April 23, 2014
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Other-OTC System Changes - 11/1/2004 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:30 FCPG Face Print Global Solutions, Inc. Common Stock 11/2/2004    
15:45 FTOBF 42 Below Ltd Ordinary Shares (New Zealand) 11/2/2004    
13:30 KWIC Kennedy-Wilson, Inc. Common Stock 11/2/2004   From NNM (KWIC)** 
15:45 VGSP Vegas Petra Inc Common Stock 11/2/2004    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:20 CQBNF Corpbanca Sponsored Reg S GDR representing Common (Chile) 11/1/2004  Listed on NYSE (BCA)** 
09:20 IASIZ Asiacontent.com, Ltd Class A Ordinary Shares with Due bills 11/1/2004  Final Liquidating Distribution. Certs deemed worthless. ** 
15:45 CTDBO Citadel Broadcasting 13.25 Pfd Ordinary Shares 11/2/2004  Called For Redemption 7/1/2002 ($107.73/sh) 
15:45 DPAR Dale Parizeau Inc Common Stock 11/2/2004  Inactive Issue 
15:45 DPARP Dale Parizeau Inc Series A 6% Preferred Stock 11/2/2004  Called For Redemption 4/18/1995 ($10.66/sh) 
15:45 ELFAO Elf Aquitaine Investment Auciton Rate Preferred Stock 11/2/2004  Called For Redemption 5/8/2000 
15:45 ELFAP Elf Aquitaine Capital Inc Dutch Auction Rate Preferred Stock 11/2/2004  Called For Redemption 5/1/2000 
15:45 FTCPP Fleetwood Capital Trust III 9 1/2% Preferred Stock 11/2/2004  Called For Redemption 4/29/2004 ** 
15:45 FTWDP Fleetwood Capital Trust II Convertible Trust 9.5%Preferred Stock 11/2/2004  Called For Redemption 6/4/2004 ** 
15:45 GRONP Groupe Ro Na Dismat Inc Class A Retractactable Series 1 $1.025 Preferred Stock 11/2/2004  Called For Redemption 12/30/1991 ($10.20/sh) 
15:45 NTHLQ NorthWestern Capital Financing I 7.2% Series B Preferred Stock 11/2/2004  Bankruptcy effective 
15:45 NTHMQ Northwestern Capital Financing II 8.25% Series C Preferred Stock 11/2/2004  Bankruptcy effective 
15:45 NTHPQ NWPS Capital Financing I 8.125% Series A Preferred Stock 11/2/2004  Bankruptcy effective 
15:45 NTHWQ NorthWestern Corporation Common Stock 11/2/2004  Bankruptcy effective 
15:45 NTHZQ NorthWestern Capital Financing III 8.10% Series D Preferred Stock 11/2/2004  Bankruptcy effective 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:30 11/2/2004 CRTZ Creative Recycl Technlgs Inc Common Stock IGTN Ingen Technologies, Inc. Common Stock ** 
09:20 11/2/2004 LOOEF Loumic Exploration Inc Ordinary Shares (Canada) VSTFF Vast Exploration Inc Ordinary Shares (Canada) 1-10 R/S ** 
13:30 11/2/2004 MFPTF Mfp Tech Svcs Ltd Can Ordinary Shares CNKFF CLEARLINK Capital Corporation Ordinary Shares (Canada)  


Portal System Changes 11/1/2004 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:08 CQLTP Crest 2004-1, Ltd. 144A Preferred 3C7 11/2/2004    
15:08 LETKW Lehman Brothers Fin S A 144A Call Warrant on Orion Corp. 10/21/2005 11/2/2004    
15:08 LETLW Lehman Brothers Fin S A 144A Call Warrant on Shinhan Finl Group Ltd. 10/21/05 (Switzerland) 11/2/2004    
15:08 LETNW Lehman Brothers Fin S A 144A Call Warrant on Amorepacific Corp. 10/21/05 (Switzerland) 11/2/2004    


Private Placement Security Changes 11/1/2004 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The deletion from NBB for ETFC, reported on the Daily List of 11/01/2004, with an Effective Date of 11/02/2004, has been cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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