

May 23, 2013

OTCBB and Other-OTC System Changes - 10/29/2012 12:00:00 AM

OTCBB Daily List

Other-OTC / Portal / PPS Daily List

OTCBB, Other-OTC and Portal Daily List

SECURITY ADDITIONS

Updated

Symbol

Company Name

Effective Date

OATS
Reportable
Flag

Unit of
Trade

Comments

07:55

DNAX

DNA Brands, Inc. Common Stock

10/29/2012

100

From BB (DNAX)

SECURITY DELETIONS

Updated

Symbol

Company Name

Effective Date

Unit of
Trade

Comments

07:55

DNAX

DNA Brands, Inc. Common Stock

10/29/2012

100

Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11

18:00

SBHIF

Sasebo Heavy Inds Co Ltd Tokyo Ordinary Shares

11/1/2012

100

Inactive Issue

Portal System Changes 10/29/2012 12:00:00 AM

There are no entries for Portal issues.

Private Placement Security Changes 10/29/2012 12:00:00 AM

There are no entries for Private Placement Security issues.

Notes

All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.

** indicates NSCC Eligible Security (National Securities Clearing Corporation)

Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800

Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.