September 30, 2014
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OTCBB and Other-OTC System Changes - 10/29/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 DNAX DNA Brands, Inc. Common Stock 10/29/2012 100 From BB (DNAX) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 DNAX DNA Brands, Inc. Common Stock 10/29/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
18:00 SBHIF Sasebo Heavy Inds Co Ltd Tokyo Ordinary Shares 11/1/2012 100 Inactive Issue 


Portal System Changes 10/29/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 10/29/2012 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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