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Other-OTC System Changes - 11/1/2004 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | FCPG | Face Print Global Solutions, Inc. Common Stock | 11/2/2004 | | | |
| 15:45 | FTOBF | 42 Below Ltd Ordinary Shares (New Zealand) | 11/2/2004 | | | |
| 13:30 | KWIC | Kennedy-Wilson, Inc. Common Stock | 11/2/2004 | | | From NNM (KWIC)** |
| 15:45 | VGSP | Vegas Petra Inc Common Stock | 11/2/2004 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:20 | CQBNF | Corpbanca Sponsored Reg S GDR representing Common (Chile) | 11/1/2004 | | Listed on NYSE (BCA)** |
| 09:20 | IASIZ | Asiacontent.com, Ltd Class A Ordinary Shares with Due bills | 11/1/2004 | | Final Liquidating Distribution. Certs deemed worthless. ** |
| 15:45 | CTDBO | Citadel Broadcasting 13.25 Pfd Ordinary Shares | 11/2/2004 | | Called For Redemption 7/1/2002 ($107.73/sh) |
| 15:45 | DPAR | Dale Parizeau Inc Common Stock | 11/2/2004 | | Inactive Issue |
| 15:45 | DPARP | Dale Parizeau Inc Series A 6% Preferred Stock | 11/2/2004 | | Called For Redemption 4/18/1995 ($10.66/sh) |
| 15:45 | ELFAO | Elf Aquitaine Investment Auciton Rate Preferred Stock | 11/2/2004 | | Called For Redemption 5/8/2000 |
| 15:45 | ELFAP | Elf Aquitaine Capital Inc Dutch Auction Rate Preferred Stock | 11/2/2004 | | Called For Redemption 5/1/2000 |
| 15:45 | FTCPP | Fleetwood Capital Trust III 9 1/2% Preferred Stock | 11/2/2004 | | Called For Redemption 4/29/2004 ** |
| 15:45 | FTWDP | Fleetwood Capital Trust II Convertible Trust 9.5%Preferred Stock | 11/2/2004 | | Called For Redemption 6/4/2004 ** |
| 15:45 | GRONP | Groupe Ro Na Dismat Inc Class A Retractactable Series 1 $1.025 Preferred Stock | 11/2/2004 | | Called For Redemption 12/30/1991 ($10.20/sh) |
| 15:45 | NTHLQ | NorthWestern Capital Financing I 7.2% Series B Preferred Stock | 11/2/2004 | | Bankruptcy effective |
| 15:45 | NTHMQ | Northwestern Capital Financing II 8.25% Series C Preferred Stock | 11/2/2004 | | Bankruptcy effective |
| 15:45 | NTHPQ | NWPS Capital Financing I 8.125% Series A Preferred Stock | 11/2/2004 | | Bankruptcy effective |
| 15:45 | NTHWQ | NorthWestern Corporation Common Stock | 11/2/2004 | | Bankruptcy effective |
| 15:45 | NTHZQ | NorthWestern Capital Financing III 8.10% Series D Preferred Stock | 11/2/2004 | | Bankruptcy effective |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:30 | 11/2/2004 | CRTZ | Creative Recycl Technlgs Inc Common Stock | IGTN | Ingen Technologies, Inc. Common Stock | ** |
| 09:20 | 11/2/2004 | LOOEF | Loumic Exploration Inc Ordinary Shares (Canada) | VSTFF | Vast Exploration Inc Ordinary Shares (Canada) | 1-10 R/S ** |
| 13:30 | 11/2/2004 | MFPTF | Mfp Tech Svcs Ltd Can Ordinary Shares | CNKFF | CLEARLINK Capital Corporation Ordinary Shares (Canada) | |
Portal System Changes 11/1/2004 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:08 | CQLTP | Crest 2004-1, Ltd. 144A Preferred 3C7 | 11/2/2004 | | | |
| 15:08 | LETKW | Lehman Brothers Fin S A 144A Call Warrant on Orion Corp. 10/21/2005 | 11/2/2004 | | | |
| 15:08 | LETLW | Lehman Brothers Fin S A 144A Call Warrant on Shinhan Finl Group Ltd. 10/21/05 (Switzerland) | 11/2/2004 | | | |
| 15:08 | LETNW | Lehman Brothers Fin S A 144A Call Warrant on Amorepacific Corp. 10/21/05 (Switzerland) | 11/2/2004 | | | |
Private Placement Security Changes 11/1/2004 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The deletion from NBB for ETFC, reported on the Daily List of 11/01/2004, with an Effective Date of 11/02/2004, has been cancelled. |
