant 09/30/13 | 10/16/2003 | | | 11/04/03 ** |
| 13:31 | UBUBW | UBS AG LONDON BRH 144A Zero Cpn Nt Lkd Natl Stk Exchange S&P CNX Nifty Index 10/08/04 | 10/17/2003 | | | 11/04/03 ** |
| 13:31 | DRFMP | Dairy Farmers of America, Inc. 144A Preferred Equity Securities Series A | 10/21/2003 | | | 11/04/03 ** |
| 13:31 | SBSAP | Spanish Broadcasting System, Inc. 144A Preferred Stock Series A | 10/21/2003 | | | 11/04/03 ** |
| 13:31 | RREAO | Roslyn Real Estate Asset Corp. 144A Exchangeable Preferred Stock Series D Floating Rate | 10/24/2003 | | | 11/04/03 ** |
| 13:31 | RREAP | Roslyn Real Estate Asset Corp. 144A Exchangeable Preferred Stock Series C | 10/24/2003 | | | 11/04/03 ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:31 | OHCPL | Oak Hill Credit Partners Ltd 144A Pfd Shares 3C7 | 11/4/2003 | | Inactive security ** |
Private Placement Security Changes 11/3/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| LOJAY also Ex-dividend on 11/4/03:
Regular dividend (.2399 apx) and Interest on Capital (.1303 apx) |
